BALLENTINE FINN & CO INC
CRD #108853 SEC #801-56250 WOLFEBORO, NH 603-569-1717
SEC Registered
Total AUM
$625M
Discretionary
$513M
Employees
--
Clients
51
Accounts
55
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 22, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EDWARDS-PITT, COVENTRY | I | VICE PRESIDENT | NA | |
| BALLENTINE, ROY, COOPER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| BALLENTINE, ROY, COOPER | I | PRESIDENT | D | Control |
| BALLENTINE, ROY, COOPER | I | PRESIDENT, CCO | D | Control |
| FINN, ALICE, NANCY | I | VICE PRESIDENT | D | Control |
| FINN, ALICE, NANCY | I | CEO | D | Control |
| BALLENTINE, ROY, COOPER | I | PRESIDENT, CCO | C | Control |
| BALLENTINE, ROY, COOPER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| BALLENTINE, ROY, COOPER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| FINN, ALICE, NANCY | I | CEO | C | Control |
| FINN, ALICE, NANCY | I | CEO | C | Control |
| FINN, ALICE, NANCY | I | CEO | C | Control |
| SCHAFFER, KYLE, JUDGE | I | VICE PRESIDENT | B | |
| SCHAFFER, KYLE, JUDGE | I | VICE PRESIDENT | B | |
| SCHAFFER, KYLE, JUDGE | I | DIRECTOR & VICE PRESIDENT | B | |
| SCHAFFER, KYLE, JUDGE | I | VICE PRESIDENT | B | |
| MCMORROW, ANDREW, JOHN | I | DIRECTOR & VICE PRESIDENT | A | |
| PETERSON, GREGORY, LAMBROS | I | VICE PRESIDENT | A | |
| SHILO, CLAUDIA, JEAN | I | VICE PRESIDENT | A |
Registrations
Federal
IA
Jun 22, 2005 REGISTERED
Notice Filings (9)
CA CT FL MA ME NC NH NY RI
Address
55 MILL STREETWOLFEBORO, NH 3894
USA
Phone: 603-569-1717