NEW CENTURY ASSET MANAGEMENT INC
Legal name: NEW CENTURY ASSET MANAGEMENT, INC.
CRD #108863 SEC #801-56839 WAYNE, NJ 973-305-5505
SEC Registered
Total AUM
$238.4M
Discretionary
$176.8M
Employees
6
Clients
--
Accounts
632
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| ABRAMSON, ANDREW, ISRAEL | I | DIRECTOR | NA | Control |
| BAUM, PETER, JAMES | I | DIRECTOR | NA | Control |
| BAUM, PETER, JAMES | I | DIRECTOR | NA | Control |
| BAUM, PETER, JAMES | I | DIRECTOR | NA | Control |
| BAUM, PETER, JAMES | I | DIRECTOR | NA | Control |
| BAUM, PETER, JAMES | I | DIRECTOR | NA | Control |
| BAUM, PETER, JAMES | I | DIRECTOR | NA | Control |
| BAUM, PETER, JAMES | I | DIRECTOR | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | SECRETARY/DIRECTOR | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | SECRETARY/DIRECTOR | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | SECRETARY/DIRECTOR | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | SECRETARY/DIRECTOR | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | SECRETARY/DIRECTOR | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT & SECRETARY | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT & SECRETARY & DIRECTOR | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT & SECRETARY | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT & SECRETARY | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT & SECRETARY | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT & SECRETARY | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT & SECRETARY | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT & SECRETARY | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT & SECRETARY | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT & SECRETARY | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | PRESIDENT & SECRETARY | NA | Control |
| BRUNO, ANTHONY, MICHAEL | I | DIRECTOR | NA | Control |
| BUSKE, KATHLEEN, MARY | I | DIRECTOR | NA | |
| BUSKE, KATHLEEN, MARY | I | DIRECTOR | NA | |
| BUSKE, KATHLEEN, MARY | I | DIRECTOR | NA | |
| BUSKE, KATHLEEN, MARY | I | DIRECTOR | NA | |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| DRESKIN, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| EDELSTEIN, ERIC, PAUL | I | DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| ESKOW, ALAN, DAVID | I | TREASURER/DIRECTOR | NA | Control |
| FAGANS, MICHAEL | I | AML OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| FAGANS, MICHAEL | I | AML OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| FAGANS, MICHAEL | I | AML OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| GUILFOILE, MARY, JULE | I | DIRECTOR | NA | Control |
| HEMMERDINGER, HENRY, DALE | I | DIRECTOR | NA | |
| HEMMERDINGER, HENRY, DALE | I | DIRECTOR | NA | Control |
| HEMMERDINGER, HENRY, DALE | I | DIRECTOR | NA | Control |
| HEMMERDINGER, HENRY, DALE | I | DIRECTOR | NA | Control |
| HEMMERDINGER, HENRY, DALE | I | DIRECTOR | NA | Control |
| HEMMERDINGER, HENRY, DALE | I | DIRECTOR | NA | Control |
| HEMMERDINGER, HENRY, DALE | I | DIRECTOR | NA | |
| HEMMERDINGER, HENRY, DALE | I | DIRECTOR | NA | |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| JONES, WALTER, HENRY | I | DIRECTOR | NA | Control |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CEO/DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CEO/DIRECTOR | NA | Control |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CEO/DIRECTOR | NA | Control |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CEO/DIRECTOR | NA | Control |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER/CEO/DIRECTOR | NA | Control |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CEO/DIRECTOR | NA | Control |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CEO/DIRECTOR | NA | Control |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CEO/DIRECTOR | NA | Control |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CEO/DIRECTOR | NA | |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CEO/DIRECTOR | NA | |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CEO/DIRECTOR | NA | Control |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CEO/DIRECTOR | NA | |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CEO/DIRECTOR | NA | |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CEO/DIRECTOR | NA | Control |
| KLEIBER, ROBERT, CHRISTMAN | I | PRESIDENT/CEO/DIRECTOR | NA | |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| LIPKIN, GERALD, HOWARD | I | CHAIRMAN/DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MILLER, RICHARD, SAMUEL | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | SECRETARY/DIRECTOR | NA | |
| MULLIGAN, ROBERT, JOHN | I | SECRETARY/DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | SECRETARY/DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | SECRETARY/DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | SECRETARY/DIRECTOR | NA | |
| MULLIGAN, ROBERT, JOHN | I | SECRETARY/DIRECTOR | NA | |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | SECRETARY/DIRECTOR | NA | |
| MULLIGAN, ROBERT, JOHN | I | SECRETARY/DIRECTOR | NA | |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | SECRETARY/DIRECTOR | NA | |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MULLIGAN, ROBERT, JOHN | I | DIRECTOR | NA | Control |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | |
| MURRAY, LESLEY | I | CHIEF COMPLIANCE OFFICER/DIRECTOR | NA | |
| RUKIN, BARNETT, "NMN" | I | DIRECTOR | NA | |
| RUKIN, BARNETT, "NMN" | I | DIRECTOR | NA | |
| SANDS, STEVE, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SANDS, STEVE, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHER, BENJAMIN, ARTHUR | I | DIRECTOR | NA | |
| SHER, BENJAMIN, ARTHUR | I | DIRECTOR | NA | |
| SOLDOVERI, ROBERT, C | I | DIRECTOR | NA | |
| SOLDOVERI, ROBERT, C | I | DIRECTOR | NA | |
| SOUTHWAY, PETER, "NMN" | I | DIRECTOR | NA | |
| SOUTHWAY, PETER, "NMN" | I | DIRECTOR | NA | |
| VORCHEIMER, LEONARD, JAY | I | DIRECTOR | NA | |
| VORCHEIMER, LEONARD, JAY | I | DIRECTOR | NA | |
| VORCHEIMER, LEONARD, JAY | I | DIRECTOR | NA | |
| WILKS, JEFFREY, SCOTT | I | DIRECTOR | NA | |
| WILKS, JEFFREY, SCOTT | I | DIRECTOR | NA | |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
| VALLEY NATIONAL BANK | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
| VALLEY NATIONAL BANK CORP. | DE | VALLEY NATIONAL BANK | E | Control |
Registrations
Federal
IA
Mar 21, 2016 REGISTERED
Notice Filings (9)
CA CT FL NC NJ NY OH PA VA
Address
1195 HAMBURG TURNPIKEWAYNE, NJ 07470
United States
Phone: 973-305-5505