VOYA INVESTMENT MANAGEMENT LLC
CRD #108934 SEC #801-55232 ATLANTA, GA 770-690-4600
SEC Registered
Total AUM
$32.5B
Discretionary
$32.5B
Employees
880
Clients
0
Accounts
40
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 4, 2025
- Branch Offices
- 7
- LEI
- MZJU01BGQ7J1KULQSB89
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKALAR, JEFFREY, ALAN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD AND CHIEF INVESTMENT OFFICER - SENIOR LOAN | NA | Control |
| BAKALAR, JEFFREY, ALAN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD AND CHIEF INVESTMENT OFFICER - SENIOR LOAN | NA | Control |
| BAKALAR, JEFFREY, ALAN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD AND CHIEF INVESTMENT OFFICER - SENIOR LOAN | NA | Control |
| BAKALAR, JEFFREY, ALAN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD AND CHIEF INVESTMENT OFFICER - SENIOR LOAN | NA | Control |
| BECKER, JEFFREY, TODD | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF FINANCIAL OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF FINANCIAL OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF FINANCIAL OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF FINANCIAL OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF FINANCIAL OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF FINANCIAL OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| BECKER, JEFFREY, TODD | I | CHIEF FINANCIAL OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| BECKER, JEFFREY, TODD | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BECKER, JEFFREY, TODD | I | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| BELL, MICHAEL, ALLYN | I | DIRECTOR, CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| BOWMAN, ROBERT, FERRIS | I | SENIOR VICE PRESIDENT | NA | Control |
| BOWMAN, ROBERT, FERRIS | I | SENIOR VICE PRESIDENT | NA | Control |
| CONROY, MARTIN, THOMAS | I | SENIOR VICE PRESIDENT, INVESTMENT OPERATIONS | NA | Control |
| CONROY, MARTIN, THOMAS | I | SENIOR VICE PRESIDENT, INVESTMENT OPERATIONS | NA | Control |
| CONROY, MARTIN, THOMAS | I | SENIOR VICE PRESIDENT, INVESTMENT OPERATIONS | NA | Control |
| CONROY, MARTIN, THOMAS | I | SENIOR VICE PRESIDENT, INVESTMENT OPERATIONS | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| COSTA, VINCENT, JOSEPH | I | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT CIO & DIRECTOR | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT CIO & DIRECTOR | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT AND DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT AND DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT AND DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT AND DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT AND DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | DIRECTOR AND CHAIRMAN | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT CIO & DIRECTOR | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT CIO & DIRECTOR | NA | Control |
| CRISPIN, ROBERT, WILLIAM | I | PRESIDENT AND DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| FALGOUT, HUEY, PAUL | I | MANAGING DIRECTOR - HEAD OF IM LEGAL | NA | Control |
| FALGOUT, HUEY, PAUL | I | MANAGING DIRECTOR - HEAD OF IM LEGAL | NA | Control |
| FALGOUT, HUEY, PAUL | I | MANAGING DIRECTOR - HEAD OF IM LEGAL | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FALGOUT, HUEY, PAUL | I | HEAD OF IM LEGAL & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FAVER, MICHELINE, SUZANNE | I | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | NA | Control |
| FOX, JAMES, SCOTT | I | DIRECTOR, VICE CHAIRMAN AND CHIEF OPERATING OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| FOX, JAMES, SCOTT | I | DIRECTOR, VICE CHAIRMAN AND CHIEF OPERATING OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| Fink, James, Michael | I | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIOFFRE, MICHAEL, JOSEPH | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| HILLIARD, GLENN, ROBERT | I | DIRECTOR | NA | Control |
| HILLIARD, GLENN, ROBERT | I | DIRECTOR | NA | Control |
| HILLIARD, GLENN, ROBERT | I | DIRECTOR | NA | Control |
| HILLIARD, GLENN, ROBERT | I | DIRECTOR | NA | Control |
| HOWARD, TARYN, M | I | SENIOR VICE PRESIDENT | NA | Control |
| HOWARD, TARYN, M | I | SENIOR VICE PRESIDENT | NA | Control |
| HOWARD, TARYN, M | I | SENIOR VICE PRESIDENT | NA | Control |
| HOWARD, TARYN, M | I | SENIOR VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND EXECUTIVE VICE PRESIDENT | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & CHAIRWOMAN | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & CHAIRWOMAN | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & CHAIRWOMAN | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & CHAIRWOMAN | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & CHAIRWOMAN | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & CHAIRWOMAN | NA | Control |
| HURTSELLERS, CHRISTINE, LYNN | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & CHAIRWOMAN | NA | Control |
