WPS ADVISORS, INC.
CRD #108907 SEC #801-55637 NEW YORK, NY 212-750-8585
SEC Registered Private Funds
Total AUM
$18.4M
Discretionary
$18.4M
Employees
26
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLISON, JOHN, ANTHONY | I | DIRECTOR | NA | Control |
| ALLISON, JOHN, ANTHONY | I | DIRECTOR | NA | Control |
| ALLISON, JOHN, ANTHONY | I | DIRECTOR | NA | Control |
| ALTMAN, DAVID, ALLAN | I | DIRECTOR; SENIOR VICE-PRESIDENT AND DIRECTOR OF RESEARCH | NA | Control |
| ALTMAN, DAVID, ALLAN | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| ALTMAN, DAVID, ALLAN | I | DIRECTOR; SENIOR VICE-PRESIDENT AND DIRECTOR OF RESEARCH | NA | Control |
| BERGEN, MARK | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| BERGEN, MARK | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| BERGEN, MARK | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| BERGEN, MARK | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| BOGIN, HEATH, ADAM | I | VICE PRESIDENT | NA | Control |
| BOGIN, HEATH, ADAM | I | VICE PRESIDENT | NA | Control |
| BOGIN, HEATH, ADAM | I | VICE PRESIDENT | NA | Control |
| BRESLOW, MARILYN, GANON | I | DIRECTOR AND PRESIDENT | NA | Control |
| BRESLOW, MARILYN, GANON | I | DIRECTOR AND PRESIDENT | NA | Control |
| BRESLOW, MARILYN, GANON | I | DIRECTOR AND PRESIDENT | NA | Control |
| BRODBAR, STACEY, JILL | I | VICE PRESIDENT | NA | Control |
| BRODBAR, STACEY, JILL | I | VICE PRESIDENT | NA | Control |
| BRODBAR, STACEY, JILL | I | SENIOR VICE PRESIDENT | NA | Control |
| BRODBAR, STACEY, JILL | I | VICE PRESIDENT | NA | Control |
| BRODBAR, STACEY, JILL | I | SENIOR VICE PRESIDENT | NA | Control |
| BRODBAR, STACEY, JILL | I | SENIOR VICE PRESIDENT | NA | Control |
| BUSHERI, EBRAHIM | I | SENIOR VICE-PRESIDENT | NA | Control |
| BUSHERI, EBRAHIM | I | SENIOR VICE-PRESIDENT | NA | Control |
| BUTLER, EDWARD, C | I | DIRECTOR | NA | Control |
| BUTLER, EDWARD, C | I | DIRECTOR | NA | Control |
| BUTLER, EDWARD, C | I | DIRECTOR | NA | Control |
| CHAKRABARTI, DEBASISH | I | VICE PRESIDENT | NA | Control |
| CHAKRABARTI, DEBASISH | I | VICE PRESIDENT | NA | Control |
| CHAKRABARTI, DEBASISH | I | VICE PRESIDENT | NA | Control |
| CHAKRABARTI, DEBASISH | I | VICE PRESIDENT | NA | Control |
| CHAKRABARTI, DEBASISH | I | VICE PRESIDENT | NA | Control |
| CHAKRABARTI, DEBASISH | I | VICE PRESIDENT | NA | Control |
| EPSTEIN SMITH, SAMANTHA, ANNE | I | SENIOR VICE-PRESIDENT | NA | Control |
| EPSTEIN SMITH, SAMANTHA, ANNE | I | SENIOR VICE-PRESIDENT | NA | Control |
| EPSTEIN SMITH, SAMANTHA, ANNE | I | SENIOR VICE-PRESIDENT | NA | Control |
| EPSTEIN SMITH, SAMANTHA, ANNE | I | SENIOR VICE-PRESIDENT | NA | Control |
| EPSTEIN SMITH, SAMANTHA, ANNE | I | SENIOR VICE-PRESIDENT | NA | Control |
| EPSTEIN SMITH, SAMANTHA, ANNE | I | SENIOR VICE-PRESIDENT | NA | Control |
| EPSTEIN SMITH, SAMANTHA, ANNE | I | SENIOR VICE-PRESIDENT | NA | Control |
| EPSTEIN SMITH, SAMANTHA, ANNE | I | SENIOR VICE-PRESIDENT | NA | Control |
| EPSTEIN SMITH, SAMANTHA, ANNE | I | SENIOR VICE-PRESIDENT | NA | Control |
| FRELINGHUYSEN, JOSEPH, SHERMAN | I | DIRECTOR | NA | Control |
| GEBHART, ROBERT, GUY | I | VICE-PRESIDENT | NA | Control |
| GEBHART, ROBERT, GUY | I | SENIOR VICE-PRESIDENT | NA | Control |
| GEBHART, ROBERT, GUY | I | SENIOR VICE-PRESIDENT | NA | Control |
| GEBHART, ROBERT, GUY | I | SENIOR VICE-PRESIDENT | NA | Control |
