RIA Intelligence

NEW YORK LIFE INSURANCE CO.

CRD #108875 SEC #801-19525 NEW YORK, NY 212-576-5803
SEC Registered
Total AUM
$479.3M
Discretionary
$479.3M
Employees
--
Clients
0
Accounts
85

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AKHOURY, RAVINDRANATHIEXECUTIVE MANAGEMENT COMMITTEE MEMBERNA Control
AKHOURY, RAVINDRANATHIEXECUTIVE MANAGEMENT COMMITTEE MEMBERNA Control
AKHOURY, RAVINDRANATHIEXECUTIVE MANAGEMENT COMMITTEE MEMBERNA Control
AKHOURY, RAVINDRANATHIEXECUTIVE MANAGEMENT COMMITTEE MEMBERNA Control
AKHOURY, RAVINDRANATHIEXECUTIVE MANAGEMENT COMMITTEE MEMBERNA Control
AKHOURY, RAVINDRANATHIEXECUTIVE MANAGEMENT COMMITTEE MEMBERNA Control
ALEWINE, BETTY, C.IDIRECTORNA Control
ALEWINE, BETTY, C.IDIRECTORNA Control
ALEWINE, BETTY, C.IDIRECTORNA Control
ALEWINE, BETTY, C.IDIRECTORNA Control
ALEWINE, BETTY, C.IDIRECTORNA Control
ALEWINE, BETTY, C.IDIRECTORNA Control
ATKINS, HOWARD, IIEXECUTIVE VICE PRESIDENT, CFO & EMC MBR.NA Control
BAYLIS, ROBERT, MONTAGUEIDIRECTORNA Control
BAYLIS, ROBERT, MONTAGUEIDIRECTORNA Control
BAYLIS, ROBERT, MONTAGUEIDIRECTORNA Control
BAYLIS, ROBERT, MONTAGUEIDIRECTORNA Control
BAYLIS, ROBERT, MONTAGUEIDIRECTORNA Control
BAYLIS, ROBERT, MONTAGUEIDIRECTORNA Control
BENANAV, GARY, GIDEONIDIRECTOR, VICE CHAIRMAN AND CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER OF NEW YORK LIFE INTERNATIONAL LLC & EMC MBR.NA Control
BENANAV, GARY, GIDEONIDIRECTOR, EVP & EMC MBR.NA Control
BENANAV, GARY, GIDEONIDIRECTOR, EVP & EMC MBR.NA Control
BENANAV, GARY, GIDEONIDIRECTOR, EVP & EMC MBR.NA Control
BOCCIO, FRANK, MISENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICE, LIFE AND ANNUITY & EMC MBR.NA Control
BOCCIO, FRANK, MISENIOR VICE PRESIDENT & EMC MBR.NA Control
BOCCIO, FRANK, MISENIOR VICE PRESIDENT & EMC MBR.NA Control
BOCCIO, FRANK, MISENIOR VICE PRESIDENT & EMC MBR.NA Control
BOCCIO, FRANK, MICHAELISENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER, U.S. INSURANCE OPERATIONS & EMC MBR.NA Control
BOCCIO, FRANK, MICHAELISENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER OF LIFE AND ANNUITY, U.S. INSURANCE OPERATIONS & EMC MBR.NA Control
BROADHEAD, JAMES, LOWELLIDIRECTORNA Control
BROADHEAD, JAMES, LOWELLIDIRECTORNA Control
BROADHEAD, JAMES, LOWELLIDIRECTORNA Control
BROADHEAD, JAMES, LOWELLIDIRECTORNA Control
BROADHEAD, JAMES, LOWELLIDIRECTORNA Control
BROADHEAR, JAMES, LOWELLIDIRECTORNA Control
BURNS, WILLIAM, GILBERTIDIRECTORNA Control
BURNS, WILLIAM, GILBERTIDIRECTORNA Control
BURNS, WILLIAM, GILBERTIDIRECTORNA Control
CALHOUN, JAY, STEELEISENIOR VICE PRESIDENT & TREASURERNA Control
CALHOUN, JAY, STEELEISENIOR VICE PRESIDENT & TREASURERNA Control
