MOORE FINANCIAL GROUP LLC
Legal name: MOORE FINANCIAL GROUP
CRD #108973 SEC #801-69062 LITTLETON, CO 303.225.8400
SEC Registered
Total AUM
$53.1M
Discretionary
$48.4M
Employees
1
Clients
11
Accounts
299
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 20, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MOORE, JON, DAVID | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOORE, JON, DAVID | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOORE, JON, DAVID | I | PARTNER | D | Control |
| MOORE, JON, DAVID | I | PARTNER | D | Control |
| MOORE, JON, DAVID | I | PARTNER | D | Control |
| MOORE, JON, DAVID | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOORE, JON, DAVID | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOORE, JON, DAVID | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOORE, JON, DAVID | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOORE, JON, DAVID | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| MOORE, ROBERT, LEE | I | PARTNER | D | Control |
| MOORE, ROBERT, LEE | I | PARTNER | D | Control |
| MOORE, ROBERT, LEE | I | PARTNER | D | Control |
| MOORE, ROBERT, LEE | I | PARTNER | D | Control |
| MOORE, ROBERT, LEE | I | PARTNER | D | Control |
| MOORE, ROBERT, LEE | I | PARTNER | D | Control |
| MOORE, ROBERT, LEE | I | PARTNER | D | Control |
| MOORE, ROBERT, LEE | I | PARTNER | D | Control |
| MOORE, ROBERT, LEE | I | PARTNER | D | Control |
| MOORE, ROBERT, LEE | I | PARTNER | D | Control |
Registrations
Federal
IA
Jun 20, 2012 REGISTERED
Notice Filings (2)
CA CO
Address
8081 SHAFFER PARKWAYSUITE 4
LITTLETON, CO 80127
United States
Phone: 303.225.8400