ASSETMARK, INC.
CRD #109018 SEC #801-56323 CONCORD, CA 800-664-5345
SEC Registered Disclosures
Total AUM
$77.4B
Discretionary
$75.9B
Employees
735
Clients
0
Accounts
410,749
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2025
- Branch Offices
- 5
- LEI
- 549300I37LWKSDSJ5585
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT | NA | |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT | NA | |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT | NA | |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT | NA | |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT | NA | |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT | NA | |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT | NA | |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT | NA | |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT | NA | |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT | NA | Control |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT | NA | Control |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT | NA | Control |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT | NA | Control |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT | NA | Control |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT | NA | Control |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - BUSINESS DEVELOPMENT | NA | |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT | NA | Control |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT | NA | Control |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT | NA | Control |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT | NA | Control |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT | NA | |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT | NA | Control |
| ABELSON, MICHAEL, JOEL | I | SENIOR VICE PRESIDENT - INVESTMENTS AND PRODUCT MANAGEMENT | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | VICE - CHAIRMAN | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | CO-CHAIRMAN | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| AHLUWALIA, GURINDER, SINGH | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL & DIRECTOR | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | Control |
| ANGUS, TED, FYKE | I | GENERAL COUNSEL | NA | Control |
| BATTAGLIA, JOHN, SALVATORE | I | PRESIDENT OF ARIS | NA | |
| BATTAGLIA, JOHN, SALVATORE | I | PRESIDENT OF ARIS | NA | |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | |
| BLUE, CLAIRE, GOLVEO | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CLAIRE, GOLVEO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CATAUDELLA, JESSICA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CHAFKIN, JEREMIAH, HARRISON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CORBIN, AMY, RENEE | I | DIRECTOR | NA | Control |
| CORBIN, AMY, RENEE | I | DIRECTOR | NA | Control |
| CORBIN, AMY, RENEE | I | DIRECTOR | NA | Control |
| CORBIN, AMY, RENEE | I | DIRECTOR | NA | Control |
| CORBIN, AMY, RENEE | I | DIRECTOR | NA | Control |
| CORBIN, AMY, RENEE | I | DIRECTOR | NA | Control |
| CORBIN, AMY, RENEE | I | DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | CHAIRMAN OF THE BOARD | NA | Control |
| CORDES, RONALD, DENNIS | I | CO-CHAIRMAN | NA | Control |
| CORDES, RONALD, DENNIS | I | CHAIRMAN | NA | Control |
| CORDES, RONALD, DENNIS | I | CHAIRMAN | NA | Control |
| CORDES, RONALD, DENNIS | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN | NA | Control |
| CORDES, RONALD, DENNIS | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN | NA | Control |
| CORDES, RONALD, DENNIS | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN | NA | Control |
| CORDES, RONALD, DENNIS | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN | NA | Control |
| CORDES, RONALD, DENNIS | I | SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN | NA | Control |
| CORDES, RONALD, DENNIS | I | SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN | NA | Control |
| CORDES, RONALD, DENNIS | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| CORDES, RONALD, DENNIS | I | SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN | NA | Control |
