COLONIAL ADVISORY SERVICES INC
CRD #108876 SEC #801-18179 BOSTON, MA 617-426-3750
SEC Registered
Total AUM
$2.2B
Discretionary
$2.2B
Employees
--
Clients
--
Accounts
9
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 21, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BANKS, KEITH | I | DIRECTOR | NA | Control |
| BANKS, KEITH, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| BANKS, KEITH, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| BANKS, KEITH, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| BANKS, KEITH, THOMAS | I | VARIOUS TO PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| BANKS, KEITH, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| BANKS, KEITH, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| BANKS, KEITH, THOMAS | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| BEGLEY, LINDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| BIRNBAUM, ROBERT, DAVID | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | INTERIM HEAD OF MUTUAL FUNDS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | INTERIM HEAD OF MUTUAL FUNDS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | INTERIM HEAD OF MUTUAL FUNDS | NA | Control |
| CONNAUGHTON, JOHN, KEVIN | I | INTERIM HEAD OF MUTUAL FUNDS | NA | Control |
| FOX, MARTHA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, MARTHA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, MARTHA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, MARTHA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, MARTHA, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FURLONG, BRENDA, JEAN | I | DIRECTOR | NA | Control |
| FURLONG, BRENDA, JEAN | I | DIRECTOR | NA | Control |
| IUDICE, PHILIP, JOHN | I | TREASURER | NA | Control |
| IUDICE, PHILIP, JOHN | I | TREASURER | NA | Control |
| IUDICE, PHILIP, JOHN | I | TREASURER | NA | Control |
| IUDICE, PHILIP, JOHN | I | VARIOUS TO CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| IUDICE, PHILIP, JOHN | I | TREASURER | NA | Control |
| IUDICE, PHILIP, JOHN | I | TREASURER | NA | Control |
| IUDICE, PHILIP, JOHN | I | TREASURER | NA | Control |
| IUDICE, PHILIP, JOHN | I | TREASURER | NA | Control |
| LOEWENBERG, JEAN, SUSAN | I | CLERK AND CHIEF LEGAL OFFICER | NA | Control |
| MULLIN, MARY, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PALOMBO, JOSEPH, ROBERT | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| PALOMBO, JOSEPH, ROBERT | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| PALOMBO, JOSEPH, ROBERT | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| PALOMBO, JOSEPH, ROBERT | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| PALOMBO, JOSEPH, ROBERT | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| PALOMBO, JOSEPH, ROBERT | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| ROZENSON, DAVID, A. | I | CLERK& CHIEF LEGAL OFFICER | NA | Control |
| ROZENSON, DAVID, A. | I | CLERK& CHIEF LEGAL OFFICER | NA | Control |
| ROZENSON, DAVID, A. | I | CLERK& CHIEF LEGAL OFFICER | NA | Control |
| ROZENSON, DAVID, A. | I | VARIOUS TO CLERK | NA | Control |
| ROZENSON, DAVID, A. | I | CLERK& CHIEF LEGAL OFFICER | NA | Control |
| ROZENSON, DAVID, A. | I | CLERK AND CHIEF LEGAL OFFICER | NA | Control |
| ROZENSON, DAVID, A. | I | CLERK& CHIEF LEGAL OFFICER | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| SAYLER, ROGER, A | I | DIRECTOR | NA | Control |
| SPANOS, GREGORY, JOHN | I | EXECUTIVE VICE PRESIDENT | NA | |
| WONDRACK, LINDA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIBERTY FUNDS GROUP LLC | DE | PARENT OF APPLICANT | E | Control |
| LIBERTY FUNDS GROUP LLC | DE | PARENT OF APPLICANT | E | Control |
| LIBERTY FUNDS GROUP LLC | DE | PARENT OF APPLICANT | E | Control |
| LIBERTY FUNDS GROUP LLC | DE | PARENT OF APPLICANT | E | Control |
| LIBERTY FUNDS GROUP LLC | DE | PARENT OF APPLICANT | E | Control |
| LIBERTY FUNDS GROUP LLC | DE | PARENT OF APPLICANT | E | Control |
| LIBERTY FUNDS GROUP LLC | DE | PARENT OF APPLICANT | E | Control |
| LIBERTY FUNDS GROUP LLC | DE | PARENT OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANK OF AMERICA CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | LIBERTY FUNDS GROUP LLC | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | LIBERTY FUNDS GROUP LLC | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | LIBERTY FUNDS GROUP LLC | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | LIBERTY FUNDS GROUP LLC | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | LIBERTY FUNDS GROUP LLC | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | LIBERTY FUNDS GROUP LLC | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | LIBERTY FUNDS GROUP LLC | E | Control |
| COLUMBIA MANAGEMENT GROUP, INC. | DE | LIBERTY FUNDS GROUP LLC | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEET NATIONAL BANK | DE | COLUMBIA MANAGEMENT GROUP, INC. | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| FLEETBOSTON FINANCIAL CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
| NB HOLDINGS CORPORATION | DE | FLEET NATIONAL BANK | E | Control |
Registrations
Federal
IA
Dec 21, 2005 REGISTERED
Address
ONE FINANCIAL CENTERBOSTON, MA 2111
USA
Phone: 617-426-3750