FULTON BREAKEFIELD BROENNIMAN,LLC

Legal name: FBB CAPITAL PARTNERS

CRD #108967 SEC #801-57836 BETHESDA, MD 301-657-8870

SEC Registered

Total AUM

$2.2B

Discretionary

$2.2B

Employees

Clients

251

Accounts

2,990

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 2, 2025
Branch Offices: 3

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BROENNIMAN, MARGARET, CLOVER	I	PRESIDENT	NA	Control
BROENNIMAN, MARGARET, CLOVER	I	PRESIDENT	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	SECRETARY/TREASURER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	SECRETARY/TREASURER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	NA	Control
HACKER, JUSTIN, BRUCE	I	SECRETARY/TREASURER	NA
HACKER, JUSTIN, BRUCE	I	SECRETARY/TREASURER	NA
HACKER, JUSTIN, BRUCE	I	SECRETARY/TREASURER	NA
ILLGES, RALPH, WALTON	I	SECRETARY/TREASURER	NA
ILLGES, RALPH, WALTON	I	SECRETARY/TREASURER	NA
ILLGES, RALPH, WALTON	I	SECRETARY/TREASURER	NA
ILLGES, RALPH, WALTON	I	SECRETARY/TREASURER	NA
ILLGES, RALPH, WALTON	I	SECRETARY/TREASURER	NA
ILLGES, RALPH, WALTON	I	SECRETARY/TREASURER	NA
ILLGES, RALPH, WALTON	I	SECRETARY/TREASURER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	NA
MUSSIO, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
MUSSIO, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
MUSSIO, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
MUSSIO, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
MUSSIO, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
MUSSIO, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
MUSSIO, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
MUSSIO, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
MUSSIO, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
MUSSIO, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
MUSSIO, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
MUSSIO, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	CHIEF COMPLIANCE OFFICER	NA
SCHLESINGER, MITCHEL, BRIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	CHEIF COMPLIANCE OFFICER	NA
SCHLESINGER, MITCHEL, BRIAN	I	CHEIF COMPLIANCE OFFICER	NA
SCHLESINGER, MITCHEL, BRIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	MANAGING DIRECTOR	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	MANAGING DIRECTOR	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	MANAGING DIRECTOR	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLESINGER, MITCHEL, BRIAN	I	MANAGING DIRECTOR	NA	Control
WEALTHTRUST, INC.	DE	MEMBER	E	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	D	Control
WEALTHTRUST LLC	DE	MEMBER	D	Control
WEALTHTRUST, INC.	DE	MEMBER	D	Control
WEALTHTRUST, INC.	DE	MEMBER	D	Control
WEALTHTRUST, INC.	DE	MEMBER	D	Control
WEALTHTRUST, INC.	DE	MEMBER	D	Control
WEALTHTRUST, INC.	DE	MEMBER	D	Control
WEALTHTRUST, INC.	DE	MEMBER	D	Control
WEALTHTRUST, INC.	DE	MEMBER	D	Control
WEALTHTRUST, INC.	DE	MEMBER	D	Control
WEALTHTRUST, INC.	DE	MEMBER	D	Control
WEALTHTRUST, INC.	DE	MEMBER	D	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	C	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	C	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	C	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	C	Control