| FINK, REGINA, MARIE | I | VICE PRESIDENT & SENIOR COUNSEL | NA | |
| FINK, REGINA, MARIE | I | VICE PRESIDENT & SENIOR COUNSEL | NA | |
| FINK, REGINA, MARIE | I | VICE PRESIDENT & SENIOR COUNSEL | NA | |
| FINK, REGINA, MARIE | I | VICE PRESIDENT & SENIOR COUNSEL | NA | |
| FINK, REGINA, MARIE | I | VICE PRESIDENT & SENIOR COUNSEL | NA | |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GOLDMAN, CHARLES, GEORGE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GROH, KELLEY, L. | I | DIRECTOR | NA | Control |
| GROH, KELLEY, L. | I | DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATIONS OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| HANSEN, CARRIE, ELLEN | I | CHIEF OPERATING OFFICER & DIRECTOR | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | NATIONAL SALES AND CONSULTING LEADER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | NATIONAL SALES AND CONSULTING LEADER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | NATIONAL SALES AND CONSULTING LEADER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | NATIONAL SALES AND CONSULTING LEADER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | NATIONAL SALES AND CONSULTING LEADER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | NATIONAL SALES AND CONSULTING LEADER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | NATIONAL SALES AND CONSULTING LEADER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | NATIONAL SALES AND CONSULTING LEADER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | NATIONAL SALES AND CONSULTING LEADER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | NATIONAL SALES AND CONSULTING LEADER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | NATIONAL SALES AND CONSULTING LEADER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | PRESIDENT & CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | PRESIDENT & CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | PRESIDENT & CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | PRESIDENT & CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | PRESIDENT & CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | PRESIDENT & CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | PRESIDENT & CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR & CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR & CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR & CHIEF CLIENT OFFICER | NA | Control |
| KIM, H. MICHAEL, MICHAEL | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR & CHIEF CLIENT OFFICER | NA | Control |
| KIM, HYUN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF CLIENT OFFICER & DIRECTOR | NA | Control |
| KIM, HYUN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF CLIENT OFFICER & DIRECTOR | NA | Control |
| KIM, HYUN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF CLIENT OFFICER & DIRECTOR | NA | Control |
| KIM, HYUN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF CLIENT OFFICER & DIRECTOR | NA | Control |
| KIM, HYUN, MICHAEL | I | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF CLIENT OFFICER & DIRECTOR | NA | Control |
| KOVAL, JOHN, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOVAL, JOHN, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOVAL, JOHN, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCK, JANE, CATHERINE | I | DIRECTOR, HUMAN RESOURCES | NA | |
| LOCK, JANE, CATHERINE | I | DIRECTOR, HUMAN RESOURCES | NA | |
| LOCK, JANE, CATHERINE | I | DIRECTOR, HUMAN RESOURCES | NA | |
| LOCK, JANE, CATHERINE | I | DIRECTOR OF HUMAN RESOURCES | NA | |
| MAIURI, LOU | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| MAIURI, LOU | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| MAIURI, LOU | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| MAIURI, LOU | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| MAIURI, LOU | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| MCNATT, JOEL, DAVID | I | HEAD OF INVESTMENTS | NA | Control |
| MCNATT, JOEL, DAVID | I | HEAD OF INVESTMENTS | NA | Control |
