COMPASS FINANCIAL ADVISORS LLC
CRD #109131 SEC #801-56002 FORT WAYNE, IN 260-490-7878
SEC Registered
Total AUM
$264.7M
Discretionary
$263M
Employees
7
Clients
25
Accounts
750
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 10, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACRI, ROBERT, CHRISTIAN | I | MANAGER | NA | Control |
| ACRI, ROBERT, CHRISTIAN | I | DIRECTOR | NA | Control |
| ACRI, ROBERT, CHRISTIAN | I | MANAGER | NA | Control |
| ACRI, ROBERT, CHRISTIAN | I | DIRECTOR | NA | Control |
| ACRI, ROBERT, CHRISTIAN | I | DIRECTOR | NA | Control |
| BLUE, CRAIG, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CRAIG, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLUE, CRAIG, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | MEMBER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BOBOS, JAMES, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CHAPUT, NICOLAS, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHAPUT, NICOLAS, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHAPUT, NICOLAS, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHAPUT, NICOLAS, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHAPUT, NICOLAS, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHAPUT, NICOLAS, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHAPUT, NICOLAS, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHAPUT, NICOLAS, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRAIG, EDWARD, CARROL | I | MANAGER | NA | Control |
| EDELSON, I., STEVEN | I | DIRECTOR | NA | Control |
| EDELSON, I., STEVEN | I | DIRECTOR | NA | Control |
| EDELSON, I., STEVEN | I | DIRECTOR | NA | Control |
| EMETT, BLAKE, FITZGERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FISEL, LYNN, RAY | I | MEMBER | NA | |
| FOUGHT, DAVID, EUGENE | I | MANAGER | NA | Control |
| GRAVES, JOHN, ROBERT | I | CEO AND PRESIDENT | NA | Control |
| GRAVES, JOHN, ROBERT | I | CEO AND PRESIDENT | NA | Control |
| GRAVES, JOHN, ROBERT | I | CEO AND PRESIDENT | NA | Control |
| JONES, DAVID, DWAIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JONES, DAVID, DWAIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JONES, DAVID, DWAIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JONES, DAVID, DWAIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIM, KEVIN, MIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KING, LOREN, PAUL | I | MANAGER | NA | Control |
| KING, LOREN, PAUL | I | MANAGER | NA | Control |
| KING, LOREN, PAUL | I | MANAGER | NA | Control |
| KING, LOREN, PAUL | I | MANAGER | NA | Control |
| KING, MICHAEL, FRANCIS | I | MANAGER | NA | Control |
| KING, MICHAEL, FRANCIS | I | MANAGER | NA | Control |
| KING, MICHAEL, FRANCIS | I | MANAGER | NA | Control |
| KING, MICHAEL, FRANCIS | I | MANAGER | NA | Control |
| KOEHLER, LAWRENCE, EDWARD | I | MANAGER | NA | Control |
| KOEHLER, LAWRENCE, EDWARD | I | MANAGER | NA | Control |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| Kasting, Jonathan, G | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| MAJEREK, THADDEUS, ANDRE | I | MEMBER | NA | |
| Majerek, Thaddeus, Andre | I | MEMBER | NA | |
| Majerek, Thaddeus, Andre | I | MEMBER | NA | |
| Majerek, Thaddeus, Andre | I | MEMBER | NA | |
| Majerek, Thaddeus, Andre | I | MEMBER | NA | |
| NYMAN, DIANA, K | I | MEMBER | NA | |
| NYMAN, DIANA, K | I | MEMBER | NA | |
| NYMAN, DIANA, K | I | MEMBER | NA | |
| NYMAN, DIANA, K | I | MEMBER | NA | |
| NYMAN, DIANA, K | I | MEMBER | NA | |
| STARK, BRADLEY, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STARK, BRADLEY, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STARK, BRADLEY, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STARK, BRADLEY, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STARK, BRADLEY, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STARK, BRADLEY, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STAUFFER, JUSTIN, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| STAUFFER, JUSTIN, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| STAUFFER, JUSTIN, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| STAUFFER, JUSTIN, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| STAUFFER, JUSTIN, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| STAUFFER, JUSTIN, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| STAUFFER, JUSTIN, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| STAUFFER, JUSTIN, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| STAUFFER, JUSTIN, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| STAUFFER, JUSTIN, D | I | CHIEF COMPLIANCE OFFICER | NA | |
| SULLIVAN, JOHN, M | I | DIRECTOR | NA | Control |
| SULLIVAN, JOHN, M | I | DIRECTOR | NA | Control |
| SULLIVAN, JOHN, M | I | DIRECTOR | NA | Control |
| SWANSON, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, CHRISTOPHER, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAYLOR, GREGORY, ALLEN | I | MEMBER | NA | |
| TAYLOR, GREGORY, ALLEN | I | MEMBER | NA | |
