RIA Intelligence

FORTUNE MANAGEMENT, LLC

CRD #108930 SEC #801-57941 RALEIGH, NC 919-782-5228
SEC Registered
Total AUM
$64.9M
Discretionary
$64.9M
Employees
1
Clients
11
Accounts
195

Firm Details

Organization Type
Limited Liability Company
State of Formation
North Carolina
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 2, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DIX, WILLIAM, KERNSIMANAGING MEMBERE Control
DIX, WILLIAM, KERNSICHIEF COMPLIANCE OFFICERE Control
DIX, WILLIAM, KERNSIMANAGING MEMBERE Control
DIX, WILLIAM, KERNSICHIEF COMPLIANCE OFFICERE Control
DIX, WILLIAM, KERNSIMANAGING MEMBERE Control
DIX, WILLIAM, KERNSICHIEF COMPLIANCE OFFICERE Control
DIX, WILLIAM, KERNSIPRESIDENTE Control
DIX, WILLIAM, KERNSIMANAGING MEMBERE Control
DIX, WILLIAM, KERNSICHIEF COMPLIANCE OFFICERE Control
DIX, WILLIAM, KERNSIMANAGING MEMBERE Control
DIX, WILLIAM, KERNSICHIEF COMPLIANCE OFFICERE Control
DIX, WILLIAM, KERNSIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
DIX, WILLIAM, KERNSIMANAGING MEMBERE Control
DIX, WILLIAM, KERNSICHIEF COMPLIANCE OFFICERE Control
DIX, WILLIAM, KERNSIPRESIDENTE Control
DIX, WILLIAM, KERNSIMANAGING MEMBERE Control
DIX, WILLIAM, KERNSICHIEF COMPLIANCE OFFICERE Control
DIX, WILLIAM, KERNSIMANAGING MEMBERE Control
DIX, WILLIAM, KERNSICHIEF COMPLIANCE OFFICERE Control
DIX, WILLIAM, KERNSIMANAGING MEMBERE Control
DIX, WILLIAM, KERNSICHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
May 2, 2012 REGISTERED

Notice Filings (1)

NC

Address

2300 REXWOODS DRIVE
SUITE 130
RALEIGH, NC 27607-3361
United States
Phone: 919-782-5228