NOTMAN JOHN SHAW
Legal name: DBA NOTMAN FINANCIAL GROUP
CRD #108959 SEC #801-57979 STOCKTON, CA 209-955-5955
SEC Registered
Total AUM
$3.7M
Discretionary
$3.7M
Employees
1
Clients
101
Accounts
119
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2012 | $3.7M | $3.7M | $0 | 1 | 200 |
| Dec 2012 | $3.7M | $3.7M | $0 | 1 | 200 |
| Nov 2012 | $3.7M | $3.7M | $0 | 1 | 200 |
| Oct 2012 | $3.7M | $3.7M | $0 | 1 | 200 |
| Mar 2012 | $5.4M | $5.4M | $0 | 1 | 200 |
| Jan 2005 | $52M | $37M | $15M | 5 | -- |
| Jan 2005 | $54M | $36.6M | $17.4M | 5 | -- |
DateDec 2012
Total AUM$3.7M
Discretionary$3.7M
Non-Disc.$0
Employees1
Clients200
DateDec 2012
Total AUM$3.7M
Discretionary$3.7M
Non-Disc.$0
Employees1
Clients200
DateNov 2012
Total AUM$3.7M
Discretionary$3.7M
Non-Disc.$0
Employees1
Clients200
DateOct 2012
Total AUM$3.7M
Discretionary$3.7M
Non-Disc.$0
Employees1
Clients200
DateMar 2012
Total AUM$5.4M
Discretionary$5.4M
Non-Disc.$0
Employees1
Clients200
DateJan 2005
Total AUM$52M
Discretionary$37M
Non-Disc.$15M
Employees5
Clients--
DateJan 2005
Total AUM$54M
Discretionary$36.6M
Non-Disc.$17.4M
Employees5
Clients--