AST INVESTMENT SERVICES, INC.
CRD #108897 SEC #801-40532 SHELTON, CT 973-802-9908
SEC Registered Disclosures
Total AUM
$93.5B
Discretionary
$93.5B
Employees
52
Clients
--
Accounts
27
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 1, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABRAM, PATRICIA, JEAN | I | EXECUTIVE V.P. & INVESTMENT COMMITTEE | NA | Control |
| ABRAM, PATRICIA, JEAN | I | EXECUTIVE V.P. & INVESTMENT COMMITTEE | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| AUGSBURGER, LEE, DUANE | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| Allen, Kenneth, William | I | VICE PRESIDENT | NA | Control |
| Allen, Kenneth, William | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| Allen, Kenneth, William | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| Allen, Kenneth, William | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| Allen, Kenneth, William | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| BENJAMIN, SCOTT, EDWARD | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| BIRCH, JOHN | I | SENIOR VP, COO & INVESTMENT COMMITTEE | NA | Control |
| BIRCH, JOHN | I | SENIOR VP, COO & INVESTMENT COMMITTEE | NA | Control |
| BOHM, MICHAEL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & ASSISTANT TREASURER | NA | Control |
| BOHM, MICHAEL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & ASSISTANT TREASURER | NA | Control |
| BOHM, MICHAEL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & ASSISTANT TREASURER | NA | Control |
| BOHM, MICHAEL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & ASSISTANT TREASURER | NA | Control |
| BOHM, MICHAEL | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & ASSISTANT TREASURER | NA | Control |
| BORONOW, GORDON, CHRISTOPHER | I | DEPUTY CEO | NA | Control |
| BORONOW, GORDON, CHRISTOPHER | I | DEPUTY CEO | NA | Control |
| BYRNES, SHAUN, MICHAEL | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BYRNES, SHAUN, MICHAEL | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BYRNES, SHAUN, MICHAEL | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| BYRNES, SHAUN, MICHAEL | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| CAPASSO, ARMANDO (DINO) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPASSO, ARMANDO (DINO) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPASSO, ARMANDO (DINO) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPASSO, ARMANDO (DINO) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPASSO, ARMANDO (DINO) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPASSO, ARMANDO (DINO) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAVALIERE, CARL, ALLEN | I | VICE PRESIDENT | NA | Control |
| CHAILLET, KEVIN | I | CONTROLLER | NA | Control |
| CHAILLET, KEVIN | I | CONTROLLER | NA | Control |
| CHAILLET, KEVIN | I | CONTROLLER | NA | Control |
| CHAILLET, KEVIN | I | CONTROLLER | NA | Control |
| CHAILLET, KEVIN | I | CONTROLLER | NA | Control |
| CHAILLET, KEVIN | I | CONTROLLER | NA | Control |
| CHAILLET, KEVIN | I | CONTROLLER | NA | Control |
| CHAILLET, KEVIN | I | CONTROLLER | NA | Control |
| CHAILLET, KEVIN | I | CONTROLLER | NA | Control |
| CHAILLET, KEVIN | I | CONTROLLER | NA | Control |
| CHAILLET, KEVIN | I | CONTROLLER | NA | Control |
| CHAILLET, KEVIN | I | CONTROLLER | NA | Control |
| CHAILLET, KEVIN | I | TREASURER | NA | Control |
| CHAILLET, KEVIN | I | TREASURER | NA | Control |
| CHAILLET, KEVIN | I | TREASURER | NA | Control |
| CHAILLET, KEVIN | I | TREASURER | NA | Control |
| CHAILLET, KEVIN | I | TREASURER | NA | Control |
| COLLINS, LINCOLN, REDMAN | I | DIRECTOR | NA | Control |