| MCNATT, JOEL, DAVID | I | EVP, INVESTMENT SOLUTIONS | NA | Control |
| MCNATT, JOEL, DAVID | I | HEAD OF INVESTMENTS | NA | Control |
| MCNATT, JOEL, DAVID | I | EVP, INVESTMENT SOLUTIONS | NA | Control |
| MCNATT, JOEL, DAVID | I | EVP, INVESTMENT SOLUTIONS | NA | Control |
| MCNATT, JOEL, DAVID | I | EVP, INVESTMENT SOLUTIONS | NA | Control |
| MCNATT, JOEL, DAVID | I | EVP, INVESTMENT SOLUTIONS | NA | Control |
| MCNATT, JOEL, DAVID | I | HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| MCNATT, JOEL, DAVID | I | EVP, INVESTMENT SOLUTIONS | NA | Control |
| MCNATT, JOEL, DAVID | I | HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| MCNATT, JOEL, DAVID | I | HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| MCNATT, JOEL, DAVID | I | HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| MCNATT, JOEL, DAVID | I | HEAD OF INVESTMENT SOLUTIONS | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MEHTA, MUKESH, KANTILAL | I | CHIEF INFORMATION OFFICER | NA | Control |
| MILLER, CAMERON, LEE | I | CHIEF FINANCIAL OFFICER | NA | |
| MILLER, CAMERON, LEE | I | CHIEF FINANCIAL OFFICER | NA | |
| MILLER, CAMERON, LEE | I | CHIEF FINANCIAL OFFICER | NA | |
| MILLER, CAMERON, LEE | I | CHIEF FINANCIAL OFFICER | NA | |
| MILLER, CAMERON, LEE | I | DIRECTOR | NA | Control |
| MILLER, CAMERON, LEE | I | DIRECTOR | NA | Control |
| MILLER, CAMERON, LEE | I | DIRECTOR | NA | Control |
| MILLER, CAMERON, LEE | I | DIRECTOR | NA | Control |
| MILLER, CAMERON, LEE | I | DIRECTOR | NA | Control |
| MINNICK, JAMES, EDWARD | I | DIRECTOR | NA | Control |
| MINNICK, JAMES, EDWARD | I | DIRECTOR | NA | Control |
| MINNICK, JAMES, EDWARD | I | DIRECTOR | NA | Control |
| MINNICK, JAMES, EDWARD | I | DIRECTOR | NA | Control |
| MINNICK, JAMES, EDWARD | I | DIRECTOR | NA | Control |
| MINNICK, JAMES, EDWARD | I | DIRECTOR | NA | Control |
| MURRAY, JOHN, WICLIFFE | I | CHIEF INFORMATION OFFICER | NA | |
| MURRAY, JOHN, WICLIFFE | I | CHIEF INFORMATION OFFICER | NA | |
| MURRAY, JOHN, WICLIFFE | I | CHIEF INFORMATION OFFICER | NA | |
| MURRAY, JOHN, WICLIFFE | I | CHIEF INFORMATION OFFICER | NA | |
| OTOOLE, BRIAN, ROBERT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| OTOOLE, BRIAN, ROBERT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| OTOOLE, BRIAN, ROBERT | I | VICE CHAIRMAN | NA | Control |
| OTOOLE, BRIAN, ROBERT | I | VICE CHAIRMAN | NA | Control |
| OTOOLE, DANIEL, PATRICK | I | DIRECTOR OF SALES AND CONSULTING | NA | Control |
| OTOOLE, DANIEL, PATRICK | I | DIRECTOR OF SALES AND CONSULTING | NA | Control |
| OTOOLE, DANIEL, PATRICK | I | DIRECTOR OF SALES AND CONSULTING | NA | Control |
| OTOOLE, DANIEL, PATRICK | I | DIRECTOR OF SALES AND CONSULTING | NA | Control |
| RAMSEY, INGRID, R | I | CHIEF FINANCIAL OFFICER | NA | |
| REEKS, SCOTT, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| SCHOENBECK, MARK, PAUL | I | CHIEF MARKETING OFFICER | NA | |
| SCHOENBECK, MARK, PAUL | I | CHIEF MARKETING OFFICER | NA | |
| SCHOENBECK, MARK, PAUL | I | CHIEF MARKETING OFFICER | NA | |
| SCHOENBECK, MARK, PAUL | I | CHIEF MARKETING OFFICER | NA | |
| SCHUTZ, PAMELA, S. | I | DIRECTOR | NA | Control |
| SCHUTZ, PAMELA, S. | I | DIRECTOR | NA | Control |
| SEIVERT, DANIEL, BRIAN | I | DIRECTOR | NA | Control |
| STEINY, RICHARD, EDWARD | I | PRESIDENT | NA | Control |
| STEINY, RICHARD, EDWARD | I | PRESIDENT | NA | Control |
| STEINY, RICHARD, EDWARD | I | VICE CHAIRMAN | NA | Control |
| STEINY, RICHARD, EDWARD | I | VICE CHAIRMAN | NA | Control |
| STEINY, RICHARD, EDWARD | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| STEINY, RICHARD, EDWARD | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| STEINY, RICHARD, EDWARD | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| STEINY, RICHARD, EDWARD | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| STEINY, RICHARD, EDWARD | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| STEINY, RICHARD, EDWARD | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| STEINY, RICHARD, EDWARD | I | SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN | NA | Control |