| JORDAHL, MARK, STEVEN | I | PRESIDENT & CIO | NA | Control |
| LEARY, ROBERT, GRAHAM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEARY, ROBERT, GRAHAM | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LINS, GERALD, THOMAS | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| LINS, GERALD, THOMAS | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| LINS, GERALD, THOMAS | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| LINS, GERALD, THOMAS | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| LINS, GERALD, THOMAS | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| LINS, GERALD, THOMAS | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| LINS, GERALD, THOMAS | I | SENIOR VICE PRESIDENT AND GENERAL COUNSEL, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| LINS, GERALD, THOMAS | I | MANAGING DIRECTOR AND GENERAL COUNSEL | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| MATHEWS, SHAUN, PATRICK | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| MCCOMB, MAX, MICHAEL | I | VICE PRESIDENT | NA | Control |
| MCCOMB, MAX, MICHAEL | I | VICE PRESIDENT | NA | Control |
| MCCOMB, MAX, MICHAEL | I | VICE PRESIDENT | NA | Control |
| MCCOMB, MAX, MICHAEL | I | VICE PRESIDENT, COMPLIANCE | NA | Control |
| MCGREEVEY, GREGORY, G | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCGREEVEY, GREGORY, G | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCGREEVEY, GREGORY, G | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCGREEVEY, GREGORY, G | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCGREEVEY, GREGORY, G | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCGREEVEY, GREGORY, G | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCGREEVEY, GREGORY, G | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MCINERNEY, THOMAS, JOSEPH | I | DIRECTOR | NA | Control |
| MCMAHON, KEVIN, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCMAHON, KEVIN, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCMAHON, KEVIN, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCMAHON, KEVIN, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MOORE, MAURICE, MELVIN | I | SENIOR VICE PRESIDENT | NA | Control |
| MOORE, MAURICE, MELVIN | I | SENIOR VICE PRESIDENT | NA | Control |
| MOORE, MAURICE, MELVIN | I | SENIOR VICE PRESIDENT | NA | Control |
| MOORE, MAURICE, MELVIN | I | SENIOR VICE PRESIDENT | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN AND CHIEF INVESTMENT OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN AND CHIEF INVESTMENT OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN AND CHIEF INVESTMENT OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN AND CHIEF INVESTMENT OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN AND CHIEF INVESTMENT OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN AND CHIEF INVESTMENT OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| NELSON, III, FREDRIC, ARMSTRONG | I | VICE CHAIRMAN AND CHIEF INVESTMENT OFFICER, ING INVESTMENT MANAGEMENT AMERICAS | NA | Control |
| NORMAN, DANIEL, ALLEN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD - SENIOR LOAN | NA | Control |
| NORMAN, DANIEL, ALLEN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD - SENIOR LOAN | NA | Control |
| NORMAN, DANIEL, ALLEN | I | SENIOR MANAGING DIRECTOR, GROUP HEAD - SENIOR LOAN | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| PETERS, MICHAEL, HUBERTUS | I | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| POTESTA, TIFFANI, ANNE | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| POTESTA, TIFFANI, ANNE | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| POTESTA, TIFFANI, ANNE | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| POTESTA, TIFFANI, ANNE | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| POTESTA, TIFFANI, ANNE | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND EXECUTIVE VICE PRESIDENT | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-HEAD OF U.S. EQUITY PLATFORM AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CHIEF INVESTMENT OFFICER OF EQUITIES AND SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| PYTOSH, MICHAEL, BRUCE | I | CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | NA | Control |
| RAGAVAN, CHETLUR | I | CHIEF RISK OFFICER, SENIOR VICE PRESIDENT | NA | Control |
| RAGAVAN, CHETLUR | I | MANAGING DIRECTOR | NA | Control |
| RAGAVAN, CHETLUR | I | MANAGING DIRECTOR | NA | Control |
| RAGAVAN, CHETLUR | I | MANAGING DIRECTOR | NA | Control |
| RAGAVAN, CHETLUR | I | MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR, NMN | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR, NMN | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR, NMN | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SAHIBZADA, AMIR, NMN | I | CHIEF RISK OFFICER & MANAGING DIRECTOR | NA | Control |
| SANTORO, DINA | I | MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | SENIOR MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | SENIOR MANAGING DIRECTOR, HEAD OF PRODUCT MARKETING AND STRATEGY | NA | Control |
