BERLIN FINANCIAL, LTD.
CRD #108884 SEC #801-55607 CLEVELAND, OH 216-479-0400
SEC Registered
Total AUM
$52.5M
Discretionary
$52.5M
Employees
10
Clients
--
Accounts
40
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 12, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERLIN, JENNIFER, WILLIAMS | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLIN, JENNIFER, WILLIAMS | I | CHIEF OPERATING OFFICER | NA | Control |
| BERLIN, JENNIFER, WILLIAMS | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLIN, JENNIFER, WILLIAMS | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLIN, JENNIFER, WILLIAMS | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLIN, JENNIFER, WILLIAMS | I | CHIEF OPERATING OFFICER | NA | Control |
| BERLIN, JENNIFER, WILLIAMS | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLIN, JOY, ROTAR | I | TRUSTEE OF MEMBER | NA | |
| BERLIN, JOY, ROTAR | I | MEMBER | NA | |
| BERLIN, JOY, ROTAR | I | TRUSTEE OF MEMBER | NA | Control |
| BERLIN, JOY, ROTAR | I | TRUSTEE OF MEMBER | NA | Control |
| BERLIN, JOY, ROTAR | I | MEMBER | NA | |
| BERLIN, JOY, ROTAR | I | MEMBER | NA | |
| BERLIN, JOY, ROTAR | I | MEMBER | NA | |
| BERLIN, JOY, ROTAR | I | TRUSTEE OF MEMBER | NA | Control |
| BERLIN, JOY, ROTAR | I | MEMBER | NA | |
| BERLIN, THOMAS, GEORGE | I | TRUSTEE/MANAGING MEMBER/OFFICER | NA | Control |
| BERLIN, THOMAS, GEORGE | I | MANAGING MEMBER | NA | Control |
| BERLIN, THOMAS, GEORGE | I | TRUSTEE/MANAGING MEMBER/OFFICER | NA | Control |
| BERLIN, THOMAS, GEORGE | I | TRUSTEE/MANAGING MEMBER/OFFICER | NA | Control |
| BERLIN, THOMAS, GEORGE | I | MANAGING MEMBER | NA | Control |
| BERLIN, THOMAS, GEORGE | I | MANAGING MEMBER | NA | Control |
| BERLIN, THOMAS, GEORGE | I | MANAGING MEMBER | NA | Control |
| BERLIN, THOMAS, GEORGE | I | TRUSTEE/MANAGING MEMBER/OFFICER | NA | Control |
| BERLIN, THOMAS, GEORGE | I | MANAGING MEMBER | NA | Control |
| BERLIN-DESANTIS, JILL | I | TRUSTEE OF MEMBER | NA | Control |
| BERLIN-DESANTIS, JILL | I | TRUSTEE OF MEMBER | NA | Control |
| JOY R. BERLIN, TRUSTEE, UNDER J.R. BERLIN LIVING TRUST DATED JUNE 25, 1996, AS AMENDED | DE | MEMBER | NA | |
| JOY R. BERLIN, TRUSTEE, UNDER J.R. BERLIN LIVING TRUST DATED JUNE 25, 1996, AS AMENDED | DE | MEMBER | NA | Control |
| JOY R. BERLIN, TRUSTEE, UNDER J.R. BERLIN LIVING TRUST DATED JUNE 25, 1996, AS AMENDED | DE | MEMBER | NA | Control |
| JOY R. BERLIN, TRUSTEE, UNDER J.R. BERLIN LIVING TRUST DATED JUNE 25, 1996, AS AMENDED | DE | MEMBER | NA | Control |
| THOMAS G. BERLIN, TRUSTEE UNDER T.G. BERLIN LIVING TRUST DATED MAY 21, 1996, AS AMENDED | DE | MANAGING MEMBER | NA | Control |
| THOMAS G. BERLIN, TRUSTEE UNDER T.G. BERLIN LIVING TRUST DATED MAY 21, 1996, AS AMENDED | DE | MANAGING MEMBER | NA | Control |
| THOMAS G. BERLIN, TRUSTEE UNDER T.G. BERLIN LIVING TRUST DATED MAY 21, 1996, AS AMENDED | DE | MANAGING MEMBER | NA | Control |
| THOMAS G. BERLIN, TRUSTEE UNDER T.G. BERLIN LIVING TRUST DATED MAY 21, 1996, AS AMENDED | DE | MANAGING MEMBER | NA | Control |
| BERLIN, SCOTT, THOMPSON | I | TRUSTEE OF MEMBER | C | Control |
| BERLIN, SCOTT, THOMPSON | I | MEMBER | C | Control |
