GARY, JORDAN CHICK
Legal name: INVESTMENT & ASSET PLANNING, LLC
CRD #109119 SEC #801-56342 WICHITA FALLS, TX 940-761-2527
SEC Registered Disclosures
Total AUM
$43.9M
Discretionary
$43.1M
Employees
1
Clients
11
Accounts
360
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GARRETT, ANTHONY, MICHAEL | I | ASSISTANT | NA | |
| ZAHN, OLIVER, THOMAS | I | ACCOUNT MANAGER | NA | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT | E | Control |
| GARY, JORDAN, CHICK | I | SOLE PROPRIETOR | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARY, JORDAN, CHICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
| NILES, WILLIAM, JOHN | I | VICE PRESIDENT & TREASURER | B | Control |
Registrations
Federal
IA
Jan 26, 2012 REGISTERED
Notice Filings (3)
LA TX WI
Address
2110 KEMP BLVDWICHITA FALLS, TX 76309-4314
United States
Phone: 940-761-2527