| COLLINS, LINCOLN, REDMAN | I | DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | INVESTMENT COMMITTEE | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | INVESTMENT COMMITTEE | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| CRONIN, TIMOTHY, SEAN | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| Capasso, Armando | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Capasso, Armando | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Capasso, Armando | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Cronin, Timothy, Sean | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| Cronin, Timothy, Sean | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| Cronin, Timothy, Sean | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | NA | Control |
| Cronin, Timothy, Sean | I | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| DAVY, RICHARD, GORDON | I | VP, MUTUAL FUND OPERATIONS | NA | Control |
| DAVY, RICHARD, GORDON | I | VP, MUTUAL FUND OPERATIONS | NA | Control |
| DIGIACOMO, CLAUDIA | I | CHIEF LEGAL OFFICER, VICE PRESIDENT, SECRETARY | NA | Control |
| DIGIACOMO, CLAUDIA | I | CHIEF LEGAL OFFICER, VICE PRESIDENT, SECRETARY | NA | Control |
| DIGIACOMO, CLAUDIA | I | CHIEF LEGAL OFFICER, VICE PRESIDENT, SECRETARY | NA | Control |
| DIGIACOMO, CLAUDIA | I | CHIEF LEGAL OFFICER, VICE PRESIDENT, SECRETARY | NA | Control |
| DIGIACOMO, CLAUDIA | I | CHIEF LEGAL OFFICER, VICE PRESIDENT, SECRETARY | NA | Control |
| DOKKEN, WADE, ADRIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DOKKEN, WADE, ADRIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Digiacomo, Claudia | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| Digiacomo, Claudia | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| Digiacomo, Claudia | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| Digiacomo, Claudia | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| Digiacomo, Claudia | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| Digiacomo, Claudia | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| Digiacomo, Claudia | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| EARNST, CHAD, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, A. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EARNST, CHAD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FALZON, ROBERT, MICHAEL | I | TREASURER | NA | Control |
| FALZON, ROBERT, MICHAEL | I | TREASURER | NA | Control |
| FALZON, ROBERT, MICHAEL | I | TREASURER | NA | Control |
| FLEURANT, JOHN | I | DIRECTOR, EXEC. VP, CFO | NA | Control |
| FLEURANT, JOHN | I | DIRECTOR, EXEC. VP, CFO | NA | Control |
| FLEURANT, JOHN | I | DIRECTOR, EXEC. VP, CFO | NA | Control |
| FLEURANT, JOHN | I | DIRECTOR, EXEC. VP, CFO | NA | Control |
| FLEURANT, JOHN, THOMAS | I | CONTROLLER | NA | Control |
| Fouche, Lori, Dickerson | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Fouche, Lori, Dickerson | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| GILBREATH, TERESA M.G. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GILBREATH, TERESA M.G. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, AND DIRECTOR | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, AND DIRECTOR | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER AND DIRECTOR | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER AND DIRECTOR | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER AND DIRECTOR | NA | Control |
| GUNIA, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER AND DIRECTOR | NA | Control |
| HEALEY, WILLIAM, VINCENT | I | EXECUTIVE VICE PRESIDENT & CHIEF LEGAL OFFICER | NA | Control |
| HEALEY, WILLIAM, VINCENT | I | EXECUTIVE VICE PRESIDENT & CHIEF LEGAL OFFICER | NA | Control |
| HEALEY, WILLIAM, VINCENT | I | EXECUTIVE VICE PRESIDENT & CHIEF LEGAL OFFICER | NA | Control |
| HEALEY, WILLIAM, VINCENT | I | EXECUTIVE VICE PRESIDENT & CHIEF LEGAL OFFICER | NA | Control |
| JACOB, BERNARD, JOSEPH | I | TREASURER | NA | Control |
| JACOB, BERNARD, JOSEPH | I | TREASURER | NA | Control |
| JACOB, BERNARD, JOSEPH | I | TREASURER | NA | Control |
| JACOB, BERNARD, JOSEPH | I | TREASURER | NA | Control |
| KARPATI, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KARPATI, BRUCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELLY, CHRISTIAN, JOHN | I | TREASURER AND VICE PRESIDENT | NA | Control |
