SOUND ASSET MANAGEMENT INC
CRD #109082 SEC #801-57131 WESTPORT, CT 203-222-9370
SEC Registered
Total AUM
$28M
Discretionary
$28M
Employees
5
Clients
0
Accounts
114
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 12, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WAYNE, NEIL, RUSSELL | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Apr 12, 2002 REGISTERED
Notice Filings (2)
CT MA
Address
3 SYLVAN ROAD SOUTHWESTPORT, CT 6880
USA
Phone: 203-222-9370