FIRST ALLIANCE ASSET MANAGEMENT INC
CRD #109107 SEC #801-55426 DAYTON, OH 937-643-4400
SEC Registered
Total AUM
$274.6M
Discretionary
$274.6M
Employees
10
Clients
10
Accounts
1,988
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 20, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LIBERTI, DANIEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIBERTI, DANIEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIBERTI, DANIEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, LAWRENCE, PATRICK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KATZ, EDWIN, LEE | I | PRINCIPAL | D | Control |
| KATZ, EDWIN, LEE | I | PRINCIPAL | D | Control |
| KATZ, EDWIN, LEE | I | PRINCIPAL | D | Control |
| KATZ, EDWIN, LEE | I | PRINCIPAL | D | Control |
| KATZ, EDWIN, LEE | I | PRINCIPAL | D | Control |
| KATZ, EDWIN, LEE | I | PRINCIPAL | D | Control |
| KATZ, EDWIN, LEE | I | PRINCIPAL | D | Control |
| KATZ, STANLEY, JAMES | I | PRINCIPAL | D | Control |
| KATZ, STANLEY, JAMES | I | PRINCIPAL | D | Control |
| KATZ, STANLEY, JAMES | I | PRINCIPAL | D | Control |
| KATZ, STANLEY, JAMES | I | PRINCIPAL | D | Control |
| KATZ, STANLEY, JAMES | I | PRINCIPAL | D | Control |
| KATZ, STANLEY, JAMES | I | PRINCIPAL | D | Control |
| KATZ, STANLEY, JAMES | I | PRINCIPAL | D | Control |
Registrations
Federal
IA
Sep 20, 2005 REGISTERED
Notice Filings (17)
CA FL GA IA IL IN LA MD NC NE NY OH PA RI TN TX VA
Address
3131 SOUTH DIXIE DRIVESUITE 606
DAYTON, OH 45439
USA
Phone: 937-643-4400