CALHOUN, JAY, STEELEISENIOR VICE PRESIDENT & TREASURERNA Control
CALHOUN, JAY, STEELEISENIOR VICE PRESIDENT & TREASURERNA Control
CALHOUN, JAY, STEELEISENIOR VICE PRESIDENT & TREASURERNA Control
CALHOUN, JAY, STEELEISENIOR VICE PRESIDENT & TREASURERNA Control
CAMPBELL, JUDITH, E.ISENIOR VICE PRESIDENT, CHIEF INFORMATION OFFICER & EMC MBR.NA Control
CAMPBELL, JUDITH, E.ISENIOR VICE PRESIDENT, CHIEF INFORMATION OFFICER & EMC MBR.NA Control
CAMPBELL, JUDITH, E.ISENIOR VICE PRESIDENT, CIO & EMC MBR.NA Control
CAMPBELL, JUDITH, E.ISENIOR VICE PRESIDENT, CIO & EMC MBR.NA Control
CAMPBELL, JUDITH, E.ISENIOR VICE PRESIDENT, CIO & EMC MBR.NA Control
CAMPBELL, JUDITH, E.ISENIOR VICE PRESIDENT, CIO & EMC MBR.NA Control
CARBINE, PATRICIA, THERESAIDIRECTORNA Control
CARBINE, PATRICIA, THERESAIDIRECTORNA Control
CHALFIN, MARC, JAYISENIOR VICE PRESIDENT & CHIEF OF STAFFNA Control
COLGATE, JESSIE, MORSEISENIOR VICE PRESIDENT IN CHARGE OF GOVERNMENTAL AFFAIRS & EMC MBR.NA Control
COLGATE, JESSIE, MORSEISENIOR VICE PRESIDENT & EMC MBR.NA Control
COLGATE, JESSIE, MORSEISENIOR VICE PRESIDENT & EMC MBR.NA Control
COLGATE, JESSIE, MORSEISENIOR VICE PRESIDENT & EMC MBR.NA Control
COLGATE, JESSIE, MORSEISENIOR VICE PRESIDENT & EMC MBR.NA Control
CULLEN, JOHN, ANDREWISENIOR VICE PRESIDENT, CONTROLLER, CHIEF ACCOUNTING OFFICER AND CONTROLLERNA Control
CULLEN, JOHN, ANDREWISENIOR VICE PRESIDENT, CONTROLLER, AND CHIEF ACCOUNTING OFFICERNA Control
CULLEN, JOHN, ANDREWISENIOR VICE PRESIDENT, CHIEF ACCOUNTING OFFICER AND CONTROLLERNA Control
DAVIDSON, SHEILA, KEARNEYIEXECUTIVE VICE PRESIDENT IN CHARGE OF LAW AND CORPORATE ADMINISTRATION & EMC MBR.NA Control
DAVIDSON, SHEILA, KEARNEYIEXECUTIVE VICE PRESIDENT IN CHARGE OF LAW AND CORPORATE ADMINISTRATION & EMC MBR.NA Control
DAVIDSON, SHEILA, KEARNEYISENIOR VICE PRESIDENT, GENERAL COUNSEL & EMC MBR.NA Control
DAVIDSON, SHEILA, KEARNEYISENIOR VICE PRESIDENT, GENERAL COUNSEL & EMC MBR.NA Control
DAVIDSON, SHEILA, KEARNEYISENIOR VICE PRESIDENT, GENERAL COUNSEL & EMC MBR.NA Control
DAVIDSON, SHEILA, KEARNEYISENIOR VICE PRESIDENT, GENERAL COUNSEL & EMC MBR.NA Control
ENGLISH, THOMAS, FISENIOR VICE PRESIDENT AND GENERAL COUNSELNA Control
ENGLISH, THOMAS, FISENIOR VICE PRESIDENT AND GENERAL COUNSELNA Control
FEIDLER, MARKIDIRECTORNA Control
FEIDLER, MARKIDIRECTORNA Control
FLOURNOY, THOMAS, FLEMINGIEMC MBR. & CONSULTANTNA Control
FLOURNOY, THOMAS, FLEMINGICONSULTANTNA Control
FLOURNOY, THOMAS, FLEMINGICONSULTANTNA Control
FOSTER, KENT, BENARDIDIRECTORNA Control
FOSTER, KENT, BENARDIDIRECTORNA Control
FOSTER, KENT, BENARDIDIRECTORNA Control
FOSTER, KENT, BENARDIDIRECTORNA Control
