FBR INVESTMENT MANAGEMENT, INC.
CRD #108883 SEC #801-54830 ARLINGTON, VA 703-312-9700
SEC Registered
Total AUM
$848.6M
Discretionary
$809.8M
Employees
--
Clients
--
Accounts
64
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 8, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BILLINGS, ERIC, FRANCIS | I | CHAIRMAN & DIRECTOR | NA | Control |
| BILLINGS, ERIC, FRANCIS | I | CHAIRMAN & DIRECTOR | NA | Control |
| BILLINGS, ERIC, FRANCIS | I | CHAIRMAN & DIRECTOR | NA | Control |
| BILLINGS, ERIC, FRANCIS | I | CHAIRMAN & DIRECTOR | NA | Control |
| BILLINGS, ERIC, FRANCIS | I | CO-CHAIRMAN,CO-CEO & DIRECTOR | NA | Control |
| BILLINGS, ERIC, FRANCIS | I | CO-CHAIRMAN,CO-CEO & DIRECTOR | NA | Control |
| BILLINGS, ERIC, FRANCIS | I | CHAIRMAN & DIRECTOR | NA | Control |
| BILLINGS, ERIC, FRANCIS | I | CHAIRMAN & DIRECTOR | NA | Control |
| BILLINGS, ERIC, FRANCIS | I | CHAIRMAN & DIRECTOR | NA | Control |
| BILLINGS, ERIC, FRANCIS | I | CO-CHAIRMAN AND CO-CEO | NA | Control |
| BILLINGS, ERIC, FRANCIS | I | CO-CHAIRMAN,CO-CEO & DIRECTOR | NA | Control |
| CHIN, SOTHARA | I | COMPLIANCE OFFICER | NA | Control |
| CHIN, SOTHARA | I | COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, EMANUEL, JOSHUA | I | CO-CHAIRMAN,CO-CEO & DIRECTOR | NA | Control |
| FRIEDMAN, EMANUEL, JOSHUA | I | CO-CHAIRMAN,CO-CEO & DIRECTOR | NA | Control |
| FRIEDMAN, EMANUEL, JOSHUA | I | CO-CHAIRMAN AND CO-CEO | NA | Control |
| FRIEDMAN, EMANUEL, JOSHUA | I | CO-CHAIRMAN,CO-CEO & DIRECTOR | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | GENERAL COUNSEL | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | GENERAL COUNSEL | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | GENERAL COUNSEL | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | CHIEF LEGAL OFFICER & DIRECTOR | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | CHIEF LEGAL OFFICER & DIRECTOR | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | GENERAL COUNSEL | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | CHIEF LEGAL OFFICER & DIRECTOR | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | GENERAL COUNSEL | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | GENERAL COUNSEL | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | GENERAL COUNSEL | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | GENERAL COUNSEL | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | GENERAL COUNSEL | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | GENERAL COUNSEL | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | GENERAL COUNSEL | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | GENERAL COUNSEL | NA | Control |
| GINIVAN, WILLIAM, JOHN | I | GENERAL COUNSEL | NA | Control |
| HARRINGTON, KURT, ROSS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARRINGTON, KURT, ROSS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARRINGTON, KURT, ROSS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARRINGTON, KURT, ROSS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARRINGTON, KURT, ROSS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARRINGTON, KURT, ROSS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARRINGTON, KURT, ROSS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARRINGTON, KURT, ROSS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARRINGTON, KURT, ROSS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARRINGTON, KURT, ROSS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARRINGTON, KURT, ROSS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HENDRIX, RICHARD, J | I | CEO | NA | Control |
| HENDRIX, RICHARD, J | I | CEO | NA | Control |
| HENDRIX, RICHARD, J | I | CEO | NA | Control |
| HENDRIX, RICHARD, J | I | CHAIRMAN & CEO | NA | Control |
| HENDRIX, RICHARD, J | I | CHAIRMAN & CEO | NA | Control |
| HENDRIX, RICHARD, J | I | CEO & DIRECTOR | NA | Control |
| HENDRIX, RICHARD, J | I | CHAIRMAN & CEO | NA | Control |
| HENDRIX, RICHARD, J | I | CHAIRMAN & CEO | NA | Control |
| HENDRIX, RICHARD, J | I | CEO | NA | Control |
| HENDRIX, RICHARD, J | I | CEO | NA | Control |
| HENDRIX, RICHARD, J | I | CEO | NA | Control |
| SMITH, ROBERT, SIDNEY | I | CHIEF OPERATING OFFICER | NA | Control |
| SMITH, ROBERT, SIDNEY | I | CHIEF OPERATING OFFICER | NA | Control |
| SMITH, ROBERT, SIDNEY | I | CHIEF OPERATING OFFICER | NA | Control |
| SMITH, ROBERT, SIDNEY | I | CHIEF OPERATING OFFICER | NA | Control |
| SMITH, ROBERT, SIDNEY | I | CHIEF OPERATING OFFICER | NA | Control |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALKER, FRANK, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHEELER, EDWARD, MERRILL | I | PRESIDENT & COO | NA | Control |
| WHEELER, EDWARD, MERRILL | I | PRESIDENT & COO | NA | Control |
| WHEELER, EDWARD, MERRILL | I | PRESIDENT & COO | NA | Control |
| WHEELER, EDWARD, MERRILL | I | PRESIDENT, COO & DIRECTOR | NA | Control |