| GEBHART, ROBERT, GUY | I | VICE-PRESIDENT | NA | Control |
| JENNISON, PETER, HOWARD | I | SENIOR VICE-PRESIDENT | NA | Control |
| JENNISON, PETER, HOWARD | I | VICE PRESIDENT | NA | Control |
| JENNISON, PETER, HOWARD | I | SENIOR VICE-PRESIDENT | NA | Control |
| KAHN, ROBERT | I | PORTFOLIO MANAGER AND ANALYST | NA | Control |
| LEBER, SUSAN, GAYLE | I | DIRECTOR, CHIEF FINANCIAL OFFICER & ASSISTANT SECRETARY | NA | Control |
| LEBER, SUSAN, GAYLE | I | TREASURER | NA | Control |
| LEBER, SUSAN, GAYLE | I | DIRECTOR, CHIEF FINANCIAL OFFICER & ASSISTANT SECRETARY | NA | Control |
| LEBER, SUSAN, GAYLE | I | DIRECTOR, CHIEF FINANCIAL OFFICER & ASSISTANT SECRETARY | NA | Control |
| LEBER, SUSAN, GAYLE | I | DIRECTOR, CHIEF FINANCIAL OFFICER & ASSISTANT SECRETARY | NA | Control |
| LEBER, SUSAN, GAYLE | I | DIRECTOR, CHIEF FINANCIAL OFFICER & ASSISTANT SECRETARY | NA | Control |
| LEBER, SUSAN, GAYLE | I | TREASURER | NA | Control |
| LEVEY, LISA, DREW | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| MACRI, ROCCO | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MACRI, ROCCO | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MACRI, ROCCO | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MACRI, ROCCO | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MACRI, ROCCO | I | DIRECTOR & CHIEF EXECUTIVE OFFICER | NA | Control |
| MAHLER, JOHN, CHETWOOD | I | SENIOR VICE PRESIDENT | NA | Control |
| MAHLER, JOHN, CHETWOOD | I | SENIOR VICE PRESIDENT | NA | Control |
| MAHLER, JOHN, CHETWOOD | I | SENIOR VICE PRESIDENT | NA | Control |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| PEARLSTEIN, SETH, LOUIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| ROHN, ROBERT, LAWRENCE | I | DIRECTOR; CO-CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| SEGALAS, HARRY, WILLIAM | I | DIRECTOR; CHAIRMAN AND CEO | NA | Control |
| SEGALAS, HARRY, WILLIAM | I | DIRECTOR; CO-CHAIRMAN AND DIRECTOR OF INVESTMENTS | NA | Control |
| SEGALAS, HARRY, WILLIAM | I | DIRECTOR; CHAIRMAN AND CEO | NA | Control |
| STAMM, MICHAEL, W. | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| STAMM, MICHAEL, W. | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| STAMM, MICHAEL, WILLIAM | I | DIRECTOR, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| TIERNEY, JAMES, THOMAS | I | SENIOR VICE-PRESIDENT | NA | Control |
| TIERNEY, JAMES, THOMAS | I | DIRECTOR, CHIEF INVESTMENT OFFICER AND SENIOR VICE-PRESIDENT | NA | Control |
| TIERNEY, JAMES, THOMAS | I | DIRECTOR, CHIEF INVESTMENT OFFICER AND SENIOR VICE-PRESIDENT | NA | Control |
| TIERNEY, JAMES, THOMAS | I | SENIOR VICE-PRESIDENT | NA | Control |
| TIERNEY, JAMES, THOMAS | I | SENIOR VICE-PRESIDENT | NA | Control |
| TIERNEY, JAMES, THOMAS | I | SENIOR VICE-PRESIDENT | NA | Control |
| TIERNEY, JAMES, THOMAS | I | CHIEF INVESTMENT OFFICER AND SENIOR VICE-PRESIDENT | NA | Control |
| TIERNEY, JAMES, THOMAS | I | SENIOR VICE-PRESIDENT | NA | Control |
| TIERNEY, JAMES, THOMAS | I | SENIOR VICE-PRESIDENT | NA | Control |
| TIERNEY, JAMES, THOMAS | I | DIRECTOR, CHIEF INVESTMENT OFFICER AND SENIOR VICE-PRESIDENT | NA | Control |
| TIERNEY, JAMES, THOMAS | I | DIRECTOR, CHIEF INVESTMENT OFFICER AND SENIOR VICE-PRESIDENT | NA | Control |
| TSOUPROS, DAVID, NICHOLAS | I | VICE PRESIDENT | NA | Control |
| TSOUPROS, DAVID, NICHOLAS | I | VICE PRESIDENT | NA | Control |
| VALENZUELA, THOMAS, MARK | I | PRESIDENT | NA | Control |
