RIA Intelligence

OLD HARBOR CAPITAL MANAGEMENT LLC

CRD #109094 SEC #801-57880 BOSTON, MA 617-367-4885
SEC Registered
Total AUM
$34.5M
Discretionary
$34.5M
Employees
5
Clients
--
Accounts
95

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 22, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BAXTER, RAYMOND, EDWARDICHIEF COMPLIANCE OFFICERNA Control
BAXTER, RAYMOND, EDWARDICHIEF COMPLIANCE OFFICERNA Control
CRAVER, JAMES, BERNARDICHIEF COMPLIANCE OFFICERNA
CRAVER, JAMES, BERNARDICHIEF COMPLIANCE OFFICERNA
CRAVER, JAMES, BERNARDICHIEF COMPLIANCE OFFICERNA
CROCKER, PRESCOTT, BIGELOWICHIEF INVESTMENT OFFICERNA Control
STEVENS, MICHAEL, BURRICHIEF INVESTMENT OFFICERNA
ESTATE OF WILLIAM M. JOSEDESOLE MEMBERE Control
JOSE, WILLIAM, MANNINGIPRESIDENTE Control
JOSE, WILLIAM, MANNINGIPRESIDENT/SOLE MEMBERE Control
JOSE, WILLIAM, MANNINGIPRESIDENTE Control
JOSE, WILLIAM, MANNINGIPRESIDENT/SOLE MEMBERE Control
WILLIAM MANNING JOSE ESTATEDESOLE MEMBERE Control
WILLIAM MANNING JOSE ESTATEDESOLE MEMBERE Control

Registrations

Federal

IA
Mar 22, 2002 REGISTERED

Notice Filings (6)

CT MA NH NY TX VT

Address

50 CONGRESS ST
SUITE 410
BOSTON, MA 02109-4002
USA
Phone: 617-367-4885