FULTON, SUSAN, BREAKEFIELD	I	FOUNDER	C	Control
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
JULIAN, INCORPORATED	DE	MEMBER	C
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	MANAGING DIRECTOR	C	Control
MUSSIO, MICHAEL, JOHN	I	MANAGING DIRECTOR	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
MUSSIO, MICHAEL, JOHN	I	PRESIDENT	C	Control
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
BROKEN CLOCK, INC.	DE	MEMBER	B
CEDARCROFT HOLDINGS, INC.	DE	MEMBER	B
CEDARCROFT HOLDINGS, INC.	DE	MEMBER	B
CEDARCROFT HOLDINGS, INC.	DE	MEMBER	B
CEDARCROFT HOLDINGS, INC.	DE	MEMBER	B
CEDARCROFT HOLDINGS, INC.	DE	MEMBER	B
CEDARCROFT HOLDINGS, INC.	DE	MEMBER	B
CEDARCROFT HOLDINGS, INC.	DE	MEMBER	B
CEDARCROFT HOLDINGS, INC.	DE	MEMBER	B
CEDARCROFT HOLDINGS, INC.	DE	MEMBER	B
CEDARCROFT HOLDINGS, INC.	DE	MEMBER	B
FULTON, SUSAN, BREAKEFIELD	I	PRESIDENT/CHIEF MANAGER	B	Control
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
JULIAN, INCORPORATED	DE	MEMBER	B
OLAVSRUD, STEIN, ANDRE	I	VP, PORTFOLIO MANAGER	B
OLAVSRUD, STEIN, ANDRE	I	VP, PORTFOLIO MANAGER	B
OLAVSRUD, STEIN, ANDRE	I	VP, PORTFOLIO MANAGER	B
OLAVSRUD, STEIN, ANDRE	I	VP, PORTFOLIO MANAGER	B
OLAVSRUD, STEIN, ANDRE	I	EVP, PORTFOLIO MANAGER	B
OLAVSRUD, STEIN, ANDRE	I	EVP, PORTFOLIO MANAGER	B
OLAVSRUD, STEIN, ANDRE	I	EVP, PORTFOLIO MANAGER	B
OLAVSRUD, STEIN, ANDRE	I	EVP, PORTFOLIO MANAGER	B
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
OLAVSRUD, STEIN, ANDRE	I	CHIEF COMPLIANCE OFFICER, EVP	B	Control
CEDARCROFT HOLDINGS, INC.	DE	MEMBER	A
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	A
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	A
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	A
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	A
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	A
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	A
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	A
KEEGAN, LAURETTA, MAUREEN	I	CHIEF COMPLIANCE OFFICER	A
RED SAFFIRE	DE	MEMBER	A
RED SAFFIRE	DE	MEMBER	A
RED SAFFIRE	DE	MEMBER	A
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A
SIMPSON, BRIDGET, MARIE	I	OPERATIONS MANAGER	A
SIMPSON, BRIDGET, MARIE	I	OPERATIONS MANAGER	A
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control
SIMPSON, BRIDGET, MARIE	I	DIRECTOR OF OPERATIONS	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BROENNIMAN, MARGARET, CLOVER	I	CEDARCROFT HOLDINGS, INC.	E	Control
BROENNIMAN, MARGARET, CLOVER	I	CEDARCROFT HOLDINGS, INC.	E	Control
BROENNIMAN, MARGARET, CLOVER	I	CEDARCROFT HOLDINGS, INC.	E	Control
BROENNIMAN, MARGARET, CLOVER	I	CEDARCROFT HOLDINGS, INC.	E	Control
BROENNIMAN, MARGARET, CLOVER	I	CEDARCROFT HOLDINGS, INC.	E	Control
BROENNIMAN, MARGARET, CLOVER	I	CEDARCROFT HOLDINGS, INC.	E	Control
BROENNIMAN, MARGARET, CLOVER	I	CEDARCROFT HOLDINGS, INC.	E	Control
BROENNIMAN, MARGARET, CLOVER	I	CEDARCROFT HOLDINGS, INC.	E	Control
BROENNIMAN, MARGARET, CLOVER	I	CEDARCROFT HOLDINGS, INC.	E	Control
BROENNIMAN, MARGARET, CLOVER	I	CEDARCROFT HOLDINGS, INC.	E	Control
BROENNIMAN, MARGARET, CLOVER	I	CEDARCROFT HOLDINGS, INC.	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
FULTON, SUSAN, BREAKEFIELD	I	JULIAN, INCORPORATED	E	Control