| SANTORO, DINA | I | DIRECTOR, CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| SANTORO, DINA | I | DIRECTOR, CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| SANTORO, DINA | I | DIRECTOR, CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| SANTORO, DINA | I | DIRECTOR, CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| SEEL, JEFFREY, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SEEL, JEFFREY, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SEEL, JEFFREY, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SEEL, JEFFREY, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SHAFFER, CHARLES, MILTON | I | HEAD OF DISTRIBUTION AND MANAGING DIRECTOR | NA | Control |
| SHAFFER, CHARLES, MILTON | I | HEAD OF DISTRIBUTION AND MANAGING DIRECTOR | NA | Control |
| SHAFFER, CHARLES, MILTON | I | HEAD OF DISTRIBUTION AND MANAGING DIRECTOR | NA | Control |
| SHAFFER, CHARLES, MILTON | I | HEAD OF DISTRIBUTION AND SENIOR MANAGING DIRECTOR | NA | Control |
| SHAFFER, CHARLES, MILTON | I | HEAD OF DISTRIBUTION AND SENIOR MANAGING DIRECTOR | NA | Control |
| SMITH, FRED, COOPER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, FRED, COOPER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, FRED, COOPER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, FRED, COOPER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEIN, ERIC, ANDREW | I | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR | NA | Control |
| STEIN, ERIC, ANDREW | I | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR | NA | Control |
| STEIN, ERIC, ANDREW | I | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR | NA | Control |
| STEIN, ERIC, ANDREW | I | CHIEF INVESTMENT OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| Stein, Eric, A | I | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR | NA | Control |
| Stein, Eric, A | I | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR | NA | Control |
| Stein, Eric, A | I | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW | I | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW | I | CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW | I | CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW | I | CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW | I | CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW | I | CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER, FIXED INCOME AND PROPRIETARY INVESTMENTS, AND SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME AND PROPRIETARY INVESTMENTS & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | GLOBAL CHIEF INVESTMENT OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | GLOBAL CHIEF INVESTMENT OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | GLOBAL CHIEF INVESTMENT OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF INVESTMENT OFFICER OF FIXED INCOME AND PROPRIETARY INVESTMENTS & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | GLOBAL CHIEF INVESTMENT OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | GLOBAL CHIEF INVESTMENT OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TOMS, MATTHEW, NMN | I | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| TUZZA, JACOB, JOHN | I | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | NA | Control |
| VAN EEGHEN, JACOB | I | DIRECTOR | NA | Control |
| VAN EEGHEN, JACOB | I | DIRECTOR | NA | Control |
| VAN EEGHEN, JACOB | I | DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| WEBER, MARK, DONALD | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WILCOX, DAN, LEE | I | MANAGING DIRECTOR | NA | Control |
| WITTICH, JAMES, VERNON | I | SENIOR VICE PRESIDENT | NA | Control |
| WITTICH, JAMES, VERNON | I | SENIOR VICE PRESIDENT | NA | Control |
| WITTICH, JAMES, VERNON | I | SENIOR VICE PRESIDENT | NA | Control |
| WITTICH, JAMES, VERNON | I | SENIOR VICE PRESIDENT | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| WOLFF, MARKUS, NMN | I | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | CHIEF INVESTMENT OFFICER OF MASS & SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | CHIEF INVESTMENT OFFICER OF MASS & SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | CHIEF INVESTMENT OFFICER OF MASS & SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | CHIEF INVESTMENT OFFICER OF MASS & SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | CHIEF INVESTMENT OFFICER OF MASS & SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | CHIEF INVESTMENT OFFICER OF MASS & SENIOR MANAGING DIRECTOR | NA | Control |
