GREAT COMPANIES LLC
CRD #108850 SEC #801-57423 CLEARWATER, FL 800-538-5111
SEC Registered
Total AUM
$803.3M
Discretionary
$803M
Employees
--
Clients
0
Accounts
34
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 12, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ATKINS, JAMIE, DEVELLE | I | COMPLIANCE MANAGER | NA | Control |
| ATKINS, JAMIE, DEVELLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ATKINS, JAMIE, DEVELLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOLLMAN, GERALD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOLLMAN, GERALD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOLLMAN, GERALD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOLLMAN, GERALD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BUTTE, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EPPES, DONNA, MARIE | I | SECRETARY | NA | Control |
| EPPES, DONNA, MARIE | I | SECRETARY | NA | Control |
| EPPES, DONNA, MARIE | I | SECRETARY | NA | Control |
| EPPES, DONNA, MARIE | I | SECRETARY | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | MANAGER | NA | Control |
| FERRARA, VINCENT, RAYMOND | I | MANAGER | NA | Control |
| MORIARTY, THOMAS, RAYMOND | I | MANAGER | NA | Control |
| MORIARTY, THOMAS, RAYMOND | I | MANAGER | NA | Control |
| MORIARTY, THOMAS, RAYMOND | I | MANAGER | NA | Control |
| MORIARTY, THOMAS, RAYMOND | I | MANAGER | NA | Control |
| RIAZZI, JOHN, CARMEN | I | MANAGER | NA | Control |
| RIAZZI, JOHN, CARMEN | I | MANAGER | NA | Control |
| RIAZZI, JOHN, CARMEN | I | MANAGER | NA | Control |
| STODDARD, JAMES, LEON | I | VICE PRESIDENT & GENERAL MANAGER | NA | Control |
| VAHL, JEROME, CHARLES | I | MANAGER | NA | Control |
| VAHL, JEROME, CHARLES | I | MANAGER | NA | Control |
| VAHL, JEROME, CHARLES | I | MANAGER | NA | Control |
| WARRICK, ALAN, FUTTRELL | I | MANAGER | NA | Control |
| HUGUET, JAMES, HARE | I | CO-CEO,MEMBER, MANAGER, & CHIEF INVESTMENT OFFICER | C | Control |
| HUGUET, JAMES, HARE | I | CO-CEO,MEMBER, & MANAGER | C | Control |
| HUGUET, JAMES, HARE | I | CO-CEO,MEMBER, MANAGER, & CHIEF INVESTMENT OFFICER | C | Control |
| HUGUET, JAMES, HARE | I | CO-CEO,MEMBER, MANAGER, & CHIEF INVESTMENT OFFICER | C | Control |
| KENNEY, JOHN, RAYMOND | I | CHAIRMAN, CO-CEO, MEMBER, & MANAGER | C | Control |
| KENNEY, JOHN, RAYMOND | I | CHAIRMAN, CO-CEO, MEMBER, & MANAGER | C | Control |
| KENNEY, JOHN, RAYMOND | I | CHAIRMAN, CO-CEO, MEMBER, & MANAGER | C | Control |
| KENNEY, JOHN, RAYMOND | I | CHAIRMAN, CO-CEO, MEMBER, & MANAGER | C | Control |
| MONEY SERVICES, INC | DE | MEMBER | C | Control |
| MONEY SERVICES, INC | DE | MEMBER | C | Control |
| MONEY SERVICES, INC | DE | MEMBER | C | Control |
| MONEY SERVICES, INC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AEGON INTERNATIONAL N.V. | FE | THE AEGON TRUST | E | Control |
| AEGON INTERNATIONAL N.V. | FE | AEGON U.S. HOLDING CORPORATION | E | Control |
| AEGON INTERNATIONAL N.V. | FE | THE AEGON TRUST | E | Control |
| AEGON INTERNATIONAL N.V. | FE | THE AEGON TRUST | E | Control |
| AEGON N.V. | FE | AEGON INTERNATIONAL N.V. | E | Control |
| AEGON N.V. | FE | AEGON INTERNATIONAL N.V. | E | Control |
| AEGON N.V. | FE | AEGON INTERNATIONAL N.V. | E | Control |
| AEGON N.V. | FE | AEGON INTERNATIONAL N.V. | E | Control |
| AEGON U.S. CORPORATION | DE | AEGON U.S.A INC. | E | Control |
| AEGON U.S. CORPORATION | DE | AEGON U.S.A INC. | E | Control |
| AEGON U.S. CORPORATION | DE | AEGON U.S.A INC. | E | Control |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON U.S.A INC. | E | Control |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON U.S. CORPORATION | E | Control |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON U.S. CORPORATION | E | Control |
| AEGON USA INC | DE | TRANSAMERICA HOLDING COMPANY, LLC | E | Control |
| AEGON USA INC | DE | TRANSAMERICA HOLDING COMPANY | E | Control |
| AEGON USA INC | DE | TRANSAMERICA HOLDING COMPANY, LLC | E | Control |
| AEGON USA INC | DE | TRANSAMERICA HOLDING COMPANY, LLC | E | Control |
| AUSA HOLDING COMPANY | DE | MONEY SERVICES, INC | E | Control |
| AUSA HOLDING COMPANY | DE | MONEY SERVICES, INC | E | Control |
| AUSA HOLDING COMPANY | DE | MONEY SERVICES, INC | E | Control |
| THE AEGON TRUST | DE | AEGON U.S. HOLDING CORPORATION | E | Control |
| THE AEGON TRUST | DE | AEGON U.S. HOLDING CORPORATION | E | Control |
| TRANSAMERICA HOLDING COMPANY | DE | AUSA HOLDING COMPANY | E | Control |
| TRANSAMERICA HOLDING COMPANY, LLC | DE | AUSA HOLDING COMPANY | E | Control |
| TRANSAMERICA HOLDING COMPANY, LLC | DE | AUSA HOLDING COMPANY | E | Control |
| TRANSAMERICA HOLDING COMPANY, LLC | DE | AUSA HOLDING COMPANY | E | Control |
| VERENIGING AEGON (NETHERLANDS MEMBERSHIP ASSOCIATION) | FE | AEGON N.V. | D | Control |
| VERENIGING AEGON (NETHERLANDS MEMBERSHIP ASSOCIATION) | FE | AEGON N.V. | D | Control |
| AUSA HOLDING COMPANY | DE | MONEY SERVICES, INC | C | Control |
Registrations
Federal
IA
Jan 12, 2004 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
635 COURT STREETSUITE 100
CLEARWATER, FL 33756-5512
USA
Phone: 800-538-5111