FOSTER, KENT, BENARDIDIRECTORNA Control
FOSTER, KENT, BENARDIDIRECTORNA Control
GILMOUR, JOSEPH, ARCHARDIEXECUTIVE VICE PRESIDENT & PRESIDENT & CHIEF EXECUTIVE OFFICER OF NEW YORK LIFE INTERNATIONAL & EMC MEMBERNA Control
GILMOUR, JOSEPH, ARCHARDIEXECUTIVE VICE PRESIDENT, AND CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER OF NEW YORK LIFE INTERNATIONAL & EMC MEMBERNA Control
GOLD, CHRISTINA, AIDIRECTORNA Control
GOLD, CHRISTINA, AIDIRECTORNA Control
GOLD, CHRISTINA, AIDIRECTORNA Control
GOLD, CHRISTINA, AIDIRECTORNA Control
GOLD, CHRISTINA, AIDIRECTORNA Control
GOLDFINGER, SOLOMONISENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER U.S. INSURANCE OPERATIONS & EMC MEMBERNA Control
GOLDFINGER, SOLOMONISENIOR VICE PRESIDENT & SENIOR ADVISOR TO THE CHIEF OPERATING OFFICER & EMC MEMBERNA Control
GOLDFINGER, SOLOMONISENIOR VICE PRESIDENT, CHIEF OF STAFF, CFO (LIFE AND ANNUITY)& EMC MBR.NA Control
GOLDFINGER, SOLOMONISENIOR VICE PRESIDENT, CFO & EMC MBR.NA Control
GOLDFINGER, SOLOMONISENIOR VICE PRESIDENT, CFO & EMC MBR.NA Control
GOLDFINGER, SOLOMONISENIOR VICE PRESIDENT, CFO & EMC MBR.NA Control
HARPER, CONRAD, KENNETHIDIRECTORNA Control
HARPER, CONRAD, KENNETHIDIRECTORNA Control
HARPER, CONRAD, KENNETHIDIRECTORNA Control
HARPER, CONRAD, KENNETHIDIRECTORNA Control
HARPER, CONRAD, KENNETHIDIRECTORNA Control
HARPER, CONRAD, KENNETHIDIRECTORNA Control
HILDEBRAND, PHILLIP, JOHNIVICE CHAIR EXECUTIVE VICE PRESIDENT AND CO-HEAD, U.S. INSURANCE OPERATIONS & EMC MBR.NA Control
HILDEBRAND, PHILLIP, JOHNIVICE CHAIRMAN, EXECUTIVE VICE PRESIDENT AND CO-HEAD, U.S. INSURANCE OPERATIONS & EMC MBR.NA Control
HILDEBRAND, PHILLIP, JOHNIEXECUTIVE VICE PRESIDENT AND CO-HEAD LIFE AND ANNUITY & EMC MBR.NA Control
HILDEBRAND, PHILLIP, JOHNIEXECUTIVE VICE PRESIDENT & EMC MBR.NA Control
HILDEBRAND, PHILLIP, JOHNIEXECUTIVE VICE PRESIDENT & EMC MBR.NA Control
HILDEBRAND, PHILLIP, JOHNIEXECUTIVE VICE PRESIDENT & EMC MBR.NA Control
KAPLAN, GERALDISENIOR VICE PRESIDENT & CHIEF TAX COUNSELNA Control
KAPLAN, GERALDISENIOR VICE PRESIDENT & CHIEF TAX COUNSELNA Control
KAPLAN, GERALDISENIOR VICE PRESIDENT & CHIEF TAX COUNSELNA Control
KERNAN, RICHARD, MICHAELIDIRECTOR, EVP, CIO, EMC MBR.,NA Control
KRISTOFF, SANDY, JEANNEISENIOR VICE PRESIDENT & CHIEF OF STAFF AND EMC MEMBERNA Control
LEVY, RICHARD, DAVIDISENIOR VICE PRESIDENT & CONTROLLERNA Control
LEVY, RICHARD, DAVIDISENIOR VICE PRESIDENT & CONTROLLERNA Control
LEVY, RICHARD, DAVIDISENIOR VICE PRESIDENT & CONTROLLERNA Control
MATHAS, TEODORE, AIEMC MEMBERNA Control
MATHAS, TEODORE, AIEMC MEMBERNA Control
MATHAS, THEODORE, AIDIRECTOR, VICE CHAIRMAN OF THE BOARD, AND CHIEF OPERATING OFFICERNA Control