| WHEELER, EDWARD, MERRILL | I | PRESIDENT, COO & DIRECTOR | NA | Control |
| WHEELER, EDWARD, MERRILL | I | PRESIDENT & COO | NA | Control |
| WHEELER, EDWARD, MERRILL | I | PRESIDENT, COO & DIRECTOR | NA | Control |
| WHEELER, EDWARD, MERRILL | I | PRESIDENT, COO & DIRECTOR | NA | Control |
| WHEELER, EDWARD, MERRILL | I | PRESIDENT & COO | NA | Control |
| WHEELER, EDWARD, MERRILL | I | PRESIDENT & COO | NA | Control |
| WHEELER, EDWARD, MERRILL | I | PRESIDENT & COO | NA | Control |
| WRIGHT, BRADLEY, J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WRIGHT, BRADLEY, J | I | CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| WRIGHT, BRADLEY, J | I | CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| WRIGHT, BRADLEY, J | I | CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR | NA | Control |
| WRIGHT, BRADLEY, J | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR ASSET MANAGEMENT HOLDINGS, INC. | DE | DIRECT CORPORATE PARENT | E | Control |
| FBR CAPITAL MANAGEMENT, INC. | DE | DIRECT CORPORATE PARENT | E | |
| FBR CAPITAL MANAGEMENT, INC. | DE | DIRECT CORPORATE PARENT | E | |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | ULTIMATE CORPORATE PARENT | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | ULTIMATE CORPORATE PARENT | E | Control |
| BILLINGS, ERIC, FRANCIS | I | DIRECTOR | B | Control |
| BILLINGS, ERIC, FRANCIS | I | DIRECTOR | B | Control |
| FRIEDMAN, EMANUEL, JOSHUA | I | DIRECTOR | B | Control |
| FRIEDMAN, EMANUEL, JOSHUA | I | DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FBR CAPITAL MARKETS CORPORATION | DE | FBR ASSETS MANAGEMENT HOLDINGS, INC. | E | Control |
| FBR CAPITAL MARKETS CORPORATION | DE | FBR ASSETS MANAGEMENT HOLDINGS, INC. | E | Control |
| FBR CAPITAL MARKETS CORPORATION | DE | FBR ASSETS MANAGEMENT HOLDINGS, INC. | E | Control |
| FBR CAPITAL MARKETS CORPORATION | DE | FBR ASSETS MANAGEMENT HOLDINGS, INC. | E | Control |
| FBR CAPITAL MARKETS CORPORATION | DE | FBR ASSETS MANAGEMENT HOLDINGS, INC. | E | Control |
| FBR CAPITAL MARKETS CORPORATION | DE | FBR ASSETS MANAGEMENT HOLDINGS, INC. | E | Control |
| FBR CAPITAL MARKETS CORPORATION | DE | FBR ASSETS MANAGEMENT HOLDINGS, INC. | E | Control |
| FBR CAPITAL MARKETS CORPORATION | DE | FBR ASSETS MANAGEMENT HOLDINGS, INC. | E | Control |
| FBR CAPITAL MARKETS CORPORATION | DE | FBR ASSETS MANAGEMENT HOLDINGS, INC. | E | Control |
| FBR TRS HOLDINGS,INC. | DE | FBR ASSET MANAGEMENT HOLDINGS, INC. | E | Control |
| FBR TRS HOLDINGS,INC. | DE | FBR CAPITAL MARKETS CORPORATION | E | Control |
| FBR TRS HOLDINGS,INC. | DE | FBR CAPITAL MARKETS CORPORATION | E | Control |
| FBR TRS HOLDINGS,INC. | DE | FBR CAPITAL MARKETS CORPORATION | E | Control |
| FBR TRS HOLDINGS,INC. | DE | FBR ASSET MANAGEMENT HOLDINGS, INC. | E | Control |
| FBR TRS HOLDINGS,INC. | DE | FBR CAPITAL MARKETS CORPORATION | E | Control |
| FBR TRS HOLDINGS,INC. | DE | FBR CAPITAL MARKETS CORPORATION | E | Control |
| FBR TRS HOLDINGS,INC. | DE | FBR ASSET MANAGEMENT HOLDINGS, INC. | E | Control |
| FBR TRS HOLDINGS,INC. | DE | FBR ASSET MANAGEMENT HOLDINGS, INC. | E | Control |
| FBR TRS HOLDINGS,INC. | DE | FBR CAPITAL MARKETS CORPORATION | E | Control |
| FBR TRS HOLDINGS,INC. | DE | FBR CAPITAL MARKETS CORPORATION | E | Control |
| FBR TRS HOLDINGS,INC. | DE | FBR CAPITAL MARKETS CORPORATION | E | Control |
| FBR TRS HOLDINGS,INC. | DE | FBR ASSET MANAGEMENT, INC. | E | Control |
| FBR TRS HOLDINGS,INC. | DE | FBR ASSET MANAGEMENT, INC. | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | FBR TRS HOLDINGS, INC. | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | FBR TRS HOLDINGS, INC. | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | FBR TRS HOLDINGS, INC. | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | FBR TRS HOLDINGS, INC. | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | FBR TRS HOLDINGS, INC. | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | FBR TRS HOLDINGS, INC. | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | FBR TRS HOLDINGS, INC. | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | FBR TRS HOLDINGS, INC. | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | FBR TRS HOLDINGS, INC. | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | FBR TRS HOLDINGS, INC. | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | FBR TRS HOLDINGS, INC. | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | FBR TRS HOLDINGS, INC. | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | FBR TRS HOLDINGS, INC. | E | Control |
| FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. | DE | FBR TRS HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Sep 8, 2005 REGISTERED
Notice Filings (6)
AZ NC OR TX VA WA
Address
1001 19TH STREET NORTHPOTOMAC TOWER
ARLINGTON, VA 22209
USA
Phone: 703-312-9700