ASSANTE GLOBAL ADVISORS INC.
CRD #109045 SEC #801-57600 LOS ANGELES, CA 310-229-4470
SEC Registered
Total AUM
$305M
Discretionary
$297.9M
Employees
--
Clients
101
Accounts
141
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 9, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERGSTEIN, LANA | I | COMPLIANCE OFFICER | NA | |
| BERGSTEIN, LANA | I | COMPLIANCE OFFICER | NA | |
| FROMM, JENNIFER, SEYMOUR | I | CORPORATE SECRETARY | NA | |
| FROMM, JENNIFER, SEYMOUR | I | CORPORATE SECRETARY | NA | |
| FROMM, JENNIFER, SEYMOUR | I | CORPORATE SECRETARY | NA | |
| GRENIER, GILBERT, MICHEL JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| GRENIER, GILBERT, MICHEL JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| GRENIER, GILBERT, MICHEL JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| KHOLMYANSKY, LANA | I | COMPLIANCE OFFICER | NA | |
| KHOLMYANSKY, LANA | I | COMPLIANCE OFFICER | NA | |
| KHOLMYANSKY, LANA | I | COMPLIANCE OFFICER | NA | |
| MARQUESS, FENTRESS, THOMAS ANDREW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NORTON, JEFFREY, BRYAN | I | PRESIDENT/DIRECTOR | NA | |
| NORTON, JEFFREY, BRYAN | I | PRESIDENT/DIRECTOR | NA | Control |
| NORTON, JEFFREY, BRYAN | I | PRESIDENT/DIRECTOR | NA | |
| NORTON, JEFFREY, BRYAN | I | PRESIDENT/DIRECTOR | NA | Control |
| NORTON, JEFFREY, BRYAN | I | PRESIDENT/DIRECTOR | NA | Control |
| STEFANSON, ERIC, LORNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ASSANTE HOLDINGS INC. | DE | SHAREHOLDER/PARENT | E | Control |
| ASSANTE HOLDINGS INC. | DE | SHAREHOLDER/PARENT | E | Control |
| ASSANTE HOLDINGS INC. | DE | SHAREHOLDER/PARENT | E | Control |
| LORING WARD GROUP INC. | DE | SHAREHOLDER/PARENT | E | Control |
| LORING WARD GROUP INC. | DE | SHAREHOLDER/PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ASSANTE CORPORATION | FE | ASSANTE HOLDINGS INC. | E | Control |
| ASSANTE CORPORATION | FE | ASSANTE HOLDINGS INC. | E | Control |
| LORING WARD INTERNATIONAL LTD. | FE | LORING WARD GROUP INC. | E | Control |
| LORING WARD INTERNATIONAL LTD. | FE | LORING WARD GROUP INC. | E | Control |
| LORING WARD INTERNATIONAL LTD. | FE | ASSANTE HOLDINGS INC. | E | Control |
| WEINBERG, MARTIN, SIDNEY | I | ASSANTE CORPORATION | E | Control |
| WEINBERG, MARTIN, SIDNEY | I | ASSANTE CORPORATION | E | Control |
Registrations
Federal
IA
Apr 9, 2002 REGISTERED
Notice Filings (4)
CA NJ NY TX
Address
10100 SANTA MONICA BLVDSUITE 1050
LOS ANGELES, CA 90067
USA
Phone: 310-229-4470