| TAYLOR, GREGORY, ALLEN | I | MEMBER | NA | |
| TAYLOR, GREGORY, ALLEN | I | MEMBER | NA | |
| TAYLOR, GREGORY, ALLEN | I | MEMBER | NA | |
| WILSON, KRISTIN, BLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, KRISTIN, BLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, KRISTIN, BLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILSON, KRISTIN, BLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOOD, KILEY, H. | I | MEMBER | NA | |
| WOOD, KILEY, H. | I | MEMBER | NA | |
| WOOD, KILEY, H. | I | MEMBER | NA | |
| WOOD, KILEY, H. | I | MEMBER | NA | |
| WOOD, KILEY, H. | I | MEMBER | NA | |
| FINANCIAL ACTION, LLC | DE | OWNER | E | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | E | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | E | Control |
| LAUER, JOHN, GERARD | I | MEMBER | E | Control |
| LAUER, JOHN, GERARD | I | MEMBER | E | Control |
| LAUER, JOHN, GERARD | I | MEMBER | E | Control |
| LAUER, JOHN, GERARD | I | MEMBER | E | Control |
| LAUER, JOHN, GERARD | I | MEMBER | E | Control |
| LAUER, JOHN, GERARD | I | MEMBER | E | Control |
| LAUER, JOHN, GERARD | I | MEMBER | E | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | D | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | D | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | D | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | D | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | D | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | D | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | D | Control |
| FINANCIAL ACTION, LLC | DE | MEMBER | D | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | D | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | D | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | D | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | D | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | D | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | D | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | D | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | D | Control |
| FINANCIAL ACTION, LLC | DE | MEMBER | D | Control |
| FINANCIAL ACTION, LLC | DE | MEMBER | D | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | D | Control |
| FINANCIAL ACTION, LLC | DE | OWNER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | D | Control |
| LAUER, JOHN, GERARD | I | MEMBER AND MANAGER | D | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| COMPASS FINANCIAL HOLDINGS LLC | DE | MEMBER | C | Control |
| DAVID E. FOUGHT CRUT | DE | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| FOUGHT, DAVID, EUGENE | I | MEMBER | C | Control |
| DAVID E. FOUGHT CRUT | DE | MEMBER | B | |
| DAVID E. FOUGHT CRUT | DE | MEMBER | B | |
| DAVID E. FOUGHT CRUT | DE | MEMBER | B | |
| DAVID E. FOUGHT CRUT | DE | MEMBER | B | |
| LAUER, JOHN, GERARD | I | MEMBER, MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| LAUER, JOHN, GERARD | I | CEO, MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| LAUER, JOHN, GERARD | I | CEO AND MANAGER | B | Control |
| LAUER, JOHN, GERARD | I | CEO AND MANAGER | B | Control |
| LAUER, JOHN, GERARD | I | CEO, MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| LAUER, JOHN, GERARD | I | CEO AND MANAGER | B | Control |
| LAUER, JOHN, GERARD | I | CEO AND MANAGER | B | Control |
| LAUER, JOHN, GERARD | I | CEO, MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| LAUER, JOHN, GERARD | I | CEO, MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| LAUER, JOHN, GERARD | I | CEO, MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| LAUER, JOHN, GERARD | I | CEO, MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| LAUER, JOHN, GERARD | I | CEO AND MANAGER | B | Control |
| LAUER, JOHN, GERARD | I | CEO AND MANAGER | B | Control |
| LAUER, JOHN, GERARD | I | CEO AND MANAGER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MALINGS, CLIFFORD, LEE | I | MEMBER | B | Control |
| MORSE, MARVIN, BRENT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MORSE, MARVIN, BRENT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MORSE, MARVIN, BRENT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| PATTERSON, BRUCE, ALLEN | I | MANAGING DIRECTOR | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER | B | |
| PATTERSON, BRUCE, ALLEN | I | CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER, CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER, CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER, CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER, CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER, CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER, CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER, CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER, CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER, CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER, CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER, CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER, CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER, CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER, CHIEF EXECUTIVE OFFICER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER | B | |
