BOLTON ASSET MANAGEMENT LLC
CRD #109090 SEC #801-57731 MEMPHIS, TN 901-766-4450
SEC Registered
Total AUM
$149.3M
Discretionary
$149.3M
Employees
10
Clients
0
Accounts
13
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| APPERSON, JOHN | I | PORTFOLIO MANAGER | NA | |
| APPERSON, JOHN | I | PORTFOLIO MANAGER | NA | |
| APPERSON, JOHN | I | CO-PORTFOLIO/RISK MANAGER | NA | |
| BENNETT, RANDALL, LANE | I | ADVISOR RELATIONS | NA | |
| BOLTON, CHARLES, EARL | I | CHIEF MANAGER | NA | Control |
| BOLTON, CHARLES, EARL | I | CHIEF MANAGER | NA | Control |
| BOLTON, CHARLES, EARL | I | CHIEF MANAGER | NA | Control |
| CORTESE, JOHN, ANTHONY | I | RISK MANAGER | NA | |
| CORTESE, JOHN, ANTHONY | I | RISK MANAGER | NA | |
| FALLS, ELLEN, LOFLIN | I | CONTROLLER | NA | |
| FALLS, ELLEN, LOFLIN | I | CONTROLLER | NA | |
| FALLS, ELLEN, LOFLIN | I | CONTROLLER | NA | |
| FIRTIK, GREGORY, CHARLES | I | CHIEF OPERATIONS OFFICER | NA | |
| FIRTIK, GREGORY, CHARLES | I | CHIEF OPERATIONS OFFICER | NA | |
| FIRTIK, GREGORY, CHARLES | I | CHIEF OPERATIONS OFFICER | NA | |
| NELSON, STEPHEN, WELLS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NELSON, STEPHEN, WELLS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NELSON, STEPHEN, WELLS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| QUINN, THERESA, WITTJEN | I | COMPLIANCE OFFICER AND SECRETARY | NA | |
| QUINN, THERESA, WITTJEN | I | COMPLIANCE OFFICER AND SECRETARY | NA | |
| QUINN, THERESA, WITTJEN | I | COMPLIANCE OFFICER AND SECRETARY | NA | |
| WILKIE, RICHARD, S | I | CO-PORTFOLIO/RISK MANAGER | NA | |
| BOLTON INVESTMENT GROUP, L.P. | DE | MEMBER OF APPLICANT | E | |
| BOLTON INVESTMENT GROUP, L.P. | DE | MEMBER OF APPLICANT | E | |
| BOLTON INVESTMENT GROUP, L.P. | DE | MEMBER OF APPLICANT | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOLTON, CHARLES, EARL | I | BOLTON INVESTMENT GROUP, L.P. | E | Control |
| BOLTON, CHARLES, EARL | I | BOLTON INVESTMENT GROUP, L.P. | E | Control |
| BOLTON, CHARLES, EARL | I | BOLTON INVESTMENT GROUP, L.P. | E | Control |
Registrations
Federal
IA
Mar 14, 2002 REGISTERED
Notice Filings (9)
CA FL IL IN KS TN TX VA WA
Address
775 RIDGE LAKE BLVDSUITE 100
MEMPHIS, TN 38120
USA
Phone: 901-766-4450