| ZEMSKY, PAUL, LAWRENCE | I | CHIEF INVESTMENT OFFICER OF MASS & SENIOR MANAGING DIRECTOR | NA | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VIM HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| VIM HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| VIM HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| VIM HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| VIM HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| VIM HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| VIM HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| VIM HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| VIM HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| VIM HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| VIM HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| VIM HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| VIM HOLDINGS LLC | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| VOYA HOLDINGS INC. | DE | SOLE MEMBER | E | Control |
| EQUITABLE OF IOWA COMPANIES, INC | DE | MEMBER | D | Control |
| EQUITABLE OF IOWA COMPANIES, INC | DE | MEMBER | D | Control |
| EQUITABLE OF IOWA COMPANIES, INC | DE | MEMBER | D | Control |
| EQUITABLE OF IOWA COMPANIES, INC | DE | MEMBER | D | Control |
| ING AMERICA INSURANCE HOLDINGS, INC | DE | MEMBER | D | Control |
| ING AMERICA INSURANCE HOLDINGS, INC | DE | MEMBER | D | Control |
| ING AMERICA INSURANCE HOLDINGS, INC | DE | MEMBER | D | Control |
| ING AMERICA INSURANCE HOLDINGS, INC | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | EQUITIBLE OF IOWA COMPANIES, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | EQUITIBLE OF IOWA COMPANIES, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | EQUITIBLE OF IOWA COMPANIES, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | EQUITIBLE OF IOWA COMPANIES, INC. | E | Control |
| ING AMERICA INSURANCE HOLDINGS, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN B.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN B.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN B.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN B.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN B.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN B.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN B.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN B.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN B.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN B.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN B.V. | E | Control |
| ING GROEP N.V. | FE | ING VERZEKERINGEN B.V. | E | Control |
| ING GROEP N.V. | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING GROEP N.V. | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING GROEP N.V. | FE | ING INSURANCE TOPHOLDING N.V. | E | Control |
| ING INSURANCE INTERNATIONAL | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | LION CONNECTICUT HOLDINGS INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING U. S., INC. | E | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING AMERICA INSURANCE HOLDINGS, INC. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING INSURANCE TOPHOLDING N.V. | FE | ING VERZEKERINGEN N.V. | E | Control |
| ING U. S., INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING U. S., INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING U. S., INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING U. S., INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| ING VERZEKERINGEN | FE | ING INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN | FE | ING INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN | FE | ING INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN | FE | ING INTERNATIONAL BV | E | Control |
| ING VERZEKERINGEN | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| ING VERZEKERINGEN N.V. | FE | ING INSURANCE INTERNATIONAL B.V. | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | VOYA INVESTMENT MANAGEMENT LLC | E | Control |
| LION CONNECTICUT HOLDINGS INC. | DE | ING INVESTMENT MANAGEMENT LLC | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | LION CONNECTICUT HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA FINANCIAL, INC. | DE | VOYA HOLDINGS, INC. | E | Control |
| VOYA HOLDINGS, INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS, INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS, INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS, INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS, INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS, INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS, INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS, INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS, INC. | DE | VIM HOLDINGS LLC | E | Control |
| VOYA HOLDINGS, INC. | DE | VIM HOLDINGS LLC | E | Control |
| ING GROEP N.V. | FE | ING U. S., INC. | D | Control |
| ING GROEP N.V. | FE | ING U. S., INC. | D | Control |
| ING INSURANCE INTERNATIONAL B.V. | FE | ING U. S., INC. | D | Control |
| ING GROEP N.V. | FE | VOYA FINANCIAL, INC. | C | Control |
| ING GROEP N.V. | FE | VOYA FINANCIAL, INC. | C | Control |
| ING GROEP N.V. | FE | VOYA FINANCIAL, INC. | C | Control |
Registrations
Federal
IA
Aug 4, 2025 REGISTERED
Notice Filings (7)
AZ CO CT DE GA MN NY
Address
5780 POWERS FERRY ROAD NWSUITE 300
ATLANTA, GA 30327-4349
United States
Phone: 770-690-4600