WINFIELD ASSOCIATES INC
CRD #108969 SEC #801-54970 CLEVELAND, OH 216-241-2575
SEC Registered
Total AUM
$369M
Discretionary
$368.8M
Employees
7
Clients
11
Accounts
618
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 1, 2022
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | PRESIDENT & CEO | D | Control |
| BAKER, WILLIAM, WINFIELD | I | CHAIRMAN OF THE BOARD OF DIRECTORS | D | Control |
| BAKER, WILLIAM, WINFIELD | I | CHAIRMAN OF THE BOARD OF DIRECTORS | D | Control |
| BAKER, WILLIAM, WINFIELD | I | CHAIRMAN OF THE BOARD OF DIRECTORS | D | Control |
| BAKER, WILLIAM, WINFIELD | I | CHAIRMAN OF THE BOARD OF DIRECTORS | D | Control |
| BAKER, WILLIAM, WINFIELD | I | CHAIRMAN OF THE BOARD OF DIRECTORS | D | Control |
| BAKER, WILLIAM, WINFIELD | I | CHAIRMAN OF THE BOARD OF DIRECTORS | D | Control |
| WILLIAM W. BAKER SPOUSAL LIFETIME ACCESS TRUST | DE | SHAREHOLDER | D | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, TREASURER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, TREASURER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, TREASURER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, TREASURER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, TREASURER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, TREASURER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, CHRISTOPHER, WILLIAM | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, TREASURER, AND CHIEF COMPLIANCE OFFICER | C | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | B | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | B | Control |
| GORDINIER, CURTIS, WILLIAM | I | EXECUTIVE VICE PRESIDENT | B | |
| GORDINIER, CURTIS, WILLIAM | I | EXECUTIVE VICE PRESIDENT | B | |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | DIRECTOR | A | Control |
| BAKER, THOMAS, WINFIELD | I | SECRETARY | A | Control |
| BAKER, THOMAS, WINFIELD | I | SECRETARY | A | Control |
| BAKER, THOMAS, WINFIELD | I | SECRETARY | A | Control |
| BAKER, THOMAS, WINFIELD | I | SECRETARY | A | Control |
| BAKER, THOMAS, WINFIELD | I | SECRETARY | A | Control |
| BAKER, THOMAS, WINFIELD | I | SECRETARY | A | Control |
| BAKER, THOMAS, WINFIELD | I | SECRETARY | A | Control |
| GORDINIER, CURTIS, WILLIAM | I | EXECUTIVE VICE PRESIDENT | A | |
| HALEY, MARK, QUIEN | I | VICE PRESIDENT | A | Control |
| HALEY, MARK, QUIEN | I | VICE PRESIDENT | A | Control |
| HALEY, MARK, QUIEN | I | VICE PRESIDENT | A | Control |
| HALEY, MARK, QUIEN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HALEY, MARK, QUIEN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HALEY, MARK, QUIEN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HALEY, MARK, QUIEN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HALEY, MARK, QUIEN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HALEY, MARK, QUIEN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HALEY, MARK, QUIEN | I | EXECUTIVE VICE PRESIDENT | A | Control |
| HOLLAND, DONNA, MORGAN | I | VICE PRESIDENT | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAKER, CHRISTOPHER, WILLIAM | I | WILLIAM W. BAKER SPOUSAL LIFETIME ACCESS TRUST | F | Control |
| BAKER, THOMAS, WINFIELD | I | WILLIAM W. BAKER SPOUSAL LIFETIME ACCESS TRUST | F | Control |
Registrations
Federal
IA
Mar 1, 2022 REGISTERED
Notice Filings (12)
CA FL LA MD MO NY OH OR PA TX VA WA
Address
700 WEST ST CLAIR AVENUESUITE 404
CLEVELAND, OH 44113
United States
Phone: 216-241-2575