LEHMAN BROTHERS ASSET MANAGEMENT INC.
CRD #109009 SEC #801-42006 NEW YORK, NY 212-526-7000
SEC Registered
Total AUM
$2.1B
Discretionary
$2.1B
Employees
--
Clients
0
Accounts
15
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- NOVEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMATO, JOSEPH, VINCENT | I | MEMBER BOARD OF DIRECTORS | NA | Control |
| AMATO, JOSEPH, VINCENT | I | MEMBER BOARD OF DIRECTORS | NA | Control |
| AMATO, JOSEPH, VINCENT | I | MEMBER BOARD OF DIRECTORS | NA | Control |
| AMATO, JOSEPH, VINCENT | I | MEMBER BOARD OF DIRECTORS | NA | Control |
| AUDAIN-PRESSLEY, KEISHA, LAVON | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| AUDAIN-PRESSLEY, KEISHA, LAVON | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | |
| FOX, WILLIAM, JAY | I | CHIEF FINANCIAL OFFICER, CONTROLLER, SVP AND DIRECTOR | NA | Control |
| FROMMER, JACQUELINE | I | MEMBER OF THE BOARD | NA | Control |
| FROMMER, JACQUELINE | I | MEMBER OF THE BOARD | NA | Control |
| FROMMER, JACQUELINE | I | MANAGING DIRECTOR AND MEMBER OF THE BOARD | NA | Control |
| FROMMER, JACQUELINE | I | MANAGING DIRECTOR AND MEMBER OF THE BOARD | NA | Control |
| FROMMER, JACQUELINE | I | MANAGING DIRECTOR AND MEMBER OF THE BOARD | NA | Control |
| GRIEB, EDWARD, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRIEB, EDWARD, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRIEB, EDWARD, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRIEB, EDWARD, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRIEB, EDWARD, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRIEB, EDWARD, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRIEB, EDWARD, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRIEB, EDWARD, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRIEB, EDWARD, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNEE, RICHARD, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KNEE, RICHARD, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KNEE, RICHARD, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LOCHER, KURT, ANTHONY | I | MEMBER OF THE BOARD | NA | Control |
| LOCHER, KURT, ANTHONY | I | MEMBER OF THE BOARD | NA | Control |
| LOCHER, KURT, ANTHONY | I | MEMBER OF THE BOARD | NA | Control |
| LOCHER, KURT, ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE BOARD | NA | Control |
| LOCHER, KURT, ANTHONY | I | MEMBER OF THE BOARD | NA | Control |
| LOCHER, KURT, ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE BOARD | NA | Control |
| LOCHER, KURT, ANTHONY | I | MANAGING DIRECTOR AND MEMBER OF THE BOARD | NA | Control |
| MARSAL, BRYAN, PAUL | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| RAO, ASHVIN, BOLINENI | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| RAO, ASHVIN, BOLINENI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUCKOW, JOHN, KINGSLAND | I | PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| TANK, BRADLEY, CURTIS | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD | NA | Control |
| TANK, BRADLEY, CURTIS | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD | NA | Control |
| TANK, BRADLEY, CURTIS | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD | NA | |
| TANK, BRADLEY, CURTIS | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD | NA | Control |
| TANK, BRADLEY, CURTIS | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD | NA | |
| TANK, BRADLEY, CURTIS | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD | NA | Control |
| TANK, BRADLEY, CURTIS | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD | NA | Control |
| TANK, BRADLEY, CURTIS | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD | NA | Control |
| TANK, BRADLEY, CURTIS | I | CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD | NA | Control |
| WILLIAMS, CHAMAINE, NATHALEE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | |
| WILLIAMS, CHAMAINE, NATHALEE | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | |
| WILLIAMS, CHAMAINE, NATHALEE | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | |
| WILLIAMS, CHAMAINE, NATHALEE | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | |
| WILLIAMS, CHAMAINE, NATHALEE | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | |
| WILLIAMS, CHAMAINE, NATHALEE | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
| LEHMAN BROTHERS HOLDINGS INC | DE | SOLE SHAREHOLDER OF APPLICANT | E | Control |
Registrations
Federal
IA
Feb 28, 2007 REGISTERED
Address
399 PARK AVENUENEW YORK, NY 10022
USA
Phone: 212-526-7000