BFT FINANCIAL GROUP, LLC
CRD #109121 SEC #801-57022 HURST, TX 817-354-1090
SEC Registered Broker-Dealer Disclosures
Total AUM
$609.3M
Discretionary
$609.3M
Employees
22
Clients
0
Accounts
3,226
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2021
- Branch Offices
- 7
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERRY, WILDA JEAN | I | DIRECTOR OF BROKER SERVICES | NA | Control |
| BERRY, WILDA JEAN | I | DIRECTOR OF BROKER SERVICES | NA | Control |
| SCHULTZ, WILLIAM DAVID | I | AUDITOR | NA | |
| SCHULTZ, WILLIAM DAVID | I | AUDITOR | NA | |
| SCHULTZ, WILLIAM DAVID | I | AUDITOR | NA | |
| SCHULTZ, WILLIAM DAVID | I | AUDITOR | NA | |
| SCHULTZ, WILLIAM DAVID | I | AUDITOR | NA | |
| SCHULTZ, WILLIAM DAVID | I | AUDITOR | NA | |
| SCHULTZ, WILLIAM DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHULTZ, WILLIAM DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHULTZ, WILLIAM DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHULTZ, WILLIAM DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SCHULTZ, WILLIAM DAVID | I | MEMBER/MANAGER | NA | |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| SIVO, JOHN ANTHONY | I | FINOP | NA | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEO CAPITAL CORP. | FE | OWNER | E | |
| LEO CAPITAL CORP. | FE | OWNER | E | |
| THE CAPITAL COMPANY GROUP LIMITED | FE | OWNER | E | |
| THE CAPITAL COMPANY GROUP LIMITED | FE | OWNER | E | |
| THE CAPITAL COMPANY GROUP LIMITED | FE | OWNER | E | |
| THE CAPITAL COMPANY GROUP LIMITED | FE | OWNER | E | |
| THE CAPITAL COMPANY GROUP LIMITED | FE | OWNER | E | |
| THE CAPITAL COMPANY GROUP LIMITED | FE | OWNER | E | |
| THE CAPITAL COMPANY GROUP LIMITED | FE | OWNER | E | |
| THE CAPITAL COMPANY GROUP LIMITED | FE | OWNER | E | |
| THE CAPITAL COMPANY GROUP LIMITED | FE | OWNER | E | |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| BUTLER, BUDDY JOSEPH | I | MEMBER/MGR | C | Control |
| BUTLER, BUDDY JOSEPH | I | MEMBER/MGR | C | Control |
| BUTLER, BUDDY JOSEPH | I | MEMBER/MGR | C | Control |
| BUTLER, BUDDY JOSEPH | I | MEMBER/MGR | C | Control |
| BUTLER, BUDDY JOSEPH | I | MEMBER/MGR | C | Control |
| BUTLER, BUDDY JOSEPH | I | MEMBER/MGR | C | Control |
| BUTLER, BUDDY JOSEPH | I | MEMBER/MGR | C | Control |
| BUTLER, BUDDY JOSEPH | I | MEMBER/MGR | C | Control |
| BUTLER, BUDDY JOSEPH | I | MEMBER/MGR | C | Control |
| FREEMAN, EARL STEPHEN | I | CCO | C | Control |
| FREEMAN, EARL STEPHEN | I | CCO | C | Control |
| FREEMAN, EARL STEPHEN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| FREEMAN, EARL STEPHEN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | CCO | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| FREEMAN, EARL STEPHEN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | CCO | C | Control |
| FREEMAN, EARL STEPHEN | I | CCO | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MGR | C | Control |
| FREEMAN, EARL STEPHEN | I | CCO | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| FREEMAN, EARL STEPHEN | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, SAMMY DOYAL | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, SAMMY DOYAL | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, SAMMY DOYAL | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, SAMMY DOYAL | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, SAMMY DOYAL | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, SAMMY DOYAL | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, SAMMY DOYAL | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, SAMMY DOYAL | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, SAMMY DOYAL | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, SAMMY DOYAL | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, SAMMY DOYAL | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MGR - REGISTERED PRINCIPAL | C | Control |
| TALLY, SAMMY DOYAL | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, SAMMY DOYAL | I | MEMBER/MANAGER | C | Control |
| TALLY, STEPHEN DALLAS | I | MEMBER/MGR. | C | Control |
| TALLY, STEPHEN DALLAS | I | MEMBER/MGR. | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | MEMBER/MGR. | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | MEMBER/MGR. | C | Control |
| TALLY, STEPHEN DALLAS | I | MEMBER/MGR. | C | Control |
| TALLY, STEPHEN DALLAS | I | MEMBER/MGR. | C | Control |
| TALLY, STEPHEN DALLAS | I | MEMBER/MGR. | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CEO - REGISTERED PRINCIPAL | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TALLY, STEPHEN DALLAS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| BERRY, WILDA JEAN | I | DIRECTOR OF BROKER SERVICES | A | Control |
| BERRY, WILDA JEAN | I | DIRECTOR OF BROKER SERVICES | A | Control |
| BERRY, WILDA JEAN | I | DIRECTOR OF BROKER SERVICES | A | Control |
| BERRY, WILDA JEAN | I | DIRECTOR OF BROKER SERVICES | A | Control |
