PINE LAKE ADVISORS INC
Legal name: PINE LAKE ADVISORS, INC.
CRD #108946 SEC #801-55339 LINCOLN, NE 402-437-3607
SEC Registered
Total AUM
$188M
Discretionary
$188M
Employees
--
Clients
--
Accounts
303
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRUBAKER, DON, ALAN | I | PRESIDENT, DIRECTOR | NA | Control |
| BRUBAKER, DON, ALAN | I | PRESIDENT, DIRECTOR | NA | Control |
| BRUBAKER, DON, ALAN | I | PRESIDENT, DIRECTOR | NA | Control |
| BRUBAKER, DON, ALAN | I | PRESIDENT, DIRECTOR | NA | Control |
| BRUBAKER, DON, ALAN | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUBAKER, DON, ALAN | I | PRESIDENT, DIRECTOR | NA | Control |
| EHLY, MARVIN, PETER | I | SECRETARY, TREASURER, DIRECTOR | NA | Control |
| EHLY, MARVIN, PETER | I | SECRETARY, TREASURER, DIRECTOR | NA | Control |
| EHLY, MARVIN, PETER | I | SECRETARY, TREASURER, DIRECTOR | NA | Control |
| EHLY, MARVIN, PETER | I | SECRETARY, TREASURER, DIRECTOR | NA | Control |
| EHLY, MARVIN, PETER | I | SECRETARY, TREASURER, DIRECTOR | NA | Control |
| EHLY, MARVIN, PETER | I | SECRETARY, TREASURER, DIRECTOR | NA | Control |
| EHLY, MARVIN, PETER | I | SECRETARY, TREASURER, DIRECTOR | NA | Control |
| EHLY, MARVIN, PETER | I | SECRETARY, TREASURER, DIRECTOR | NA | Control |
| EHLY, MARVIN, PETER | I | SECRETARY, TREASURER, DIRECTOR | NA | Control |
| EHLY, MARVIN, PETER | I | SECRETARY, TREASURER, DIRECTOR | NA | Control |
| HAMMOND, KEVIN, WAYNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| HAMMOND, KEVIN, WAYNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| HAMMOND, KEVIN, WAYNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| HAMMOND, KEVIN, WAYNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| HAMMOND, KEVIN, WAYNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| HAMMOND, KEVIN, WAYNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| HAMMOND, KEVIN, WAYNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| HAMMOND, KEVIN, WAYNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| HAMMOND, KEVIN, WAYNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| HAMMOND, KEVIN, WAYNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| HAMMOND, KEVIN, WAYNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| HAMMOND, KEVIN, WAYNE | I | VICE PRESIDENT, DIRECTOR | NA | Control |
| HARTMAN, BRENT, MATTHEW | I | COMPLIANCE OFFICER | NA | |
| HENNING, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| HENNING, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| HENNING, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| HENNING, THOMAS, EDWARD | I | DIRECTOR/CHAIRMAN OF THE BOARD | NA | Control |
| HENNING, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| HENNING, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| HENNING, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| HENNING, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| HENNING, THOMAS, EDWARD | I | DIRECTOR | NA | Control |
| KROFTA, DINA | I | DIRECTOR | NA | Control |
| REIMERS, TODD, W | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| REIMERS, TODD, W | I | DIRECTOR | NA | Control |
| REIMERS, TODD, W | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| REIMERS, TODD, W | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| REIMERS, TODD, W | I | DIRECTOR | NA | Control |
| REIMERS, TODD, W | I | DIRECTOR | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | PRESIDENT | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | DIRECTOR | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | PRESIDENT, DIRECTOR | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | SECRETARY, TREASURER, DIRECTOR | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | PRESIDENT | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | DIRECTOR | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | PRESIDENT | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | DIRECTOR | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | PRESIDENT, DIRECTOR | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | PRESIDENT, DIRECTOR | NA | Control |
| SCHMEECKLE, WILLIAM, RAY | I | SECRETARY, TREASURER, DIRECTOR | NA | Control |
| SECURITY MUTUAL LIFE NEBRASKA HOLDING CO. | DE | OWNER OF SML HOLDINGS CO. | NA | |
