SOVEREIGN WEALTH MANAGEMENT INC
CRD #109024 SEC #801-55667 MEMPHIS, TN 901-685-5050
SEC Registered
Total AUM
$273.1M
Discretionary
$272.2M
Employees
--
Clients
51
Accounts
152
Firm Details
- Organization Type
- Corporation
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 2, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOBANGO, JOHN | I | SHAREHOLDER | NA | |
| BOBANGO, JOHN | I | SHAREHOLDER | NA | |
| BOBANGO, JOHN | I | SHAREHOLDER | NA | |
| BOBANGO, JOHN | I | SHAREHOLDER | NA | |
| BOBANGO, JOHN | I | SHAREHOLDER | NA | |
| BOBANGO, JOHN | I | SHAREHOLDER | NA | |
| BOBANGO, JOHN | I | SHAREHOLDER | NA | |
| BOBANGO, JOHN | I | SHAREHOLDER | NA | |
| DAVIS, MARY, K. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEUTSCH, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DEUTSCH, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DEUTSCH, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DEUTSCH, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DEUTSCH, MICHAEL, JOSEPH | I | CHIEF OPERATING OFFICER/SHAREHOLDER | NA | Control |
| DEUTSCH, MICHAEL, JOSEPH | I | CHIEF OPERATING OFFICER/SHAREHOLDER | NA | Control |
| DEUTSCH, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DEUTSCH, MICHAEL, JOSEPH | I | CHIEF OPERATING OFFICER/SHAREHOLDER/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUBOISE, MARY, D | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSWALT, JENNIFER, K | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| OSWALT, JENNIFER, K | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| OSWALT, JENNIFER, K | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| OSWALT, JENNIFER, K | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| OSWALT, JENNIFER, K | I | CHIEF FINANCIAL OFFICER/SECRETARY/SHAREHOLDER | NA | Control |
| OSWALT, JENNIFER, K | I | CHIEF FINANCIAL OFFICER/SECRETARY/SHAREHOLDER | NA | Control |
| OSWALT, JENNIFER, K | I | CHIEF FINANCIAL OFFICER/SECRETARY | NA | Control |
| OSWALT, JENNIFER, K | I | CHIEF FINANCIAL OFFICER/SECRETARY/SHAREHOLDER | NA | Control |
| STRICKLAND, TRACI, BLAIR | I | CHIEF COMPLIANCE OFFICER | NA | |
| STRICKLAND, TRACI, BLAIR | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARRICK, BENJAMIN, LANE | I | CHAIRMAN, CEO, PRESIDENT, DIRECTOR & SHAREHOLDER | E | Control |
| CARRICK, BENJAMIN, LANE | I | CHAIRMAN, CEO, PRESIDENT, DIRECTOR & SHAREHOLDER | E | Control |
| CARRICK, BENJAMIN, LANE | I | CHAIRMAN, CEO, PRESIDENT, DIRECTOR & SHAREHOLDER | E | Control |
| CARRICK, BENJAMIN, LANE | I | CHAIRMAN, CEO, PRESIDENT, DIRECTOR & SHAREHOLDER | E | Control |
| CARRICK, BENJAMIN, LANE | I | CHAIRMAN, CEO, PRESIDENT, DIRECTOR & SHAREHOLDER | E | Control |
| CARRICK, BENJAMIN, LANE | I | CHAIRMAN, CEO, PRESIDENT, DIRECTOR & SHAREHOLDER | E | Control |
| CARRICK, BENJAMIN, LANE | I | CHAIRMAN, CEO, PRESIDENT, DIRECTOR & SHAREHOLDER | E | Control |
| CARRICK, BENJAMIN, LANE | I | CHAIRMAN, CEO, PRESIDENT, DIRECTOR & SHAREHOLDER | E | Control |
| CARRICK, BENJAMIN, LANE | I | CHAIRMAN, CEO & PRESIDENT | D | Control |
| CARRICK, BENJAMIN, LANE | I | CHAIRMAN, CEO, PRESIDENT, DIRECTOR & SHAREHOLDER | D | Control |
| CARRICK, BENJAMIN, LANE | I | CHAIRMAN, CEO, PRESIDENT, DIRECTOR & SHAREHOLDER | D | Control |
| WARWICK, BENJAMIN, TROY | I | CHIEF INVESTMENT OFFICER, DIRECTOR & SHAREHOLDER | B | Control |
| WARWICK, BENJAMIN, TROY | I | CHIEF INVESTMENT OFFICER, DIRECTOR & SHAREHOLDER | B | Control |
| WARWICK, BENJAMIN, TROY | I | CHIEF INVESTMENT OFFICER, DIRECTOR & SHAREHOLDER | B | Control |
| WARWICK, BENJAMIN, TROY | I | CHIEF INVESTMENT OFFICER, DIRECTOR & SHAREHOLDER | B | Control |
| WARWICK, BENJAMIN, TROY | I | CHIEF INVESTMENT OFFICER, DIRECTOR & SHAREHOLDER | B | Control |
| WARWICK, BENJAMIN, TROY | I | CHIEF INVESTMENT OFFICER, DIRECTOR & SHAREHOLDER | B | Control |
| WARWICK, BENJAMIN, TROY | I | CHIEF INVESTMENT OFFICER, DIRECTOR & SHAREHOLDER | B | Control |
| ABSTON, FRANK, NORFLEET | I | SHAREHOLDER | A | |
| ABSTON, FRANK, NORFLEET | I | SHAREHOLDER | A | |
| ABSTON, FRANK, NORFLEET | I | SHAREHOLDER | A | |
| WARWICK, BENJAMIN, TROY | I | CHIEF INVESTMENT OFFICER | A | Control |
| WARWICK, BENJAMIN, TROY | I | CHIEF INVESTMENT OFFICER, DIRECTOR & SHAREHOLDER | A | Control |
| WARWICK, BENJAMIN, TROY | I | CHIEF INVESTMENT OFFICER, DIRECTOR & SHAREHOLDER | A | Control |
Registrations
Federal
IA
Mar 2, 2007 REGISTERED
Notice Filings (10)
CA CO FL GA IN MO NV TN TX VT
Address
1000 RIDGEWAY LOOP ROADSUITE 103
MEMPHIS, TN 38120
USA
Phone: 901-685-5050