THOMSON PROXY SERVICES INC
Legal name: ISS PVS DIV OF ISS
CRD #109128 SEC #801-55208 ROCKVILLE, MD 301-545-4000
SEC Registered
Total AUM
--
Discretionary
--
Employees
51
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 29, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLISON, DWIGHT, L. | I | TREASURER, SECRETARY | NA | |
| BABCOCK, BRUCE, ANDREW | I | PRESIDENT | NA | Control |
| BABCOCK, BRUCE, ANDREW | I | PRESIDENT | NA | Control |
| BABCOCK, BRUCE, ANDREW | I | PRESIDENT | NA | Control |
| BABCOCK, BRUCE, ANDREW | I | PRESIDENT | NA | Control |
| BABCOCK, BRUCE, ANDREW | I | PRESIDENT | NA | Control |
| COLE, GARY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLE, GARY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLE, GARY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| COLE, GARY, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| FRIEDLAND, EDWARD, ASHER | I | DIRECTOR | NA | Control |
| FRIEDLAND, EDWARD, ASHER | I | DIRECTOR | NA | Control |
| FRIEDLAND, EDWARD, ASHER | I | DIRECTOR | NA | Control |
| FRIEDLAND, EDWARD, ASHER | I | DIRECTOR | NA | Control |
| HARRIS, MICHAEL, STEPHEN | I | DIRECTOR | NA | Control |
| HARRIS, MICHAEL, STEPHEN | I | DIRECTOR, SECRETARY | NA | Control |
| HARRIS, MICHAEL, STEPHEN | I | DIRECTOR, SECRETARY | NA | Control |
| HARRIS, MICHAEL, STEPHEN | I | DIRECTOR, SECRETARY | NA | Control |
| HEARD, JAMES, E. | I | CHAIRMAN, DIRECTOR | NA | Control |
| HUGHSON, AMY, MELTZER | I | SECRETARY | NA | |
| HULLAND, DAVID, JOHN | I | DIRECTOR | NA | Control |
| HULLAND, DAVID, JOHN | I | DIRECTOR | NA | Control |
| HULLAND, DAVID, JOHN | I | DIRECTOR | NA | Control |
| HULLAND, DAVID, JOHN | I | DIRECTOR | NA | Control |
| POCSIK, DARREN, BRET | I | VP AND ASST. SECRETARY | NA | |
| POCSIK, DARREN, BRET | I | VP AND ASST. SECRETARY | NA | |
| SCOTT, GUY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, GUY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, GUY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, GUY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, GUY, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIERNEY, PATRICK | I | DIRECTOR | NA | Control |
| TIERNEY, PATRICK | I | DIRECTOR | NA | Control |
| TIERNEY, PATRICK | I | DIRECTOR | NA | Control |
| TIERNEY, PATRICK | I | DIRECTOR | NA | Control |
| PROXY MONITOR INC | DE | SHAREHOLDER | E | Control |
| THOMSON FINANCIAL INC. | DE | SHAREHOLDER | E | Control |
| THOMSON FINANCIAL INC. | DE | SHAREHOLDER | E | Control |
| THOMSON FINANCIAL INC. | DE | SHAREHOLDER | E | Control |
| THOMSON FINANCIAL INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WARBURG, PINCUS & CO. | DE | WARBURG PRIVATE EQUITY VIII, L.P. | F | Control |
| THE THOMSON CORPORATION | FE | THOMSON CANADA LIMITED | E | Control |
| THE THOMSON CORPORATION | FE | THOMSON CANADA LIMITED | E | Control |
| THE THOMSON CORPORATION | FE | THOMSON CANADA LIMITED | E | Control |
| THE THOMSON CORPORATION | FE | THOMSON CANADA LIMITED | E | Control |
| THI(US) INC. | DE | THOMSON U.S. INC. | E | Control |
| THI(US) INC. | DE | THOMSON U.S. INC. | E | Control |
| THI(US) INC. | DE | THOMSON U.S. INC. | E | Control |
| THI(US) INC. | DE | THOMSON U.S. INC. | E | Control |
| THOMCORP. NO. 4 INC. | DE | THOMCORP. NO. 5 INC. | E | Control |
| THOMCORP. NO. 4 INC. | DE | THOMCORP. NO. 5 INC. | E | Control |
| THOMCORP. NO. 4 INC. | DE | THOMCORP. NO. 5 INC. | E | Control |
| THOMCORP. NO. 4 INC. | DE | THOMCORP. NO. 5 INC. | E | Control |
| THOMCORP. NO. 5 INC. | DE | THI(US) INC. | E | Control |
| THOMCORP. NO. 5 INC. | DE | THI(US) INC. | E | Control |
| THOMCORP. NO. 5 INC. | DE | THI(US) INC. | E | Control |
| THOMCORP. NO. 5 INC. | DE | THI(US) INC. | E | Control |
| THOMSON CANADA LIMITED | FE | THOMSON U.S. HOLDINGS INC. | E | Control |
| THOMSON CANADA LIMITED | FE | THOMSON U.S. HOLDINGS INC. | E | Control |
| THOMSON CANADA LIMITED | FE | THOMSON U.S. HOLDINGS INC. | E | Control |
| THOMSON CANADA LIMITED | FE | THOMSON U.S. HOLDINGS INC. | E | Control |
| THOMSON CORPORATION U.S.A., INC. | DE | THOMCORP. NO. 4 INC. | E | Control |
| THOMSON CORPORATION U.S.A., INC. | DE | THOMCORP. NO. 4 INC. | E | Control |
| THOMSON CORPORATION U.S.A., INC. | DE | THOMCORP. NO. 4 INC. | E | Control |
| THOMSON CORPORATION U.S.A., INC. | DE | THOMCORP. NO. 4 INC. | E | Control |
| THOMSON DELAWARE HOLDINGS INC. | DE | THOMSON FINANCIAL INC. | E | Control |
| THOMSON DELAWARE HOLDINGS INC. | DE | THOMSON FINANCIAL INC. | E | Control |
| THOMSON DELAWARE HOLDINGS INC. | DE | THOMSON FINANCIAL INC. | E | Control |
| THOMSON DELAWARE HOLDINGS INC. | DE | THOMSON FINANCIAL INC. | E | Control |
| THOMSON U.S. HOLDINGS INC. | DE | THOMSON CORPORATION U.S.A., INC. | E | Control |
| THOMSON U.S. HOLDINGS INC. | DE | THOMSON CORPORATION U.S.A., INC. | E | Control |
| THOMSON U.S. HOLDINGS INC. | DE | THOMSON CORPORATION U.S.A., INC. | E | Control |
| THOMSON U.S. HOLDINGS INC. | DE | THOMSON CORPORATION U.S.A., INC. | E | Control |
| THOMSON U.S., INC. | DE | THOMSON DELAWARE HOLDINGS, INC. | E | Control |
| THOMSON U.S., INC. | DE | THOMSON DELAWARE HOLDINGS, INC. | E | Control |
| THOMSON U.S., INC. | DE | THOMSON DELAWARE HOLDINGS, INC. | E | Control |
| THOMSON U.S., INC. | DE | THOMSON DELAWARE HOLDINGS, INC. | E | Control |
| WARBURG PRIVATE EQUITY VIII, L.P. | DE | PROXY MONITOR INC | C | Control |
Registrations
Federal
IA
Aug 29, 2001 REGISTERED
Notice Filings (1)
MD
Address
1455 RESEARCH BLVD 4TH FLOORROCKVILLE, MD 20850
USA
Phone: 301-545-4000