RIA Intelligence

KERN CAPITAL MANAGEMENT LLC

CRD #108947 SEC #801-54766 NEW YORK, NY 212-819-3200
SEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
Employees
--
Clients
--
Accounts
6

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LANDINI, PETER, FREDERICKIDIRECTOR OF APPLICANTNA Control
TAYLOR, EDWARD, DOUGLASIDIRECTOR OF APPLICANTNA Control
TAYLOR, EDWARD, DOUGLASIDIRECTOR OF APPLICANTNA Control
KERN, DAVID, GREGORYIMANAGING MEMBER, PRESIDENTC Control
KERN, DAVID, GREGORYIMANAGING MEMBER, PRESIDENTC Control
KERN, DAVID, GREGORYIMANAGING MEMBER, PRESIDENTC Control
KERN, DAVID, GREGORYIMANAGING MEMBER, PRESIDENTC Control
KERN, DAVID, GREGORYIMANAGING MEMBER, EXECUTIVE VICE PRESIDENTC Control
KERN, DAVID, GREGORYIMANAGING MEMBER, PRESIDENTC Control
KERN, ROBERT, E.IMANAGING MEMBER,CHIEF EXECUTIVE OFFICERC Control
KERN, ROBERT, E.IMANAGING MEMBER,CHIEF EXECUTIVE OFFICERC Control
CRIMMINS, JOHN, JOSEPHIMEMBER,SVP, CHIEF COMPLIANCE OFFICER, CFO, COOB Control
CRIMMINS, JOHN, JOSEPHIMEMBER,SVP, CHIEF COMPLIANCE OFFICER, CFO, COOB Control
CRIMMINS, JOHN, JOSEPHIMEMBER, SENIOR VICE PRESIDENT, CFO, COOB Control
FREMONT INVESTMENT ADVISORS, INC.DEMEMBERB Control
FREMONT INVESTMENT ADVISORS, INC.DEMEMBERB Control
FREMONT INVESTMENT ADVISORS, INC.DEMEMBERB Control
KERN, ROBERT, E.IMANAGING MEMBER,CHIEF EXECUTIVE OFFICERB Control
KERN, ROBERT, E.IMANAGING MEMBER,CHIEF EXECUTIVE OFFICERB Control
KERN, ROBERT, E.IMANAGING MEMBER,PRESIDENT & CHIEF EXECUTIVE OFFICERB Control
KERN, ROBERT, E.IMANAGING MEMBER,CHIEF EXECUTIVE OFFICERB Control
WEAVER, GREGORY, ALLENIMEMBER, SENIOR VICE PRESIDENTB
WEAVER, GREGORY, ALLENIMEMBER, SENIOR VICE PRESIDENTB
WEAVER, GREGORY, ALLENIMEMBER, SENIOR VICE PRESIDENTB
WEAVER, GREGORY, ALLENIMEMBER, SENIOR VICE PRESIDENTB
CRIMMINS, JOHN, JOSEPHIMEMBER, SENIOR VICE PRESIDENT, CFO, COOA Control
CRIMMINS, JOHN, JOSEPHIMEMBER, SENIOR VICE PRESIDENT, CFO, COOA Control
CRIMMINS, JOHN, JOSEPHIMEMBER, SENIOR VICE PRESIDENT, CFO, COOA Control
WEAVER, GREGORY, ALLENIMEMBER, SENIOR VICE PRESIDENTA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BECHTEL, JR., STEPHEN, DAVIDSONIFREMONT INVESTORS, INC.E Control
BECHTEL, STEPHEN, DAVIDSONIFREMONT INVESTORS, INC.E Control
DACHS, ALAN, MARKIFREMONT INVESTORS,INC.E Control
DACHS, ALAN, MARKIFREMONT INVESTORS,INC.E Control
DACHS, ALAN, MARKIFREMONT INVESTORS,INC.E Control
FREMONT INVESTORS, INC.DEFREMONT INVESTMENT ADVISORS, INC.E Control
FREMONT INVESTORS, INC.DEFREMONT INVESTMENT ADVISORS, INC.E Control
FREMONT INVESTORS, INC.DEFREMONT INVESTMENT ADVISORS, INC.E Control
GINN, SAMUEL, LOUIFREMONT INVESTORS, INC.E Control
ARGYRIS, GEORGE, T.IFREMONT INVESTORS, INC.D Control
BECHTEL, JR., STEPHEN, DAVIDSONIFREMONT INVESTORS, INC.D Control
BECHTEL, JR., STEPHEN, DAVIDSONIFREMONT INVESTORS, INC.D Control
JAUNICH, ROBERTIFREMONT INVESTORS, INC.D Control
JAUNICH, ROBERTIFREMONT INVESTORS, INC.D Control
JAUNICH, ROBERTIFREMONT INVESTORS, INC.D Control
TENGLER, NANCY, CAVENIFREMONT INVESTORS, INC.D Control
TENGLER, NANCY, CAVENIFREMONT INVESTORS, INC.D Control
ARGYRIS, GEORGE, T.IFREMONT INVESTORS, INC.C Control
BECHTEL, JR., STEPHEN, DAVIDSONIFREMONT INVESTORS, INC.C Control
BECHTEL, RILEY, PIFREMONT INVESTORS, INC.C Control
BECHTEL, RILEY, PIFREMONT INVESTORS, INC.C Control
BECHTEL, RILEY, PIFREMONT INVESTORS, INC.C Control
CAVANAGH, RICHARD, EDWARDIFREMONT INVESTORS, INC.C Control
CAVANAGH, RICHARD, EDWARDIFREMONT INVESTORS, INC.C Control
CAVANAGH, RICHARD, EDWARDIFREMONT INVESTORS, INC.C Control
DACHS, ALAN, MARKIFREMONT INVESTORS, INC.C Control
DACHS, ALAN, MARKIFREMONT INVESTORS, INC.C Control
DACHS, ALAN, MARKIFREMONT INVESTORS, INC.C Control
WEISER, JOHN, WOLFGANGIFREMONT INVESTORS, INC.C Control
WEISER, JOHN, WOLFGANGIFREMONT INVESTORS, INC.C Control

Registrations

Federal

IA
Mar 28, 2007 REGISTERED

Notice Filings (1)

CA

Address

114 WEST 47TH STREET
SUITE 1926
NEW YORK, NY 10036-1510
USA
Phone: 212-819-3200