| Kirwan, Shawn, Patrick | I | CONTROLLER | NA | Control |
| Kirwan, Shawn, Patrick | I | CONTROLLER | NA | Control |
| Kirwan, Shawn, Patrick | I | CONTROLLER | NA | Control |
| Kirwan, Shawn, Patrick | I | CONTROLLER | NA | Control |
| Kirwan, Shawn, Patrick | I | CONTROLLER | NA | Control |
| Kutyla, Robert, Ronald | I | CONTROLLER | NA | Control |
| Kutyla, Robert, Ronald | I | CONTROLLER | NA | Control |
| LAURITA, LESLEY | I | CONTROLLER | NA | Control |
| LAURITA, LESLEY | I | CONTROLLER | NA | Control |
| LAURITA, LESLEY | I | CONTROLLER | NA | Control |
| LAURITA, LESLEY | I | CONTROLLER | NA | Control |
| LAURITA, LESLEY | I | CONTROLLER | NA | Control |
| LAURITA, LESLEY | I | CONTROLLER | NA | Control |
| LAURITA, LESLEY | I | CONTROLLER | NA | Control |
| LAURITA, LESLEY | I | CONTROLLER | NA | Control |
| LEVIN, RICHARD, DANIEL | I | VP, DIRECTOR OF COMPLIANCE & INVESTMENT COMMITTEE | NA | Control |
| LEVIN, RICHARD, DANIEL | I | VP, DIRECTOR OF COMPLIANCE & INVESTMENT COMMITTEE | NA | Control |
| MACDONALD, EDWARD, PAUL | I | SENIOR COUNSEL & INVESTMENT COMMITTEE | NA | Control |
| MARIN, ELIZABETH, MARIE | I | TREASURER AND VICE PERSIDENT | NA | Control |
| MARIN, ELIZABETH, MARIE | I | TREASURER AND VICE PERSIDENT | NA | Control |
| MARIN, ELIZABETH, MARIE | I | TREASURER AND VICE PERSIDENT | NA | Control |
| MARIN, ELIZABETH, MARIE | I | TREASURER AND VICE PERSIDENT | NA | Control |
| MARIN, ELIZABETH, MARIE | I | TREASURER AND VICE PERSIDENT | NA | Control |
| MARIN, ELIZABETH, MARIE | I | TREASURER AND VICE PERSIDENT | NA | Control |
| MARIN, ELIZABETH, MARIE | I | TREASURER AND VICE PRESIDENT | NA | Control |
| MARIN, ELIZABETH, MARIE | I | TREASURER AND VICE PRESIDENT | NA | Control |
| MARIN, ELIZABETH, MARIE | I | TREASURER AND VICE PRESIDENT | NA | Control |
| MARIN, ELIZABETH, MARIE | I | TREASURER AND VICE PRESIDENT | NA | Control |
| MARIN, ELIZABETH, MARIE | I | TREASURER AND VICE PRESIDENT | NA | Control |
| MAZZAFERRO, THOMAS, MICHAEL | I | PRESIDENT, CFO & DIRECTOR | NA | Control |
| MAZZAFERRO, THOMAS, MICHAEL | I | PRESIDENT, CFO & DIRECTOR | NA | Control |
| MORRISON, MARGUERITE, HOWARD | I | SENIOR VICE PRESIDENT & SECRETARY | NA | Control |
| MORRISON, MARGUERITE, HOWARD | I | SENIOR VICE PRESIDENT & SECRETARY | NA | Control |
| MURRAY, MICHAEL, ALFRED WALTON | I | INVESTMENT COMMITTEE | NA | Control |
| MURRAY, MICHAEL, ALFRED WALTON | I | INVESTMENT COMMITTEE | NA | Control |
| O'DONNELL, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| O'DONNELL, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| O'DONNELL, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| O'DONNELL, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| O'DONNELL, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| O'DONNELL, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| O'DONNELL, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| O'DONNELL, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| O'DONNELL, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| O'DONNELL, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| O'DONNELL, ROBERT, FRANCIS | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA (III), RAYMOND, ANTHONY | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA, RAYMOND, A | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA, RAYMOND, A | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA, RAYMOND, A | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA, RAYMOND, A | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA, RAYMOND, A | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA, RAYMOND, A | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA, RAYMOND, A | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA, RAYMOND, A | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA, RAYMOND, ANTHONY | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA, RAYMOND, ANTHONY | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| O'HARA, RAYMOND, ANTHONY | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| ODENATH, DAVID, ROEHNER | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | PRESIDENT, OFFICER-IN-CHARGE, CEO, COO AND DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ODENATH, DAVID, ROEHNER | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| ODENATH, DAVID, ROEHNER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ODENATH, DAVID, ROEHNER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ODENATH, DAVID, ROEHNER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| OSBORN, KEVIN, BURDICK | I | DIRECTOR | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| OSBORN, KEVIN, BURDICK | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| PAPASAVAS, FRANK | I | TREASURER | NA | Control |
| PAPASAVAS, FRANK | I | TREASURER | NA | Control |
| PAPASAVAS, FRANK | I | TREASURER | NA | Control |
| PAPASAVAS, FRANK | I | TREASURER | NA | Control |
| PAPASAVAS, FRANK | I | TREASURER | NA | Control |
| PAPASAVAS, FRANK | I | TREASURER | NA | Control |
| PAPASAVAS, FRANK | I | TREASURER | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| PELLETIER, STEPHEN | I | DIRECTOR | NA | Control |
| PELLETIER, STEPHEN | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| PELLETIER, STEPHEN | I | DIRECTOR | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY(FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY(FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | VICE PRESIDENT, CORPORATE COUNSEL AND ASSISTANT SECRETARY(FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY(FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY(FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY(FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY(FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY(FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY(FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY(FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY(FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY(FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| QUIRK, KATHRYN, LORETTA | I | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY(FUNCTIONS AS CHIEF LEGAL OFFICER) | NA | Control |
| RICE, JUDY, ANN | I | EXECUTIVE VICE PRESIDENT & DIRECTOR | NA | Control |
| RICE, JUDY, ANN | I | PRESIDENT, OFFICER-IN-CHARGE, CEO, COO AND DIRECTOR | NA | Control |
| RICE, JUDY, ANN | I | PRESIDENT, OFFICER-IN-CHARGE, CEO, COO AND DIRECTOR | NA | Control |
| RICE, JUDY, ANN | I | PRESIDENT, OFFICER-IN-CHARGE, CEO, COO AND DIRECTOR | NA | Control |
| RICE, JUDY, ANN | I | PRESIDENT, OFFICER-IN-CHARGE, CEO, COO AND DIRECTOR | NA | Control |
| ROGERS, TIMOTHY, DAVID | I | VICE PRESIDENT | NA | Control |
| RUSSELL, JAMES, GERARD | I | SR. VICE PRESIDENT | NA | Control |
| RUSSELL, JAMES, GERARD | I | SR. VICE PRESIDENT | NA | Control |
| RUSSELL, JAMES, GERARD | I | SR. VICE PRESIDENT | NA | Control |
| RUSSELL, JAMES, GERARD | I | SR. VICE PRESIDENT | NA | Control |
| SAJOUS, ISABELLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAYRE, PETER | I | CONTROLLER | NA | Control |
| SAYRE, PETER | I | CONTROLLER | NA | Control |
| SAYRE, PETER | I | CONTROLLER | NA | Control |
| SAYRE, PETER | I | CONTROLLER | NA | Control |
| SIEB, MARK | I | CONTROLLER | NA | Control |
| SIEB, MARK | I | VICE PRESIDENT AND TREASURER | NA | Control |
| SIEB, MARK | I | VICE PRESIDENT AND TREASURER | NA | Control |
| SIEB, MARK | I | VICE PRESIDENT AND TREASURER | NA | Control |
| SIEB, MARK | I | VICE PRESIDENT AND TREASURER | NA | Control |
| SIEB, MARK | I | VICE PRESIDENT AND TREASURER | NA | Control |
| SIEB, MARK | I | VICE PRESIDENT AND TREASURER | NA | Control |
| SIEB, MARK | I | CONTROLLER | NA | Control |
| SIEB, MARK | I | VICE PRESIDENT AND TREASURER | NA | Control |
| SIEB, MARK | I | VICE PRESIDENT AND TREASURER | NA | Control |
| SIMPSON, VALERIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMPSON, VALERIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Swain, Andrew, Lerohn | I | CONTROLLER | NA | Control |
