RESOLUTE CAPITAL MANAGEMENT LLC
CRD #108864 SEC #801-56566 WASHINGTON, DC 202-638-7600
SEC Registered
Total AUM
$83.8M
Discretionary
$82.4M
Employees
10
Clients
--
Accounts
108
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CALIFF, BARBARA, MOORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CALIFF, BARBARA, MOORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CALIFF, BARBARA, MOORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CALIFF, BARBARA, MOORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CALIFF, BARBARA, MOORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAFFENREFFER, NICHOLAS, CHASE | I | PRESIDENT | D | Control |
| HAFFENREFFER, NICHOLAS, CHASE | I | PRESIDENT | D | Control |
| HAFFENREFFER, NICHOLAS, CHASE | I | PRESIDENT | D | Control |
| HAFFENREFFER, NICHOLAS, CHASE | I | PRESIDENT | D | Control |
| HAFFENREFFER, NICHOLAS, CHASE | I | PRESIDENT | D | Control |
| HAFFENREFFER, NICHOLAS, CHASE | I | PRESIDENT | D | Control |
| HAFFENREFFER, NICHOLAS, CHASE | I | PRESIDENT | D | Control |
| FIG PARTNERS, LLC | DE | PRINCIPAL | C | |
| FIG PARTNERS, LLC | DE | PRINCIPAL | C | |
| HAFFENREFFER, NICHOLAS, CHASE | I | PRESIDENT | C | Control |
| SPARTIN, PETER, WILLIAM | I | PRINCIPAL | C | |
| SPARTIN, PETER, WILLIAM | I | PRINCIPAL | C | |
| DOWLING, VINCENT, JOHN | I | MEMBER/NON-VOTING | B | |
| DOWLING, VINCENT, JOHN | I | MEMBER/NON-VOTING | B | |
| DOWLING, VINCENT, JOHN | I | MEMBER/NON-VOTING | B | |
| FIG PARTNERS, LLC | DE | PRINCIPAL | B | |
| PROSPECTOR HOLDINGS | DE | PRINCIPAL | B | |
| PROSPECTOR HOLDINGS | DE | PRINCIPAL | B | |
| PROSPECTOR HOLDINGS | DE | PRINCIPAL | B | |
| PROSPECTOR HOLDINGS, LLC | DE | MEMBER/VOTING | B | |
| PROSPECTOR HOLDINGS, LLC | DE | MEMBER/VOTING | B | |
| PROSPECTOR HOLDINGS, LLC | DE | MEMBER/VOTING | B | |
| SPARTIN, PETER | I | PRINCIPAL | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GILLESPIE, JOHN, DAVIES | I | PROSPECTOR HOLDINGS, LLC | E | |
| GILLESPIE, JOHN, DAVIES | I | PROSPECTOR HOLDINGS, LLC | E | |
| GILLESPIE, JOHN, DAVIES | I | PROSPECTOR HOLDINGS, LLC | E |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (10)
CT DC MA MD MS NH OH TX VA VT
Address
919 18TH ST NWSUITE 350
WASHINGTON, DC 20006
United States
Phone: 202-638-7600