| STEINY, RICHARD, EDWARD | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| STEINY, RICHARD, EDWARD | I | SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN | NA | Control |
| STEINY, RICHARD, EDWARD | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| STEINY, RICHARD, EDWARD | I | SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN | NA | Control |
| STEINY, RICHARD, EDWARD | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| STEINY, RICHARD, EDWARD | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| STEINY, RICHARD, EDWARD | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| STEINY, RICHARD, EDWARD | I | SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN | NA | Control |
| STEINY, RICHARD, EDWARD | I | SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN | NA | Control |
| STEINY, RICHARD, EDWARD | I | SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN | NA | Control |
| STEINY, RICHARD, EDWARD | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| STEINY, RICHARD, EDWARD | I | CO-CHAIRMAN & DIRECTOR | NA | Control |
| STEINY, RICHARD, EDWARD | I | SENIOR VICE PRESIDENT, EXECUTIVE CO-CHAIRMAN | NA | Control |
| VASQUEZ, ENRIQUE, MARTIN | I | DIRECTOR | NA | Control |
| VASQUEZ, ENRIQUE, MARTIN | I | DIRECTOR | NA | Control |
| VASQUEZ, ENRIQUE, MARTIN | I | DIRECTOR | NA | Control |
| VASQUEZ, ENRIQUE, MARTIN | I | DIRECTOR | NA | Control |
| VASQUEZ, ENRIQUE, MARTIN | I | DIRECTOR | NA | Control |
| VASQUEZ, ENRIQUE, MARTIN | I | DIRECTOR | NA | Control |
| WALKER, KEVIN, EDUARD | I | DIRECTOR | NA | Control |
| WALKER, KEVIN, EDUARD | I | DIRECTOR | NA | Control |
| WALKER, KEVIN, EDUARD | I | DIRECTOR | NA | Control |
| WALKER, KEVIN, EDUARD | I | DIRECTOR | NA | Control |
| WHITTAKER, JOHN, MATTHEW | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITTAKER, JOHN, MATTHEW | I | CHIEF OPERATIONS OFFICER | NA | Control |
| WHITTAKER, JOHN, MATTHEW | I | CHIEF OPERATING OFFICER | NA | Control |
| WHITTAKER, JOHN, MATTHEW | I | CHIEF OPERATING OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF COMMERCIALIZATION OFFICER | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| WOLFSEN, NATALIE, GRACE | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER | NA | |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER | NA | |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER | NA | |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER | NA | |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ZYLA, GARY, G. | I | CHIEF FINANCIAL OFFICER & DIRECTOR | NA | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| ASSETMARK FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| CENTURION CAPITAL GROUP, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | Control |
| GENWORTH FINANCIAL, INC. | DE | SOLE SHAREHOLDER - DIRECT OWNER | E | |
| LOVELL MINNICK EQUITY PARTNERS, LP | DE | SHAREHOLDER | C | Control |
| LOVELL MINNICK EQUITY PARTNERS, LP | DE | SHAREHOLDER | C | Control |
| PUTNAM LOVELL EQUITY PARTNER, LP | DE | SHAREHOLDER | C | Control |
| PUTNAM LOVELL EQUITY PARTNER, LP | DE | SHAREHOLDER | C | Control |
| PUTNAM LOVELL EQUITY PARTNER, LP | DE | SHAREHOLDER | C | Control |
| PUTNAM LOVELL EQUITY PARTNERS, LP | DE | SHAREHOLDER | C | Control |
| CORDES, RONALD, DENNIS | I | PRESIDENT/CEO | B | Control |
| CORDES, RONALD, DENNIS | I | CHAIRMAN OF BOARD | B | Control |
| CORDES, RONALD, DENNIS | I | CHAIRMAN OF BOARD | B | Control |
| CORDES, RONALD, DENNIS | I | CHAIRMAN OF BOARD | B | Control |
| CORDES, RONALD, DENNIS | I | PRESIDENT/CEO | B | Control |
| CORDES, RONALD, DENNIS | I | PRESIDENT/CEO | B | Control |
| OTOOLE, BRIAN, ROBERT | I | SENIOR VICE PRESIDENT | B | Control |
| OTOOLE, BRIAN, ROBERT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| OTOOLE, BRIAN, ROBERT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| OTOOLE, BRIAN, ROBERT | I | CHIEF EXECUTIVE OFFICER | B | Control |
| OTOOLE, BRIAN, ROBERT | I | SENIOR VICE PRESIDENT | B | Control |
| OTOOLE, BRIAN, ROBERT | I | SENIOR VICE PRESIDENT | B | Control |