| SECURITY MUTUAL LIFE NEBRASKA HOLDING CO. | DE | OWNER OF SML HOLDINGS CO. | NA | |
| SECURITY MUTUAL LIFE NEBRASKA HOLDING CO. | DE | OWNER OF SML HOLDINGS CO. | NA | |
| SECURITY MUTUAL LIFE NEBRASKA HOLDING CO. | DE | OWNER OF SML HOLDINGS CO. | NA | |
| SECURITY MUTUAL LIFE NEBRASKA HOLDING CO. | DE | OWNER OF SML HOLDINGS CO. | NA | |
| SML HOLDINGS CO. | DE | OWNER OF SECURITY FINANCIAL LIFE INSURANCE CO. | NA | |
| SML HOLDINGS CO. | DE | OWNER OF SECURITY FINANCIAL LIFE INSURANCE CO. | NA | |
| SML HOLDINGS CO. | DE | OWNER OF SECURITY FINANCIAL LIFE INSURANCE CO. | NA | |
| SML HOLDINGS CO. | DE | OWNER OF SECURITY FINANCIAL LIFE INSURANCE CO. | NA | |
| SML HOLDINGS CO. | DE | OWNER OF SECURITY FINANCIAL LIFE INSURANCE CO. | NA | |
| URIBE, TAMARA, TOSHIA | I | COMPLIANCE OFFICER | NA | |
| WALLMAN, DAVID, THEES | I | DIRECTOR | NA | Control |
| WALLMAN, DAVID, THEES | I | DIRECTOR | NA | Control |
| WALLMAN, DAVID, THEES | I | DIRECTOR | NA | Control |
| WALLMAN, DAVID, THEES | I | DIRECTOR | NA | Control |
| WALLMAN, DAVID, THEES | I | DIRECTOR | NA | Control |
| WALLMAN, DAVID, THEES | I | DIRECTOR | NA | Control |
| WALLMAN, DAVID, THEES | I | DIRECTOR | NA | Control |
| WALLMAN, DAVID, THEES | I | DIRECTOR | NA | Control |
| WALLMAN, DAVID, THEES | I | DIRECTOR | NA | Control |
| WALLMAN, DAVID, THEES | I | DIRECTOR | NA | Control |
| WALLMAN, DAVID, THEES | I | DIRECTOR | NA | Control |
| WALLMAN, DAVID, THEES | I | DIRECTOR | NA | Control |
| WATSON, CAROL, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATSON, CAROL, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATSON, CAROL, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATSON, CAROL, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATSON, CAROL, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATSON, CAROL, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATSON, CAROL, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATSON, CAROL, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WATSON, CAROL, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ASSURITY LIFE INSURANCE COMPANY | DE | PARENT COMPANY | E | Control |
| ASSURITY LIFE INSURANCE COMPANY | DE | PARENT COMPANY | E | Control |
| ASSURITY LIFE INSURANCE COMPANY | DE | PARENT COMPANY | E | Control |
| ASSURITY LIFE INSURANCE COMPANY | DE | PARENT COMPANY | E | Control |
| ASSURITY LIFE INSURANCE COMPANY | DE | PARENT COMPANY | E | Control |
| ASSURITY LIFE INSURANCE COMPANY | DE | PARENT COMPANY | E | Control |
| SECURITY FINANCIAL LIFE INSURANCE CO. | DE | PARENT COMPANY OF PINE LAKE ADVISORS, INC. | E | Control |
| SECURITY FINANCIAL LIFE INSURANCE CO. | DE | PARENT COMPANY OF PINE LAKE ADVISORS, INC. | E | Control |
| SECURITY FINANCIAL LIFE INSURANCE CO. | DE | PARENT COMPANY OF PINE LAKE ADVISORS, INC. | E | Control |
| SECURITY FINANCIAL LIFE INSURANCE CO. | DE | PARENT COMPANY OF PINE LAKE ADVISORS, INC. | E | Control |
| SECURITY FINANCIAL LIFE INSURANCE CO. | DE | PARENT COMPANY OF PINE LAKE ADVISORS, INC. | E | Control |
| SECURITY FINANCIAL LIFE INSURANCE CO. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ASSURITY SECURITY GROUP INC. | DE | SECURITY FINANCIAL INC. | E | Control |
| ASSURITY SECURITY GROUP INC. | DE | SECURITY FINANCIAL INC. | E | Control |
| ASSURITY SECURITY GROUP INC. | DE | SECURITY FINANCIAL INC. | E | Control |
| ASSURITY SECURITY GROUP INC. | DE | SECURITY FINANCIAL INC. | E | Control |
| ASSURITY SECURITY GROUP INC. | DE | SECURITY FINANCIAL INC. | E | Control |
| ASSURITY SECURITY GROUP INC. | DE | SECURITY FINANCIAL INC. | E | Control |
| SECURITY FINANCIAL INC. | DE | ASSURITY LIFE INSURANCE COMPANY | E | Control |
| SECURITY FINANCIAL INC. | DE | ASSURITY LIFE INSURANCE COMPANY | E | Control |
| SECURITY FINANCIAL INC. | DE | ASSURITY LIFE INSURANCE COMPANY | E | Control |
| SECURITY FINANCIAL INC. | DE | ASSURITY LIFE INSURANCE COMPANY | E | Control |
| SECURITY FINANCIAL INC. | DE | ASSURITY LIFE INSURANCE COMPANY | E | Control |
| SECURITY FINANCIAL INC. | DE | ASSURITY LIFE INSURANCE COMPANY | E | Control |
Registrations
Federal
IA
Feb 27, 2007 REGISTERED
Notice Filings (11)
CA CO IA ID IL KS MN NE OH SD TX
Address
4000 PINE LAKE ROADLINCOLN, NE 68516
USA
Phone: 402-437-3607