| BERRY, WILDA JEAN | I | DIRECTOR OF BROKER SERVICES | A | Control |
| BERRY, WILDA JEAN | I | DIRECTOR OF BROKER SERVICES | A | Control |
| BERRY, WILDA JEAN | I | DIRECTOR OF BROKER SERVICES | A | Control |
| BERRY, WILDA JEAN | I | DIRECTOR OF BROKER SERVICES | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OVERDIJK, HARMEN CHRISTIAAN | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| OVERDIJK, HARMEN CHRISTIAAN | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| OVERDIJK, HARMEN CHRISTIAAN | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| OVERDIJK, HARMEN CHRISTIAAN | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| OVERDIJK, HARMEN CHRISTIAAN | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| OVERDIJK, HARMEN CHRISTIAAN | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| OVERDIJK, HARMEN CHRISTIAAN | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| OVERDIJK, HARMEN CHRISTIAAN | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| OVERDIJK, HARMEN CHRISTIAAN | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| OVERDIJK, HARMEN CHRISTIAAN | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| PAPADOPOULOS, JESSICA CAROLYN CUTRERA | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| PAPADOPOULOS, JESSICA CAROLYN CUTRERA | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| PAPADOPOULOS, JESSICA CAROLYN CUTRERA | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| PAPADOPOULOS, JESSICA CAROLYN CUTRERA | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| PAPADOPOULOS, JESSICA CAROLYN CUTRERA | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| PAPADOPOULOS, JESSICA CAROLYN CUTRERA | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| PAPADOPOULOS, JESSICA CAROLYN CUTRERA | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| PAPADOPOULOS, JESSICA CAROLYN CUTRERA | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| PAPADOPOULOS, JESSICA CAROLYN CUTRERA | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| PAPADOPOULOS, JESSICA CAROLYN CUTRERA | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| SCHULTZ, WILLIAM DAVID | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| SCHULTZ, WILLIAM DAVID | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| SCHULTZ, WILLIAM DAVID | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| SCHULTZ, WILLIAM DAVID | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| SCHULTZ, WILLIAM DAVID | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| SCHULTZ, WILLIAM DAVID | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| SCHULTZ, WILLIAM DAVID | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| SCHULTZ, WILLIAM DAVID | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| SCHULTZ, WILLIAM DAVID | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| SCHULTZ, WILLIAM DAVID | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| VAN DEN BERG, LODEWIJK A. LAMAISON | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| VAN DEN BERG, LODEWIJK A. LAMAISON | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| VAN DEN BERG, LODEWIJK A. LAMAISON | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| VAN DEN BERG, LODEWIJK A. LAMAISON | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| VAN DEN BERG, LODEWIJK A. LAMAISON | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| VAN DEN BERG, LODEWIJK A. LAMAISON | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| VAN DEN BERG, LODEWIJK A. LAMAISON | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| VAN DEN BERG, LODEWIJK A. LAMAISON | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| VAN DEN BERG, LODEWIJK A. LAMAISON | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| VAN DEN BERG, LODEWIJK A. LAMAISON | I | THE CAPITAL COMPANY GROUP LIMITED | F | |
| PAPADOPOULOS, JESSICA CAROLYN CUTRERA | I | LEO CAPITAL CORP | C | |
| TALLY, STEPHEN DALLAS | I | THE CAPITAL COMPANY GROUP LIMITED | C | Control |
| TALLY, STEPHEN DALLAS | I | THE CAPITAL COMPANY GROUP LIMITED | C | Control |
| TALLY, STEPHEN DALLAS | I | THE CAPITAL COMPANY GROUP LIMITED | C | Control |
| TALLY, STEPHEN DALLAS | I | THE CAPITAL COMPANY GROUP LIMITED | C | Control |
| TALLY, STEPHEN DALLAS | I | THE CAPITAL COMPANY GROUP LIMITED | C | Control |
| TALLY, STEPHEN DALLAS | I | THE CAPITAL COMPANY GROUP LIMITED | C | Control |
| TALLY, STEPHEN DALLAS | I | THE CAPITAL COMPANY GROUP LIMITED | C | Control |
| TALLY, STEPHEN DALLAS | I | THE CAPITAL COMPANY GROUP LIMITED | C | Control |
| TALLY, STEPHEN DALLAS | I | THE CAPITAL COMPANY GROUP LIMITED | C | Control |
| TALLY, STEPHEN DALLAS | I | THE CAPITAL COMPANY GROUP LIMITED | C | Control |
Registrations
Federal
IA
Apr 30, 2021 REGISTERED
Notice Filings (25)
AL AR AZ CA CO FL GA IA IL IN KS LA MD MI MN MO NC NE NJ NM NV NY OK TX VA
Address
860 AIRPORT FREEWAY, SUITE 402HURST, TX 76054
United States
Phone: 817-354-1090