| STEINY, RICHARD, EDWARD | I | SENIOR VICE PRESIDENT | B | Control |
| STEINY, RICHARD, EDWARD | I | PRESIDENT | B | Control |
| STEINY, RICHARD, EDWARD | I | PRESIDENT | B | Control |
| STEINY, RICHARD, EDWARD | I | PRESIDENT | B | Control |
| STEINY, RICHARD, EDWARD | I | SENIOR VICE PRESIDENT | B | Control |
| STEINY, RICHARD, EDWARD | I | SENIOR VICE PRESIDENT | B | Control |
| OTOOLE, RICHARD, THOMAS | I | CHAIRMAN OF THE BOARD | A | Control |
| OTOOLE, RICHARD, THOMAS | I | SHAREHOLDER | A | Control |
| OTOOLE, RICHARD, THOMAS | I | SHAREHOLDER | A | |
| OTOOLE, RICHARD, THOMAS | I | SHAREHOLDER | A | |
| OTOOLE, RICHARD, THOMAS | I | CHAIRMAN OF THE BOARD | A | Control |
| OTOOLE, RICHARD, THOMAS | I | CHAIRMAN OF THE BOARD | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOWMAN PARTNERS GP CO | FE | BOWMAN PARTNERS LP | F | Control |
| BOWMAN PARTNERS GP CO | FE | BOWMAN PARTNERS LP | F | Control |
| GTCR INVESTMENT XIV LLC | DE | GTCR PARTNERS XIV/A&C LP | F | Control |
| GTCR INVESTMENT XIV LLC | DE | GTCR PARTNERS XIV/A&C LP | F | Control |
| GTCR PARTNERS XIV/A&C LP | DE | GTCR FUND XIV/A LP | F | Control |
| GTCR PARTNERS XIV/A&C LP | DE | VIOLET INVESTORS LP | F | Control |
| GTCR PARTNERS XIV/A&C LP | DE | GTCR FUND XIV/A LP | F | Control |
| GTCR PARTNERS XIV/A&C LP | DE | VIOLET INVESTORS LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS LLC | DE | LOVELL MINNICK EQUITY PARTNERS LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS LLC | DE | LOVELL MINNICK EQUITY PARTNERS LP | F | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | F | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | F | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | F | Control |
| LOVELL MINNICK PARTNERS LLC | DE | PUTNAM LOVELL EQUITY ADVISORS LLC | F | Control |
| LOVELL MINNICK PARTNERS LLC | DE | LOVELL MINNICK EQUITY ADVISORS LLC | F | Control |
| LOVELL MINNICK PARTNERS LLC | DE | LOVELL MINNICK EQUITY ADVISORS LLC | F | Control |
| PUTNAM LOVELL EQUITY ADVISORS LLC | DE | PUTNAM LOVELL EQUITY PARTNERS LP | F | Control |
| AEGON N.V. | FE | AEGON USA, INC. | E | Control |
| AEGON N.V. | FE | AEGON USA, INC. | E | Control |
| AEGON N.V. | FE | AEGON USA, INC. | E | Control |
| AEGON USA, INC. | DE | PFL LIFE INSURANCE CO | E | |
| AEGON USA, INC. | DE | PFL LIFE INSURANCE CO | E | |
| AEGON USA, INC. | DE | PFL LIFE INSURANCE CO | E | |
| AQGEN LIBERTY HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| AQGEN LIBERTY HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| AQGEN LIBERTY HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| AQGEN LIBERTY HOLDINGS LLC | DE | AQGEN LIBERTY MANAGEMENT II, INC. | E | Control |
| AQGEN LIBERTY HOLDINGS LLC | DE | AQGEN LIBERTY MANAGEMENT II, INC. | E | Control |
| AQGEN LIBERTY HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| AQGEN LIBERTY HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| AQGEN LIBERTY HOLDINGS LLC | DE | AQGEN LIBERTY MANAGEMENT II, INC. | E | Control |
| AQGEN LIBERTY HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| AQGEN LIBERTY HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| AQGEN LIBERTY HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| AQGEN LIBERTY HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| AQGEN LIBERTY HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| AQGEN LIBERTY HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| AQGEN LIBERTY MANAGEMENT II, INC. | DE | CENTURION CAPITAL GROUP INC. | E | Control |
| AQGEN LIBERTY MANAGEMENT II, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| AQGEN LIBERTY MANAGEMENT II, INC. | DE | CENTURION CAPITAL GROUP INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK FINANCIAL HOLDINGS, INC. | DE | ASSETMARK FINANCIAL, INC. | E | Control |