| WALKER, MICHAEL, ROBERT | I | VICE PRESIDENT | NA | Control |
| WALKER, MICHAEL, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| WALKER, MICHAEL, ROBERT | I | VICE PRESIDENT | NA | Control |
| WALKER, MICHAEL, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| WALKER, MICHAEL, ROBERT | I | SENIOR VICE PRESIDENT | NA | Control |
| W.P. STEWART & CO., LTD. | FE | SOLE SHAREHOLDER | E | Control |
| W.P. STEWART & CO., LTD. | FE | SOLE SHAREHOLDER | E | Control |
| W.P. STEWART & CO., LTD. | FE | SOLE SHAREHOLDER | E | Control |
| W.P. STEWART & CO., LTD. | FE | SOLE SHAREHOLDER | E | Control |
| W.P. STEWART & CO., LTD. | FE | SOLE SHAREHOLDER | E | Control |
| W.P. STEWART & CO., LTD. | FE | SOLE SHAREHOLDER | E | Control |
| W.P. STEWART & CO., LTD. | FE | SOLE SHAREHOLDER | E | Control |
| W.P. STEWART & CO., LTD. | FE | SOLE SHAREHOLDER | E | Control |
| W.P. STEWART & CO., LTD. | FE | SOLE SHAREHOLDER | E | Control |
| W.P. STEWART & CO., LTD. | FE | SOLE SHAREHOLDER | E | Control |
| W.P. STEWART & CO., LTD. | DE | SOLE SHAREHOLDER | E | Control |
| W.P. STEWART & CO., LTD. | DE | SOLE SHAREHOLDER | E | Control |
| STEWART, WILLIAM, PEIRCE | I | SHAREHOLDER AND CHAIRMAN AND CEO OF W.P. STEWART & CO., LTD. | A | Control |
| STEWART, WILLIAM, PEIRCE | I | SHAREHOLDER AND CHAIRMAN AND CEO OF W.P. STEWART & CO., LTD. | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ARROW ADVISORS LLC | DE | W.P. STEWART & CO., LTD. | C | |
| ARROW ADVISORS LLC | DE | W.P. STEWART & CO., LTD. | C | |
| ARROW ADVISORS LLC | DE | W.P. STEWART & CO., LTD. | C | |
| ARROW ADVISORS LLC | DE | W.P. STEWART & CO., LTD. | C | |
| ARROW CAPITAL MANAGEMENT LLC | DE | W.P. STEWART & CO., LTD. | C | |
| ARROW CAPITAL MANAGEMENT LLC | DE | W.P. STEWART & CO., LTD. | C | |
| ARROW CAPITAL MANAGEMENT LLC | DE | W.P. STEWART & CO., LTD. | C | |
| ARROW CAPITAL MANAGEMENT LLC | DE | W.P. STEWART & CO., LTD. | C | |
| SERURE, MAL, THEODORE | I | ARROW CAPITAL MANAGEMENT LLC & ARROW ADVISORS LLC | C | |
| SERURE, MAL, THEODORE | I | ARROW CAPITAL MANAGEMENT LLC & ARROW ADVISORS LLC | C | |
| SERURE, MAL, THEODORE | I | ARROW CAPITAL MANAGEMENT LLC & ARROW ADVISORS LLC | C | |
| SERURE, MAL, THEODORE | I | ARROW CAPITAL MANAGEMENT LLC & ARROW ADVISORS LLC | C | |
| STEWART, WILLIAM, PEIRCE | I | WPS II., INC. | C | Control |
| STEWART, WILLIAM, PEIRCE | I | WPS II., INC. | C | Control |
| STEWART, WILLIAM, PEIRCE | I | WPS II., INC. | C | Control |
| STEWART, WILLIAM, PEIRCE | I | WPS II., INC. | C | Control |
| VON FURSTENBERG, ALEXANDER, EGON | I | ARROW CAPITAL MANAGEMENT LLC & ARROW ADVISORS LLC | C | |
| VON FURSTENBERG, ALEXANDER, EGON | I | ARROW CAPITAL MANAGEMENT LLC & ARROW ADVISORS LLC | C | |
| VON FURSTENBERG, ALEXANDER, EGON | I | ARROW CAPITAL MANAGEMENT LLC & ARROW ADVISORS LLC | C | |
| VON FURSTENBERG, ALEXANDER, EGON | I | ARROW CAPITAL MANAGEMENT LLC & ARROW ADVISORS LLC | C | |
| WPS II, INC. | DE | W.P. STEWART & CO., LTD. | C | Control |
| WPS II, INC. | DE | W.P. STEWART & CO., LTD. | C | Control |
| WPS II, INC. | DE | W.P. STEWART & CO., LTD. | C | Control |
| WPS II, INC. | DE | W.P. STEWART & CO., LTD. | C | Control |
| WPS II, INC. | DE | W.P. STEWART & CO., LTD. | C | Control |
| WPS II, INC. | DE | W.P. STEWART & CO., LTD. | C | Control |
Registrations
Federal
IA
Mar 28, 2013 REGISTERED
Address
527 MADISON AVENEW YORK, NY 10022
United States
Phone: 212-750-8585