JOHN WINTHROP & COMPANY, INC.
CRD #109078 SEC #801-56389 CHARLESTON, SC 843-722-2228
SEC Registered
Total AUM
$91.9M
Discretionary
$2M
Employees
5
Clients
--
Accounts
26
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 23, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOWELL, MARY, H. | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWELL, MARY, H. | I | CHIEF COMPLIANCE OFFICER | NA | |
| WINTHROP, JOHN | I | PRESIDENT | E | Control |
| WINTHROP, JOHN | I | PRESIDENT | E | Control |
| WINTHROP, JOHN | I | PRESIDENT | E | Control |
| WINTHROP, JOHN | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Sep 23, 2005 REGISTERED
Notice Filings (1)
SC
Address
ONE NORTH ADGER'S WHARFCHARLESTON, SC 29401
USA
Phone: 843-722-2228