| Swain, Andrew, Lerohn | I | CONTROLLER | NA | Control |
| Swain, Andrew, Lerohn | I | CONTROLLER | NA | Control |
| Swain, Andrew, Lerohn | I | CONTROLLER | NA | Control |
| Swain, Andrew, Lerohn | I | CONTROLLER | NA | Control |
| TYSON, DYLAN, JOHN | I | EXECUTIVE VICE PRESIDENT, DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| TYSON, DYLAN, JOHN | I | EXECUTIVE VICE PRESIDENT, AND DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| TYSON, DYLAN, JOHN | I | EXECUTIVE VICE PRESIDENT, AND DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| TYSON, DYLAN, JOHN | I | EXECUTIVE VICE PRESIDENT, AND DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| TYSON, DYLAN, JOHN | I | EXECUTIVE VICE PRESIDENT, AND DIRECTOR, BOARD OF DIRECTORS | NA | Control |
| ULLMAN, DEBORAH, GORMAN | I | DIRECTOR | NA | Control |
| ULNESS, JEFFREY, MARK | I | INVESTMENT COMMITTEE | NA | Control |
| ULNESS, JEFFREY, MARK | I | INVESTMENT COMMITTEE | NA | Control |
| WALDVOGEL, LYNN, MARY | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| WHITCHER, ROBERT, GEORGE | I | DIRECTOR | NA | Control |
| AMERICAN SKANDIA, INC. | DE | DIRECT PARENT OF AMERICAN SKANDIA INVESTMENT SERVICES, INC. | E | Control |
| AMERICAN SKANDIA, INC. | DE | DIRECT PARENT OF AMERICAN SKANDIA INVESTMENT SERVICES, INC. | E | Control |
| AMERICAN SKANDIA, INC. | DE | DIRECT PARENT OF AMERICAN SKANDIA INVESTMENT SERVICES, INC. | E | Control |
| AMERICAN SKANDIA, INC. | DE | DIRECT PARENT OF AMERICAN SKANDIA INVESTMENT SERVICES, INC. | E | Control |
| AMERICAN SKANDIA, INC. | DE | DIRECT PARENT OF AMERICAN SKANDIA INVESTMENT SERVICES, INC. | E | Control |
| AMERICAN SKANDIA, INC. | DE | DIRECT PARENT OF AMERICAN SKANDIA INVESTMENT SERVICES, INC. | E | Control |
| AMERICAN SKANDIA, INC. | DE | DIRECT PARENT OF AMERICAN SKANDIA INVESTMENT SERVICES, INC. | E | Control |
| AMERICAN SKANDIA, INC. | DE | DIRECT PARENT OF AMERICAN SKANDIA INVESTMENT SERVICES, INC. | E | Control |
| AMERICAN SKANDIA, INC. | DE | DIRECT PARENT OF AMERICAN SKANDIA INVESTMENT SERVICES, INC. | E | Control |
| AMERICAN SKANDIA, INC. | DE | DIRECT PARENT OF AMERICAN SKANDIA INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL ANNUITIES, INC. | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | DE | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | AMERICAN SKANDIA, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | AMERICAN SKANDIA, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | AMERICAN SKANDIA, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | AMERICAN SKANDIA, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | DE | PRUDENTIAL ANNUITIES, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | SKANDIA U.S. INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | SKANDIA U.S. INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | SKANDIA U.S. INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | SKANDIA U.S. INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUDENTIAL ANNUITIES HOLDING COMPANY, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | E | Control |
| SKANDIA AFS DEVELOPMENT HOLDING CORPORATION | DE | SKANDIA U.S. HOLDING CORPORATION | E | Control |
| SKANDIA INSURANCE COMPANY LTD. | FE | SKANDIA AFS DEVELOPMENT HOLDING CORPORATION | E | Control |
| SKANDIA INSURANCE COMPANY LTD. | FE | SKANDIA U.S. INC. | E | Control |
| SKANDIA U.S. HOLDING CORPORATION | DE | AMERICAN SKANDIA, INC. | E | Control |
| SKANDIA U.S. INC. | DE | AMERICAN SKANDIA, INC. | E | Control |
| SKANDIA U.S. INC. | DE | AMERICAN SKANDIA, INC. | E | Control |
| SKANDIA U.S. INC. | DE | AMERICAN SKANDIA, INC. | E | Control |
| SKANDIA U.S. INC. | DE | AMERICAN SKANDIA, INC. | E | Control |
| SKANDIA U.S. INC. | DE | AMERICAN SKANDIA, INC. | E | Control |
Registrations
Federal
IA
Dec 1, 2025 REGISTERED
Notice Filings (51)
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Address
ONE CORPORATE DRIVESHELTON, CT 06484
United States
Phone: 973-802-9908