| ASSETMARK HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| ASSETMARK HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| ASSETMARK HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| ASSETMARK HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| ASSETMARK HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| ASSETMARK HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| ASSETMARK HOLDINGS LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| ASSETMARK HOLDINGS, INC. | DE | CENTURION CAPITAL GROUP INC. | E | Control |
| ASSETMARK HOLDINGS, INC. | DE | CENTURION CAPITAL GROUP INC. | E | Control |
| ASSETMARK HOLDINGS, INC. | DE | CENTURION CAPITAL GROUP INC. | E | Control |
| CAISSE DEPOT ET PLACEMENT DU QUEBEC | FE | SERVICES FINANCIERS CDPQ US INC. | E | Control |
| FRANK RUSSELL COMPANY | DE | FRANK RUSSELL INVESTMENTS (CAYMAN) LTD | E | Control |
| FRANK RUSSELL COMPANY | DE | FRANK RUSSELL INVESTMENTS (CAYMAN) LTD | E | Control |
| FRANK RUSSELL INVESTMENTS (CAYMAN) LTD | FE | BOWMAN PARTNERS GP CO | E | Control |
| FRANK RUSSELL INVESTMENTS (CAYMAN) LTD | FE | BOWMAN PARTNERS GP CO | E | Control |
| GENWORTH FINANCIAL, INC. | DE | CENTURION CAPITAL GROUP, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | CENTURION CAPITAL GROUP, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | CENTURION CAPITAL GROUP, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | CENTURION CAPITAL GROUP, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | CENTURION CAPITAL GROUP, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | CENTURION CAPITAL GROUP, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | CENTURION CAPITAL GROUP, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | CENTURION CAPITAL GROUP, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | CENTURION CAPITAL GROUP, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | GENWORTH HOLDINGS, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | GENWORTH HOLDINGS, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | CENTURION CAPITAL GROUP, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | ASSETMARK HOLDINGS, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | CENTURION CAPITAL GROUP, INC. | E | Control |
| GENWORTH FINANCIAL, INC. | DE | CENTURION CAPITAL GROUP, INC. | E | Control |
| GENWORTH HOLDINGS, INC. | DE | ASSETMARK HOLDINGS, INC. | E | Control |
| GENWORTH HOLDINGS, INC. | DE | ASSETMARK HOLDINGS, INC. | E | Control |
| GTCR EVEREST BORROWER, LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| GTCR EVEREST BORROWER, LLC | DE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| GTCR EVEREST HOLDINGS, LLC | DE | GTCR EVEREST TOPCO, INC. | E | Control |
| GTCR EVEREST HOLDINGS, LLC | DE | GTCR EVEREST TOPCO, INC. | E | Control |
| GTCR EVEREST INTERMEDIATE, INC. | DE | GTCR EVEREST BORROWER, LLC | E | Control |
| GTCR EVEREST INTERMEDIATE, INC. | DE | GTCR EVEREST BORROWER, LLC | E | Control |
| GTCR EVEREST TOPCO, INC. | DE | GTCR EVEREST INTERMEDIATE, INC. | E | Control |
| GTCR EVEREST TOPCO, INC. | DE | GTCR EVEREST INTERMEDIATE, INC. | E | Control |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | FE | ASSETMARK HOLDINGS LLC | E | Control |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | FE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | FE | ASSETMARK HOLDINGS LLC | E | Control |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | FE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | FE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | FE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | FE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | FE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | FE | ASSETMARK FINANCIAL HOLDINGS, INC. | E | Control |
| AQUILINE FINANCIAL SERVICES FUND II L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | D | Control |
| AQUILINE FINANCIAL SERVICES FUND II L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | D | Control |
| AQUILINE FINANCIAL SERVICES FUND II L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | D | Control |
| AQUILINE FINANCIAL SERVICES FUND II L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | D | Control |
| AQUILINE FINANCIAL SERVICES FUND II L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | D | Control |
