DOERGE & SMITH PRIVATE ADVISORY LLC
CRD #108929 SEC #801-57567 CHICAGO, IL 877-239-4156
SEC Registered
Total AUM
$419.5M
Discretionary
$419.5M
Employees
5
Clients
--
Accounts
113
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 1, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEAR, STEARNS & CO. INC. | DE | EMPLOYER, MANAGER, SUPERVISOR AND COMPLIANCE OVERSIGHT | NA | Control |
| BEAR, STEARNS & CO. INC. | DE | EMPLOYER, MANAGER, SUPERVISOR AND COMPLIANCE OVERSIGHT | NA | Control |
| BEAR, STEARNS & CO. INC. | DE | EMPLOYER, MANAGER, SUPERVISOR AND COMPLIANCE OVERSIGHT | NA | Control |
| BEAR, STEARNS & CO. INC. | DE | EMPLOYER, MANAGER, SUPERVISOR AND COMPLIANCE OVERSIGHT | NA | Control |
| BEAR, STEARNS & CO. INC. | DE | EMPLOYER, MANAGER, SUPERVISOR AND COMPLIANCE OVERSIGHT | NA | Control |
| BEAR, STEARNS & CO. INC. | DE | EMPLOYER, MANAGER, SUPERVISOR AND COMPLIANCE OVERSIGHT | NA | Control |
| BEAR, STEARNS & CO. INC. | DE | EMPLOYER, MANAGER, SUPERVISOR AND COMPLIANCE OVERSIGHT | NA | Control |
| BEAR, STEARNS & CO. INC. | DE | EMPLOYER, MANAGER, SUPERVISOR AND COMPLIANCE OVERSIGHT | NA | Control |
| BEAR, STEARNS & CO. INC. | DE | EMPLOYER, MANAGER, SUPERVISOR AND COMPLIANCE OVERSIGHT | NA | Control |
| BEAR, STEARNS & CO. INC. | DE | EMPLOYER, MANAGER, SUPERVISOR AND COMPLIANCE OVERSIGHT | NA | Control |
| BEAR, STEARNS & CO. INC. | DE | EMPLOYER, MANAGER, SUPERVISOR AND COMPLIANCE OVERSIGHT | NA | Control |
| BEAR, STEARNS & CO. INC. | DE | EMPLOYER, MANAGER, SUPERVISOR AND COMPLIANCE OVERSIGHT | NA | Control |
| BEAR, STEARNS & CO. INC. | DE | EMPLOYER, MANAGER, SUPERVISOR AND COMPLIANCE OVERSIGHT | NA | Control |
| DIBARTOLO, JOSEPH, MAURICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIBARTOLO, JOSEPH, MAURICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIBARTOLO, JOSEPH, MAURICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIBARTOLO, JOSEPH, MAURICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIBARTOLO, JOSEPH, MAURICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIBARTOLO, JOSEPH, MAURICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DOERGE, JOHN, OTTO | I | MANAGER/MEMBER | D | Control |
| DOERGE, JOHN, OTTO | I | MANAGER/MEMBER | D | Control |
| DOERGE, JOHN, OTTO | I | MANAGER/MEMBER | D | Control |
| DOERGE, JOHN, OTTO | I | MANAGER/MEMBER | D | Control |
| DOERGE, JOHN, OTTO | I | MANAGER/MEMBER | D | Control |
| DOERGE, JOHN, OTTO | I | MANAGER/MEMBER | D | Control |
| DOERGE, JOHN, OTTO | I | MANAGER/MEMBER | D | Control |
| DOERGE, JOHN, OTTO | I | MANAGER/MEMBER | D | Control |
| DOERGE, JOHN, OTTO | I | MANAGER/MEMBER | D | Control |
| DOERGE, JOHN, OTTO | I | MANAGER/MEMBER | D | Control |
| DOERGE, JOHN, OTTO | I | MANAGER/MEMBER | D | Control |
| DOERGE, JOHN, OTTO | I | MANAGER/MEMBER | D | Control |
| DOERGE, JOHN, OTTO | I | MANAGER/MEMBER | D | Control |
| SMITH, CHAD, MATTHEW | I | MANAGER/MEMBER | D | Control |
| SMITH, CHAD, MATTHEW | I | MANAGER/MEMBER | D | Control |
| SMITH, CHAD, MATTHEW | I | MANAGER/MEMBER | D | Control |
| SMITH, CHAD, MATTHEW | I | MANAGER/MEMBER | D | Control |
| SMITH, CHAD, MATTHEW | I | MANAGER/MEMBER | D | Control |
| SMITH, CHAD, MATTHEW | I | MANAGER/MEMBER | D | Control |
| SMITH, CHAD, MATTHEW | I | MANAGER/MEMBER | D | Control |
| SMITH, CHAD, MATTHEW | I | MANAGER/MEMBER | D | Control |
| SMITH, CHAD, MATTHEW | I | MANAGER/MEMBER | D | Control |
| SMITH, CHAD, MATTHEW | I | MANAGER/MEMBER | D | Control |
| SMITH, CHAD, MATTHEW | I | MANAGER/MEMBER | D | Control |
| SMITH, CHAD, MATTHEW | I | MANAGER/MEMBER | D | Control |
| SMITH, CHAD, MATTHEW | I | MANAGER/MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
| THE BEAR STEARNS COMPANIES INC. | DE | BEAR, STEARNS & CO. INC. | E | Control |
Registrations
Federal
IA
Nov 1, 2005 REGISTERED
Notice Filings (16)
AZ CA CO DE FL GA IA IL IN MA MN MO OH SD TX WI
Address
3 FIRST NATIONAL PLAZA 25TH FL.CHICAGO, IL 60602
USA
Phone: 877-239-4156