PENECO INVESTMENTS LLC
CRD #108939 SEC #801-54762 GREENWOOD VILLAGE, CO 303-793-3840
SEC Registered
Total AUM
$26.2M
Discretionary
$26.2M
Employees
1
Clients
0
Accounts
35
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARAGON, CAROL, TANABE | I | OWNER, VICE PRESIDENT | NA | Control |
| ARAGON, CAROL, TANABE | I | OWNER, VICE PRESIDENT | NA | Control |
| ARAGON, CAROL, TANABE | I | OWNER, VICE PRESIDENT | NA | Control |
| ARAGON, CAROL, TANABE | I | OWNER, VICE PRESIDENT | NA | Control |
| ARAGON, CAROL, TANABE | I | OWNER, VICE PRESIDENT | NA | Control |
| ARAGON, CAROL, TANABE | I | OWNER, VICE PRESIDENT | NA | Control |
| ARAGON, CAROL, TANABE | I | OWNER, VICE PRESIDENT | NA | Control |
| ARAGON, CAROL, TANABE | I | OWNER, VICE PRESIDENT | NA | Control |
| ARAGON, CAROL, TANABE | I | OWNER, VICE PRESIDENT | NA | Control |
| ARAGON, CAROL, TANABE | I | OWNER, VICE PRESIDENT | NA | Control |
| ARAGON, CAROL, TANABE | I | OWNER, VICE PRESIDENT | NA | Control |
| HEIFETS, LINDA, TANABE | I | OWNER, EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HEIFETS, LINDA, TANABE | I | OWNER, EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HEIFETS, LINDA, TANABE | I | OWNER, EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HEIFETS, LINDA, TANABE | I | OWNER, EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HEIFETS, LINDA, TANABE | I | OWNER, EXECUTIVE VICE PRESIDENT | NA | Control |
| HEIFETS, LINDA, TANABE | I | OWNER, EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HEIFETS, LINDA, TANABE | I | OWNER, EXECUTIVE VICE PRESIDENT | NA | Control |
| HEIFETS, LINDA, TANABE | I | OWNER, EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HEIFETS, LINDA, TANABE | I | OWNER, EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HEIFETS, LINDA, TANABE | I | OWNER, EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HEIFETS, LINDA, TANABE | I | OWNER, EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| WPN INVESTMENTS, INC. | DE | OWNER | E | Control |
| WPN INVESTMENTS, INC. | DE | OWNER | E | Control |
| WPN INVESTMENTS, INC. | DE | OWNER | E | Control |
| WPN INVESTMENTS, INC. | DE | OWNER | E | Control |
| WPN INVESTMENTS, INC. | DE | OWNER | E | Control |
| WPN INVESTMENTS, INC. | DE | OWNER | E | Control |
| WPN INVESTMENTS, INC. | DE | OWNER | E | Control |
| WPN INVESTMENTS, INC. | DE | OWNER | E | Control |
| WPN INVESTMENTS, INC. | DE | OWNER | E | Control |
| WPN INVESTMENTS, INC. | DE | OWNER | E | Control |
| WPN INVESTMENTS, INC. | DE | OWNER | E | Control |
| NELSON, WILLIAM, PETERSON | I | MANAGER AND PRESIDENT | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NELSON, WILLIAM, PETERSON | I | WPN INVESTMENTS, INC. | E | Control |
| NELSON, WILLIAM, PETERSON | I | WPN INVESTMENTS, INC. | E | Control |
| NELSON, WILLIAM, PETERSON | I | WPN INVESTMENTS, INC. | E | Control |
| NELSON, WILLIAM, PETERSON | I | WPN INVESTMENTS, INC. | E | Control |
| NELSON, WILLIAM, PETERSON | I | WPN INVESTMENTS, INC. | E | Control |
| NELSON, WILLIAM, PETERSON | I | WPN INVESTMENTS, INC. | E | Control |
| NELSON, WILLIAM, PETERSON | I | WPN INVESTMENTS, INC. | E | Control |
| NELSON, WILLIAM, PETERSON | I | WPN INVESTMENTS, INC. | E | Control |
| NELSON, WILLIAM, PETERSON | I | WPN INVESTMENTS, INC. | E | Control |
| NELSON, WILLIAM, PETERSON | I | WPN INVESTMENTS, INC. | E | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (2)
CO TX
Address
5231 S QUEBEC STREETSUITE 150
GREENWOOD VILLAGE, CO 80111
United States
Phone: 303-793-3840