MATHAS, THEODORE, AIDIRECTOR, VICE CHAIRMAN OF THE BOARD, AND CHIEF OPERATING OFFICERNA Control
MATHAS, THEODORE, AIEXECUTIVE VICE PRESIDENT AND CO-HEAD, LIFE AND ANNUITY & EMC MEMBERNA Control
MCCRAW, JR., LESLIE, GLADSTONEIDIRECTORNA Control
MCCRAW, JR., LESLIE, GLADSTONEIDIRECTORNA Control
MCCRAW, JR., LESLIE, GLADSTONEIDIRECTORNA Control
MCCRAW, JR., LESLIE, GLADSTONEIDIRECTORNA Control
MCCRAW, JR., LESLIE, GLADSTONEIDIRECTORNA Control
MCCRAW, JR., LESLIE, GLADSTONEIDIRECTORNA Control
MCINERNEY, BARBARA, JOANICHIEF COMPLIANCE OFFICERNA
MCINERNEY, BARBARA, JOANICHIEF COMPLIANCE OFFICERNA
MITCHELL, DAVID, WINDSORIDIRECTORNA Control
MURDOCK, BRIAN, ANDREWISENIOR VICE PRESIDENT & PRESIDENT OF NEW YORK LIFE INVESTMENT MANAGEMENT LLC & EMC MEMBERNA Control
MURDOCK, BRIAN, ANDREWISENIOR VICE PRESIDENT, PRESIDENT AND CHIEF EXECUTIVE OFFICER OF NEW YORK LIFE INVESTMENT MANAGEMENT LLC & EMC MEMBERNA Control
NICHOLS, GEORGEISENIOR VICE PERSIDENT IN CHARGE OF GOVERNMENTAL AFFAIRS AND EMC MEMBERNA Control
ORTINO, HECTOR, RIDIRECTORNA Control
ORTINO, HECTOR, RIDIRECTORNA Control
ORTINO, HECTOR, RIDIRECTORNA Control
PFAFF, MARK, WILLIAMISENIOR VICE PRESIDENT IN CHARGE OF THE AGENCY DEPARTMENT, AND EMC MEMBERNA Control
PIVIROTTO, RICAHRD, ROYIDIRECTORNA Control
PIVIROTTO, RICHARD, ROYIDIRECTORNA Control
PIVIROTTO, RICHARD, ROYIDIRECTORNA Control
PIVIROTTO, RICHARD, ROYIDIRECTORNA Control
PRUEHER, JOSEPH, WIDIRECTORNA Control
PRUEHER, JOSEPH, WIDIRECTORNA Control
PRUEHER, JOSEPH, WIDIRECTORNA Control
PRUEHER, JOSEPH, WIDIRECTORNA Control
PRUEHER, JOSEPH, WIDIRECTORNA Control
SCHIEVELBEIN, THOMAS, CIDIRECTORNA Control
SCHIEVELBEIN, THOMAS, CIDIRECTORNA Control
SIEVERT, FREDERICK, JAMESIDIRECTOR, PRESIDENT & EMC MBRNA Control
SIEVERT, FREDERICK, JAMESIDIRECTOR, PRESIDENT & EMC MBRNA Control
SIEVERT, FREDERICK, JAMESIDIRECTOR, PRESIDENT & EMC MBRNA Control
SIEVERT, FREDERICK, JAMESIDIRECTOR, VICE CHAIR & EMC MBRNA Control
SIEVERT, FREDERICK, JAMESIDIRECTOR, VICE CHAIR & EMC MBRNA Control
SIEVERT, FREDERICK, JAMESIDIRECTOR, VICE CHAIR & EMC MBRNA Control
SMITH, ROBERT, LISENIOR VICE PRESIDENT IN CHARGE OF SPECIAL MARKETS & EMC MEMBERNA Control
SMITH, ROBERT, LISENIOR VICE PRESIDENT IN CHARGE OF SPECIAL MARKETS & EMC MEMBERNA Control
SMITH, ROBERT, LISENIOR VICE PRESIDENT IN CHARGE OF SPECIAL MARKETS & EMC MEMBERNA Control
SMITH, ROBERT, LIEMC MEMBERNA Control
SMITH, ROBERT, LIEMC MEMBERNA Control
SPROULE, MICHAEL, EDWARDIEXECUTIVE VICE PRESIDENT & CFO AND EMC MEMBERNA Control
SPROULE, MICHAEL, EDWARDIEXECUTIVE VICE PRESIDENT & CFO AND EMC MEMBERNA Control
SPROULE, MICHAEL, EDWARDIEXECUTIVE VICE PRESIDENT & CFO AND EMC MEMBERNA Control