| BERLIN, SCOTT, THOMPSON | I | TRUSTEE OF MEMBER | C | Control |
| BERLIN, SCOTT, THOMPSON | I | TRUSTEE OF MEMBER | C | Control |
| BERLIN, SCOTT, THOMPSON | I | MEMBER | C | Control |
| BERLIN, SCOTT, THOMPSON | I | MEMBER | C | Control |
| BERLIN, SCOTT, THOMPSON | I | MEMBER | C | Control |
| BERLIN, SCOTT, THOMPSON | I | TRUSTEE OF MEMBER | C | Control |
| BERLIN, SCOTT, THOMPSON | I | MEMBER | C | Control |
| BERLIN, SHANNON, FAYE | I | MEMBER | C | Control |
| BERLIN, SHANNON, FAYE | I | MEMBER | C | Control |
| BERLIN, SHANNON, FAYE | I | MEMBER | C | Control |
| BERLIN-DESANTIS, JILL | I | MEMBER | C | Control |
| BERLIN-DESANTIS, JILL | I | MEMBER | C | Control |
| BERLIN-DESANTIS, JILL | I | MEMBER | C | Control |
| BERLIN-DESANTIS, JILL | I | MEMBER | C | Control |
| BERLIN-DESANTIS, JILL | I | MEMBER | C | Control |
| BERLIN-DESANTIS, JILL | I | MEMBER | C | Control |
| BERLIN-DESANTIS, JILL | I | MEMBER | C | Control |
| BERLIN-HEINEY, SHANNON | I | MEMBER | C | Control |
| BERLIN-HEINEY, SHANNON | I | MEMBER | C | Control |
| CARLSON, SHANNON, BERLIN | I | MEMBER | C | Control |
| CARLSON, SHANNON, BERLIN | I | MEMBER | C | Control |
| CARLSON, SHANNON, BERLIN | I | MEMBER | C | Control |
| CARLSON, SHANNON, BERLIN | I | MEMBER | C | Control |
| JILL B. DESANTIS LIVING TRUST DATED JUNE 29, 2007 | DE | MEMBER | C | Control |
| JILL B. DESANTIS LIVING TRUST DATED JUNE 29, 2007 | DE | MEMBER | C | Control |
| SCOTT THOMPSON BERLIN, TRUSTEE UNDER THE SCOTT THOMPSON BERLIN DECLARATION OF TRUST DATED JULY 31, 2006 | DE | MEMBER | C | Control |
| SCOTT THOMPSON BERLIN, TRUSTEE UNDER THE SCOTT THOMPSON BERLIN DECLARATION OF TRUST DATED JULY 31, 2006 | DE | MEMBER | C | Control |
| SCOTT THOMPSON BERLIN, TRUSTEE UNDER THE SCOTT THOMPSON BERLIN DECLARATION OF TRUST DATED JULY 31, 2006 | DE | MEMBER | C | Control |
| SCOTT THOMPSON BERLIN, TRUSTEE UNDER THE SCOTT THOMPSON BERLIN DECLARATION OF TRUST DATED JULY 31, 2006 | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BERLIN, JOY, ROTAR | I | JR BERLIN LIVING TRUST DATED JUNE 25, 1996, AS AMENDED | E | Control |
| BERLIN, JOY, ROTAR | I | JR BERLIN LIVING TRUST DATED JUNE 25, 1996, AS AMENDED | E | Control |
| BERLIN, THOMAS, GEORGE | I | TG BERLIN LIVING TRUST DATED MAY 21, 1996, AS AMENDED | E | Control |
| BERLIN, THOMAS, GEORGE | I | TG BERLIN LIVING TRUST DATED MAY 21, 1996, AS AMENDED | E | Control |
| BERLIN, SCOTT, THOMPSON | I | THE SCOTT THOMPSON BERLIN DECLARATION OF TRUST DATED JULY 31, 2006 | C | Control |
| BERLIN, SCOTT, THOMPSON | I | THE SCOTT THOMPSON BERLIN DECLARATION OF TRUST DATED JULY 31, 2006 | C | Control |
| BERLIN, SCOTT, THOMPSON | I | THE SCOTT THOMPSON BERLIN DECLARATION OF TRUST DATED JULY 31, 2006 | C | Control |
| BERLIN-DESANTIS, JILL | I | JILL B. DESANTIS LIVING TRUST DATED JUNE 29, 2007 | C | Control |
| BERLIN-DESANTIS, JILL | I | JILL B. DESANTIS LIVING TRUST DATED JUNE 29, 2007 | C | Control |
Registrations
Federal
IA
Sep 12, 2005 REGISTERED
Notice Filings (12)
FL IL MA MD MI NC OH OR RI SC TX VA
Address
1325 CARNEGIE AVENUETHIRD FLOOR
CLEVELAND, OH 44115
UNITED STATES
Phone: 216-479-0400