LEHMAN BROTHERS FUTURES ASSET MANAGEMENT CORP/NY
CRD #109005 SEC #801-43933 NEW YORK, NY 212-526-0624
SEC Registered
Total AUM
$155.1M
Discretionary
$155.1M
Employees
5
Clients
0
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- NOVEMBER
- Registration Date
- --
- Latest Filing
- Dec 14, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGUILAR, OMAR | I | DIRECTOR | NA | Control |
| AGUILAR, OMAR | I | DIRECTOR | NA | Control |
| AGUILAR, OMAR | I | DIRECTOR | NA | Control |
| FILLER, RONALD, HOWARD | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| FILLER, RONALD, HOWARD | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| FILLER, RONALD, HOWARD | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| FILLER, RONALD, HOWARD | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| IRELAND, DOUGLAS, MERRITT | I | DIRECTOR | NA | Control |
| PLOTKIN, HOWARD, RUSS | I | CHIEF COMPLIANCE OFFICER | NA | |
| RODRIGUEZ, KLEBER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RODRIGUEZ, KLEBER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RODRIGUEZ, KLEBER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RODRIGUEZ, KLEBER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SACK, JOSHUA, MICHAEL | I | PRESIDENT | NA | Control |
| SACK, JOSHUA, MICHAEL | I | PRESIDENT | NA | Control |
| SACK, JOSHUA, MICHAEL | I | PRESIDENT | NA | Control |
| SACK, JOSHUA, MICHAEL | I | PRESIDENT,TREASURER AND DIRECTOR | NA | Control |
| WEINSTEIN, ERIC, DAVID | I | DIRECTOR | NA | Control |
| WEINSTEIN, ERIC, DAVID | I | DIRECTOR | NA | Control |
| WEINSTEIN, ERIC, DAVID | I | DIRECTOR | NA | Control |
| LEHMAN BROTHERS ASSET MANAGEMENT INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| LEHMAN BROTHERS ASSET MANAGEMENT INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| LEHMAN BROTHERS ASSET MANAGEMENT INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| LEHMAN BROTHERS ASSET MANAGEMENT INC. | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEHMAN BROTHERS HOLDINGS INC | DE | LEHMAN BROTHERS ASSET MANAGEMENT CORP | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | LEHMAN BROTHERS ASSET MANAGEMENT CORP | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | LEHMAN BROTHERS ASSET MANAGEMENT CORP | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | LEHMAN BROTHERS ASSET MANAGEMENT CORP | E | Control |
Registrations
Federal
IA
Dec 14, 2004 REGISTERED
Address
399 PARK AVENUENEW YORK, NY 10022
USA
Phone: 212-526-0624