MK HOLDING COMPANY, INC.	DE	MORGAN ASSET MGMT., INC.	E	Control
MK HOLDING COMPANY, INC.	DE	MORGAN ASSET MGMT., INC.	E	Control
MK HOLDING COMPANY, INC.	DE	MORGAN ASSET MGMT., INC.	E	Control
MK HOLDING COMPANY, INC.	DE	MORGAN ASSET MGMT., INC.	E	Control
MK HOLDING COMPANY, INC.	DE	MORGAN ASSET MGMT., INC.	E	Control
MK HOLDING COMPANY, INC.	DE	MORGAN ASSET MGMT., INC.	E	Control
MK HOLDING COMPANY, INC.	DE	MORGAN ASSET MGMT., INC.	E	Control
MK HOLDING COMPANY, INC.	DE	MORGAN ASSET MGMT., INC.	E	Control
MK HOLDING COMPANY, INC.	DE	MORGAN ASSET MGMT., INC.	E	Control
MK HOLDING COMPANY, INC.	DE	MORGAN ASSET MGMT., INC.	E	Control
MK HOLDING COMPANY, INC.	DE	MORGAN ASSET MGMT., INC.	E	Control
MORGAN ASSET MANAGEMENT, INC.	DE	WEALTHTRUST, INC.	E	Control
MORGAN ASSET MANAGEMENT, INC.	DE	WEALTHTRUST, INC.	E	Control
MORGAN ASSET MANAGEMENT, INC.	DE	WEALTHTRUST, INC.	E	Control
MORGAN ASSET MANAGEMENT, INC.	DE	WEALTHTRUST, INC.	E	Control
MORGAN ASSET MANAGEMENT, INC.	DE	WEALTHTRUST, INC.	E	Control
MORGAN ASSET MANAGEMENT, INC.	DE	WEALTHTRUST, INC.	E	Control
MORGAN ASSET MANAGEMENT, INC.	DE	WEALTHTRUST, INC.	E	Control
MORGAN ASSET MANAGEMENT, INC.	DE	WEALTHTRUST, INC.	E	Control
MORGAN ASSET MANAGEMENT, INC.	DE	WEALTHTRUST, INC.	E	Control
MORGAN ASSET MANAGEMENT, INC.	DE	WEALTHTRUST, INC.	E	Control
MORGAN ASSET MANAGEMENT, INC.	DE	WEALTHTRUST, INC.	E	Control
REGIONS FINANCIAL CORPORATION	DE	MK HOLDING COMPANY, INC.	E	Control
REGIONS FINANCIAL CORPORATION	DE	MK HOLDING COMPANY, INC.	E	Control
REGIONS FINANCIAL CORPORATION	DE	MK HOLDING COMPANY, INC.	E	Control
REGIONS FINANCIAL CORPORATION	DE	MK HOLDING COMPANY, INC.	E	Control
REGIONS FINANCIAL CORPORATION	DE	MK HOLDING COMPANY, INC.	E	Control
REGIONS FINANCIAL CORPORATION	DE	MK HOLDING COMPANY, INC.	E	Control
REGIONS FINANCIAL CORPORATION	DE	MK HOLDING COMPANY, INC.	E	Control
REGIONS FINANCIAL CORPORATION	DE	MK HOLDING COMPANY, INC.	E	Control
REGIONS FINANCIAL CORPORATION	DE	MK HOLDING COMPANY, INC.	E	Control
REGIONS FINANCIAL CORPORATION	DE	MK HOLDING COMPANY, INC.	E	Control
REGIONS FINANCIAL CORPORATION	DE	MK HOLDING COMPANY, INC.	E	Control
SCHLESINGER, MITCHEL, BRIAN	I	BROKEN CLOCK, INC.	E
SCHLESINGER, MITCHEL, BRIAN	I	BROKEN CLOCK, INC.	E	Control
SCHLESINGER, MITCHEL, BRIAN	I	BROKEN CLOCK, INC.	E	Control
SCHLESINGER, MITCHEL, BRIAN	I	BROKEN CLOCK, INC.	E	Control
SCHLESINGER, MITCHEL, BRIAN	I	BROKEN CLOCK, INC.	E	Control
SCHLESINGER, MITCHEL, BRIAN	I	BROKEN CLOCK, INC.	E	Control
SCHLESINGER, MITCHEL, BRIAN	I	BROKEN CLOCK, INC.	E	Control
SCHLESINGER, MITCHEL, BRIAN	I	BROKEN CLOCK, INC.	E	Control
SCHLESINGER, MITCHEL, BRIAN	I	BROKEN CLOCK, INC.	E	Control
WEALTHTRUST HOLDINGS CO.	DE	WEALTHTRUST LLC	E	Control
WEALTHTRUST HOLDINGS LLC	DE	WEALTHTRUST HOLDING CO.	E	Control
CPC WT INVESTMENT LLC	DE	WEALTHTRUST HOLDINGS LLC	C	Control
FALCON MEZZANINE PARTNERS II LP	DE	WEALTHTRUST HOLDINGS LLC	C	Control
NMC CPC WT INVESTMENT LLC	DE	WEALTHTRUST HOLDINGS LLC	C	Control

Registrations

Federal

Oct 2, 2025 REGISTERED

Notice Filings (28)

AZ CA CO DC DE FL GA IL LA MA MD ME MO NC NH NJ NM NY OH OR PA SC TN TX VA VT WA WV

Address

4520 EAST-WEST HIGHWAY
SUITE 450
BETHESDA, MD 20814
United States

Phone: 301-657-8870