STEINBERG, JOEL, MISENIOR VICE PRESIDENT AND CHIEF ACTUARYNA Control
STEINBERG, JOEL, MISENIOR VICE PRESIDENT AND CHIEF ACTUARYNA Control
STEINIG, STEPHEN, NELSONISENIOR VICE PRESIDENT AND CHIEF ACTUARYNA Control
STEINIG, STEPHEN, NELSONISENIOR VICE PRESIDENT, CHIEF ACTUARYNA Control
STERNBERG, SEYMOURICHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER & EMC MBR.NA Control
STERNBERG, SEYMOURICHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER & EMC MBR.NA Control
STERNBERG, SEYMOURICHAIRMAN, CEO & EMC MBR.NA Control
STERNBERG, SEYMOURICHAIRMAN, PRESIDENT, CEO & EMC MBR.NA Control
STERNBERG, SEYMOURICHAIRMAN, PRESIDENT, CEO & EMC MBR.NA Control
STERNBERG, SEYMOURICHAIRMAN, PRESIDENT, CEO & EMC MBR.NA Control
TERRELL, FREDERICK, ONEILIDIRECTORNA Control
TERRELL, FREDERICK, ONIELIDIRECTORNA Control
TERRELL, FREDERICK, ONIELIDIRECTORNA Control
THROPE, SUSAN, AISENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL & SECRETARYNA Control
THROPE, SUSAN, AISENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL & SECRETARYNA Control
TRAPP, GEORGE, JOSEPHIEXECUTIVE VICE PRESIDENT, SEC'Y & EMC MBR. SNA Control
TRAPP, GEORGE, JOSEPHIEXECUTIVE VICE PRESIDENT, SEC'Y & EMC MBR. SNA Control
TRAPP, GEORGE, JOSEPHIEXECUTIVE VICE PRESIDENT, SEC'Y & EMC MBR. SNA Control
WARGA, THOMAS, JOSEPHISENIOR VICE PRESIDENT & GENERAL AUDITOR & CHIEF PRIVACY OFFICERNA Control
WARGA, THOMAS, JOSEPHISENIOR VICE PRESIDENT & GENERAL AUDITOR & CHIEF PRIVACY OFFICERNA Control
WARGA, THOMAS, JOSEPHISENIOR VICE PRESIDENT & GENERAL AUDITORNA Control
WARGA, THOMAS, JOSEPHISENIOR VICE PRESIDENT & GENERAL AUDITORNA Control
WARGA, THOMAS, JOSEPHISENIOR VICE PRESIDENT & GENERAL AUDITORNA Control
WARGA, THOMAS, JOSEPHISENIOR VICE PRESIDENT & GENERAL AUDITORNA Control
WENDLANDT, GARY, EDWARDISENIOR EXECUTIVE VICE PRESIDENT FOR INVESTMENT AND FINANCE & CHAIRMAN OF NEW YORK LIFE INVESTMENT MANAGEMENT LLC AND EMC MBR.NA Control
WENDLANDT, GARY, EDWARDISR. EXECUTIVE VICE PRESIDENT FOR INVESTMENT AND FINANCE & CIO, CHAIRMAN OF NEW YORK LIFE INVESTMENT MANAGEMENT LLC AND EMC MBR.NA Control
WENDLANDT, GARY, EDWARDIEXECUTIVE VICE PRESIDENT & CHAIRMAN & CHIEF EXECUTIVE OFFICER OF NEW YORK LIFE INVESTMENT MANAGEMENT LLC AND EMC MBR.NA Control
WENDLANDT, GARY, EDWARDIEXECUTIVE VICE PRESIDENT & EMC MBR.NA Control
WENDLANDT, GARY, EDWARDIEXECUTIVE VICE PRESIDENT & EMC MBR.NA Control
WENDLANDT, GARY, EDWARDIEXECUTIVE VICE PRESIDENT & EMC MBR.NA Control

Registrations

Federal

IA
Mar 30, 2007 REGISTERED

Notice Filings (1)

NY

Address

51 MADISON AVENUE
ROOM 7004
NEW YORK, NY 10010
USA
Phone: 212-576-5803