| AQUILINE FINANCIAL SERVICES FUND II L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | D | Control |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | FE | ASSETMARK FINANCIAL HOLDINGS, INC. | D | Control |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | FE | ASSETMARK FINANCIAL HOLDINGS, INC. | D | Control |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | FE | ASSETMARK FINANCIAL HOLDINGS, INC. | D | Control |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | FE | ASSETMARK FINANCIAL HOLDINGS, INC. | D | Control |
| HUATAI INTERNATIONAL INVESTMENT HOLDINGS LIMITED | FE | ASSETMARK FINANCIAL HOLDINGS, INC. | D | Control |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS LLC | D | |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS LLC | D | Control |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS LLC | D | Control |
| AEGON USA, INC. | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| AEGON USA, INC. | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| AEGON USA, INC. | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| AQUILINE LIBERTY HOLDINGS, LLC | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| AQUILINE LIBERTY HOLDINGS, LLC | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| AQUILINE LIBERTY HOLDINGS, LLC | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| AQUILINE LIBERTY HOLDINGS, LLC | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| AQUILINE LIBERTY HOLDINGS, LLC | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| AQUILINE LIBERTY HOLDINGS, LLC | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| AQUILINE LIBERTY HOLDINGS, LLC | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| AQUILINE LIBERTY HOLDINGS, LLC | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| BOWMAN PARTNERS LP | FE | LOVELL MINNICK EQUITY PARTNERS LP | C | Control |
| BOWMAN PARTNERS LP | FE | LOVELL MINNICK EQUITY PARTNERS LP | C | Control |
| CAISSE DEPOT ET PLACEMENT DU QUEBEC | FE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| CAISSE DEPOT ET PLACEMENT DU QUEBEC | FE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| CAISSE DEPOT ET PLACEMENT DU QUEBEC | FE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| GENSTAR CAPITAL PARTNERS VI, L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| GENSTAR CAPITAL PARTNERS VI, L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| GENSTAR CAPITAL PARTNERS VI, L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| GENSTAR CAPITAL PARTNERS VI, L.P. | DE | AQGEN LIBERTY MANAGEMENT II, INC. | C | Control |
| GENSTAR CAPITAL PARTNERS VI, L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| GENSTAR CAPITAL PARTNERS VI, L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| GENSTAR CAPITAL PARTNERS VI, L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| GENSTAR CAPITAL PARTNERS VI, L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| GENSTAR CAPITAL PARTNERS VI, L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| GENSTAR CAPITAL PARTNERS VI, L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| GENSTAR CAPITAL PARTNERS VI, L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| GENSTAR CAPITAL PARTNERS VI, L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| GENSTAR CAPITAL PARTNERS VI, L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| GENSTAR CAPITAL PARTNERS VI, L.P. | DE | AQGEN LIBERTY HOLDINGS, LLC | C | Control |
| GENSTAR CAPITAL V, L.P. | DE | AQGEN LIBERTY HOLDINGS LLC | C | Control |
| GENSTAR CAPITAL V, L.P. | DE | AQGEN LIBERTY HOLDINGS LLC | C | Control |
| GENSTAR CAPITAL V, L.P. | DE | AQGEN LIBERTY HOLDINGS LLC | C | Control |
| GENSTAR CAPITAL V, L.P. | DE | AQGEN LIBERTY HOLDINGS LLC | C | Control |
| GENSTAR CAPITAL V, L.P. | DE | AQGEN LIBERTY HOLDINGS LLC | C | Control |
| GENSTAR CAPITAL V, L.P. | DE | AQGEN LIBERTY HOLDINGS LLC | C | Control |
| GENSTAR CAPITAL V, L.P. | DE | AQGEN LIBERTY HOLDINGS LLC | C | Control |
| GENSTAR CAPITAL V, L.P. | DE | AQGEN LIBERTY HOLDINGS LLC | C | Control |
| GENSTAR CAPITAL V, L.P. | DE | AQGEN LIBERTY HOLDINGS LLC | C | Control |
