TRAUST SOLLUS WEALTH MANAGEMENT, LLC
CRD #108918 SEC #801-57069 PRINCETON, NJ (609) 779-6700
SEC Registered
Total AUM
$344.4M
Discretionary
$326.5M
Employees
24
Clients
101
Accounts
750
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 23, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MORNEAULT, HENRY, D | I | CHIEF OPERATING OFFICER | NA | Control |
| MORNEAULT, HENRY, D | I | CHIEF OPERATING OFFICER | NA | Control |
| MORNEAULT, HENRY, D | I | CHIEF OPERATING OFFICER | NA | Control |
| MORNEAULT, HENRY, D | I | CHIEF OPERATING OFFICER | NA | Control |
| WEYERS, RICHARD, WILLIAM | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEYERS, RICHARD, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEYERS, RICHARD, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEYERS, RICHARD, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEYERS, RICHARD, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEYERS, RICHARD, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEYERS, RICHARD, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEYERS, RICHARD, WILLIAM | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WEYERS, RICHARD, WILLIAM | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ZDENEK, ALBERT, JAMES | I | CHIEF EXECUTIVE OFFICER (3/2005) | NA | Control |
| ZDENEK, ALBERT, JAMES | I | CHIEF EXECUTIVE OFFICER (3/2005) | NA | Control |
| ZDENEK, ALBERT, JAMES | I | CHIEF EXECUTIVE OFFICER (3/2005) | NA | Control |
| ZDENEK, ALBERT, JAMES | I | CHIEF EXECUTIVE OFFICER (3/2005) | NA | Control |
| ZDENEK, ALBERT, JAMES | I | CHIEF EXECUTIVE OFFICER (3/2005) | NA | Control |
| ZDENEK, ALBERT, JAMES | I | CHIEF EXECUTIVE OFFICER (3/2005) | NA | Control |
| ZDENEK, ALBERT, JAMES | I | CHIEF EXECUTIVE OFFICER (3/2005) | NA | Control |
| ZDENEK, ALBERT, JAMES | I | CHIEF EXECUTIVE OFFICER (3/2005) | NA | Control |
| ZDENEK, ALBERT, JAMES | I | CHIEF EXECUTIVE OFFICER (3/2005) | NA | Control |
| ZDENEK, ALBERT, JAMES | I | CHIEF EXECUTIVE OFFICER (3/2005) | NA | Control |
| ZDENEK, ALBERT, JAMES | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ZDENEK, ALBERT, JAMES | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ZDENEK, ALBERT, JAMES | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | E | Control |
| ZDENEK, ALBERT, JAMES | I | PRESIDENT | E | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | D | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | OWNER | C | Control |
| MCPHAIL, GUY | I | MEMBER; EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | B | Control |
| MCPHAIL, GUY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| MCPHAIL, GUY | I | PRESIDENT | B | Control |
| MCPHAIL, GUY | I | PRESIDENT | B | Control |
| MCPHAIL, GUY | I | PRESIDENT | B | Control |
| MCPHAIL, GUY | I | PRESIDENT | B | Control |
| MCPHAIL, GUY | I | PRESIDENT | B | Control |
| MCPHAIL, GUY | I | PRESIDENT | B | Control |
| MCPHAIL, GUY | I | PRESIDENT | B | Control |
| MCPHAIL, GUY | I | PRESIDENT | B | Control |
| PICARIELLO, BRIAN, MICHAEL | I | EXECUTIVE VICE PRESIDENT | B | Control |
| PICARIELLO, BRIAN, MICHAEL | I | EXECUTIVE VICE PRESIDENT | B | Control |
| PICARIELLO, BRIAN, MICHAEL | I | EXECUTIVE VICE PRESIDENT | B | Control |
| PICARIELLO, BRIAN, MICHAEL | I | EXECUTIVE VICE PRESIDENT | B | Control |
| THE PONT DES ARTS TRUST | DE | OWNER | B | Control |
| THE TYRUS GROUP | DE | OWNER | B | Control |
| THE TYRUS GROUP | DE | OWNER | B | Control |
| THE TYRUS GROUP | DE | OWNER | B | Control |
| THE TYRUS GROUP | DE | OWNER | B | Control |
| ZDENEK, ALBERT, JAMES | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER (3/2005) | B | Control |
| ZDENEK, ALBERT, JAMES | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER (3/2005) | B | Control |
| ZDENEK, ALBERT, JAMES | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER (3/2005) | B | Control |
| ZDENEK, ALBERT, JAMES | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER (3/2005) | B | Control |
| ZDENEK, ALBERT, JAMES | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER (3/2005) | B | Control |
| ZDENEK, ALBERT, JAMES | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER (3/2005) | B | Control |
| ZDENEK, ALBERT, JAMES | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER (3/2005) | B | Control |
| ZDENEK, ALBERT, JAMES | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER (3/2005) | B | Control |
| ZDENEK, ALBERT, JAMES | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER (3/2005) | B | Control |
| ZDENEK, ALBERT, JAMES | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | B | Control |
| PICARIELLO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | PARTNER | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | PARTNER | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | PARTNER | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | PARTNER | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | PARTNER | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | PARTNER | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | PARTNER | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | PARTNER | A | Control |
| PICARIELLO, BRIAN, MICHAEL | I | PARTNER | A | Control |
| WEYERS, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| WEYERS, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| WEYERS, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| WEYERS, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ZDENEK, ALBERT, JAMES | I | ZDENEK FAMILY IRREVOCABLE TRUST | F | Control |
| ZDENEK, ALBERT, JAMES | I | THE TYRUS GROUP | F | Control |
| ZDENEK, ALBERT, JAMES | I | THE PONT DES ARTS TRUST | F | Control |
| ZDENEK FAMILY IRREVOCABLE TRUST | DE | ZDENEK FINANCIAL PLANNING, INC. | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE TYRUS GROUP | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE TYRUS GROUP | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE ZDENEK FAMILY IRREVOCABLE TRUST | E | Control |
| ZDENEK, ALBERT, JAMES | I | THE TYRUS GROUP | E | Control |
Registrations
Federal
IA
May 23, 2017 REGISTERED
Notice Filings (9)
CT FL LA MD NH NJ NY PA TX
Address
103 CARNEGIE CENTERSUITE 205
PRINCETON, NJ 08540
United States
Phone: (609) 779-6700