SFC ASSET MANAGEMENT INC
Legal name: SFC WEALTH ADVISORS, INC.
CRD #109129 SEC #801-79960 STATE COLLEGE, PA 814-238-8474
SEC Registered
Total AUM
$114.2M
Discretionary
$100.4M
Employees
16
Clients
0
Accounts
460
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADELSPERGER, JAMES, DAVID | I | VICE PRESIDENT | NA | Control |
| ADELSPERGER, JAMES, DAVID | I | VICE PRESIDENT | NA | Control |
| ADELSPERGER, JAMES, DAVID | I | VICE PRESIDENT | NA | Control |
| ADELSPERGER, JAMES, DAVID | I | VICE PRESIDENT | NA | Control |
| ADELSPERGER, JAMES, DAVID | I | VICE PRESIDENT | NA | Control |
| ADELSPERGER, JAMES, DAVID | I | VICE PRESIDENT | NA | Control |
| ADELSPERGER, JAMES, DAVID | I | VICE PRESIDENT | NA | Control |
| ADELSPERGER, JAMES, DAVID | I | VICE PRESIDENT | NA | Control |
| CARDELLO, JOHN, JOSEPH | I | DIRECTOR | NA | Control |
| CARDELLO, JOHN, JOSEPH | I | DIRECTOR | NA | Control |
| CARDELLO, JOHN, JOSEPH | I | DIRECTOR | NA | Control |
| CARDELLO, JOHN, JOSEPH | I | DIRECTOR | NA | Control |
| CARDELLO, JOHN, JOSEPH | I | DIRECTOR / CHAIRMAN | NA | Control |
| CARDELLO, JOHN, JOSEPH | I | DIRECTOR | NA | Control |
| CARDELLO, JOHN, JOSEPH | I | DIRECTOR / CHAIRMAN | NA | Control |
| CARDELLO, JOHN, JOSEPH | I | DIRECTOR / CHAIRMAN | NA | Control |
| KARCHNER, JAMES, JOSEPH | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| KARCHNER, JAMES, JOSEPH | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| KARCHNER, JAMES, JOSEPH | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| KARCHNER, JAMES, JOSEPH | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| KARCHNER, JAMES, JOSEPH | I | PRESIDENT, DIRECTOR, SECRETARY & CHIEF COMPLIANCE OFFICER | NA | Control |
| KARCHNER, JAMES, JOSEPH | I | PRESIDENT, DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| KARCHNER, JAMES, JOSEPH | I | PRESIDENT, DIRECTOR, SECRETARY & CHIEF COMPLIANCE OFFICER | NA | Control |
| KARCHNER, JAMES, JOSEPH | I | PRESIDENT, DIRECTOR, SECRETARY & CHIEF COMPLIANCE OFFICER | NA | Control |
| PRINGLE, JODI, LYNN | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| PRINGLE, JODI, LYNN | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| PRINGLE, JODI, LYNN | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| PRINGLE, JODI, LYNN | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| PRINGLE, JODI, LYNN | I | DIRECTOR/SECRETARY/TREASURER | NA | Control |
| SMELTZER, JAMES, A | I | DIRECTOR | NA | Control |
| SMELTZER, JAMES, A | I | DIRECTOR | NA | Control |
| SMELTZER, JAMES, A | I | DIRECTOR | NA | Control |
| SMELTZER, JAMES, A | I | DIRECTOR | NA | Control |
| SMELTZER, JAMES, A | I | DIRECTOR | NA | Control |
| SELIGMAN, FRIEDMAN & CO.,P.C. | DE | SOLE SH | E | Control |
| SELIGMAN, FRIEDMAN & CO.,P.C. | DE | SOLE SH | E | Control |
| SELIGMAN, FRIEDMAN & CO.,P.C. | DE | SOLE SH | E | Control |
| SELIGMAN, FRIEDMAN & CO.,P.C. | DE | SOLE SH | E | Control |
| SELIGMAN, FRIEDMAN & CO.,P.C. | DE | SOLE SHAREHOLDER | E | Control |
| SELIGMAN, FRIEDMAN & CO.,P.C. | DE | SOLE SH | E | Control |
| SELIGMAN, FRIEDMAN & CO.,P.C. | DE | SOLE SHAREHOLDER | E | Control |
| SELIGMAN, FRIEDMAN & CO.,P.C. | DE | SOLE SHAREHOLDER | E | Control |
Registrations
Federal
IA
Mar 28, 2016 REGISTERED
Notice Filings (1)
PA
Address
1423 NORTH ATHERTON STREETSTATE COLLEGE, PA 16803
United States
Phone: 814-238-8474