| GENSTAR CAPITAL V, L.P. | DE | AQGEN LIBERTY HOLDINGS LLC | C | Control |
| GENSTAR CAPITAL V, L.P. | DE | AQGEN LIBERTY HOLDINGS LLC | C | Control |
| GENSTAR CAPITAL V, L.P. | DE | AQGEN LIBERTY HOLDINGS LLC | C | Control |
| GENSTAR CAPITAL V, L.P. | DE | AQGEN LIBERTY HOLDINGS LLC | C | Control |
| GENSTAR CAPITAL V, L.P. | DE | AQGEN LIBERTY HOLDINGS LLC | C | Control |
| GTCR FUND XIV/A LP | DE | GTCR EVEREST HOLDINGS, LLC | C | Control |
| GTCR FUND XIV/A LP | DE | GTCR EVEREST HOLDINGS, LLC | C | Control |
| JEFFREY D. LOVELL FAMILY TRUST | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| JEFFREY D. LOVELL FAMILY TRUST | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| JEFFREY D. LOVELL FAMILY TRUST | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| LOVELL, JEFFREY, DALE | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| LOVELL, JEFFREY, DALE | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| LOVELL, JEFFREY, DALE | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| LOVELL, JEFFREY, DALE | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| LOVELL, JEFFREY, DALE | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| LOVELL, JEFFREY, DALE | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| MILLER, CAMERON, LEE | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| MILLER, CAMERON, LEE | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| MILLER, CAMERON, LEE | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| MINNICK, JAMES, EDWARD | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS LLC | C | |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS LLC | C | Control |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS LLC | C | Control |
| MINNICK, JAMES, EDWARD | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| MINNICK, JAMES, EDWARD | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| NEWCOM, JENNINGS, JAY | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| NEWCOM, JENNINGS, JAY | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| NEWCOM, JENNINGS, JAY | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PANTHEON GLOBAL SECONDARY FUND II LIMITED | FE | BOWMAN PARTNERS LP | C | Control |
| PANTHEON GLOBAL SECONDARY FUND II LIMITED | FE | BOWMAN PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | LOVELL MINNICK EQUITY PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | LOVELL MINNICK EQUITY PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PUTNAM LOVELL CAPITAL PARTNERS, INC. | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PUTNAM LOVELL CAPITAL PARTNERS, INC. | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PUTNAM LOVELL CAPITAL PARTNERS, INC. | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PUTNAM LOVELL EQUITY ADVISORS LLC | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PUTNAM LOVELL EQUITY ADVISORS LLC | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PUTNAM LOVELL EQUITY ADVISORS LLC | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PUTNAM LOVELL GROUP INC. | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PUTNAM LOVELL GROUP INC. | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PUTNAM LOVELL GROUP INC. | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PUTNAM, DONALD, HARDING | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PUTNAM, DONALD, HARDING | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PUTNAM, DONALD, HARDING | I | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| SERVICES FINANCIERS CDPQ US INC. | FE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| SERVICES FINANCIERS CDPQ US INC. | FE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| SERVICES FINANCIERS CDPQ US INC. | FE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| SERVICES FINANCIERS CDPQ US INC. | FE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| VIOLET INVESTORS LP | DE | GTCR EVEREST HOLDINGS, LLC | C | Control |
| VIOLET INVESTORS LP | DE | GTCR EVEREST HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Dec 15, 2025 REGISTERED
Notice Filings (52)
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