| PATTERSON, BRUCE, ALLEN | I | MEMBER | B | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | B | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | B | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | B | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | B | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | B | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | B | |
| TRINITAS VENTURES | DE | MEMBER | B | Control |
| TRINITAS VENTURES | DE | MEMBER | B | Control |
| TRINITAS VENTURES | DE | MEMBER | B | Control |
| TRINITAS VENTURES | DE | MEMBER | B | |
| TRINITAS VENTURES | DE | MEMBER | B | |
| TRINITAS VENTURES | DE | MEMBER | B | |
| TRINITAS VENTURES | DE | MEMBER | B | Control |
| TRINITAS VENTURES | DE | MEMBER | B | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BOBOS, JAMES, JOSEPH | I | MEMBER | A | |
| BREUER, DAVID, ROBERT | I | MEMBER | A | |
| BREUER, DAVID, ROBERT | I | MEMBER | A | |
| BREUER, DAVID, ROBERT | I | MEMBER | A | |
| BREUER, DAVID, ROBERT | I | MEMBER | A | |
| BREUER, DAVID, ROBERT | I | MEMBER | A | |
| CRAIG, EDWARD, CARROL | I | MANAGER | A | Control |
| DAVID E. FOUGHT CRUT | DE | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | Control |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FISEL, LYNN, RAY | I | MEMBER | A | |
| FOUGHT, DAVID, EUGENE | I | MANAGER | A | Control |
| GOLDSTAR PRIVATE CAPITAL FUND ONE, LLC | DE | MEMBER | A | Control |
| GOLDSTAR PRIVATE CAPITAL FUND ONE, LLC | DE | MEMBER | A | Control |
| GOLDSTAR PRIVATE CAPITAL FUND ONE, LLC | DE | MEMBER | A | Control |
| MERCANTILE CAPITAL PARTNERS I, LP | DE | MEMBER | A | Control |
| MERCANTILE CAPITAL PARTNERS I, LP | DE | MEMBER | A | Control |
| MERCANTILE CAPITAL PARTNERS I, LP | DE | MEMBER | A | Control |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| PATTERSON, BRUCE, ALLEN | I | OWNER | A | |
| SYNERGY PRIVATE CAPITAL FUND | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| SYNERGY PRIVATE CAPITAL FUND LLC | DE | MEMBER | A | |
| WITOUS, MICHAEL, JOHN | I | MEMBER | A | Control |
| WITOUS, MICHAEL, JOHN | I | MEMBER | A | |
| WITOUS, MICHAEL, JOHN | I | MEMBER | A | |
| WITOUS, MICHAEL, JOHN | I | MEMBER | A | |
| WITOUS, MICHAEL, JOHN | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MERCANTILE CAPITAL GROUP, LLC | DE | MERCANTILE CAPITAL PARTNERS I, LP | F | Control |
| MERCANTILE CAPITAL GROUP, LLC | DE | MERCANTILE CAPITAL PARTNERS I, LP | F | Control |
| MERCANTILE CAPITAL GROUP, LLC | DE | MERCANTILE CAPITAL PARTNERS I, LP | F | Control |
| FINANCIAL ACTION HOLDING GROUP LLC | DE | FINANCIAL ACTION | E | Control |
| FINANCIAL ACTION HOLDING GROUP LLC | DE | FINANCIAL ACTION | E | Control |
| FINANCIAL ACTION HOLDING GROUP LLC | DE | FINANCIAL ACTION | E | Control |
| FOUGHT, DAVID, EUGENE | I | DAVID E. FOUGHT CRUT | E | Control |
| FOUGHT, DAVID, EUGENE | I | DAVID E. FOUGHT CRUT | E | Control |
| MERCANTILE PRIVATE CAPITAL FUND, LLC | DE | FINANCIAL ACTION, LLC | E | Control |
| MERCANTILE PRIVATE CAPITAL FUND, LLC | DE | FINANCIAL ACTION, LLC | E | Control |
| MERCANTILE PRIVATE CAPITAL FUND, LLC | DE | FINANCIAL ACTION, LLC | E | Control |
| MERCANTILE PRIVATE CAPITAL FUND, LLC | DE | FINANCIAL ACTION, LLC | E | Control |
| MERCANTILE PRIVATE CAPITAL FUND, LLC | DE | FINANCIAL ACTION, LLC | E | Control |
| MERCANTILE PRIVATE CAPITAL FUND, LLC | DE | FINANCIAL ACTION, LLC | E | Control |
| MERCANTILE PRIVATE CAPITAL FUND, LLC | DE | FINANCIAL ACTION, LLC | E | Control |
| MERCANTILE PRIVATE CAPITAL FUND, LLC | DE | FINANCIAL ACTION, LLC | E | Control |
| MERCANTILE PRIVATE CAPITAL FUND, LLC | DE | FINANCIAL ACTION, LLC | E | Control |
| MERCANTILE PRIVATE CAPITAL FUND, LLC | DE | FINANCIAL ACTION, LLC | E | Control |
| MERCANTILE PRIVATE CAPITAL FUND, LLC | DE | FINANCIAL ACTION, LLC | E | Control |
| MERCANTILE PRIVATE CAPITAL FUND, LLC | DE | FINANCIAL ACTION, LLC | E | Control |
| MERCANTILE PRIVATE CAPITAL FUND, LLC | DE | FINANCIAL ACTION, LLC | E | Control |
| GRAVES, JOHN, ROBERT | I | FINANCIAL ACTION, LLC | D | Control |
| GRAVES, JOHN, ROBERT | I | FINANCIAL ACTION, LLC | D | Control |
| GRAVES, JOHN, ROBERT | I | FINANCIAL ACTION, LLC | D | Control |
| GRAVES, JOHN, ROBERT | I | FINANCIAL ACTION HOLDING GROUP | D | |
| GRAVES, JOHN, ROBERT | I | FINANCIAL ACTION HOLDING GROUP | D | |
| GRAVES, JOHN, ROBERT | I | FINANCIAL ACTION HOLDING GROUP | D | |
| KING, LOREN, PAUL | I | TRINITAS VENTURES | D | Control |
| KING, LOREN, PAUL | I | TRINITAS VENTURES | D | Control |
| KING, LOREN, PAUL | I | TRINITAS VENTURES | D | Control |
| KING, LOREN, PAUL | I | TRINITAS VENTURES | D | Control |
| KING, MICHAEL, FRANCIS | I | TRINITAS VENTURES | D | Control |
| KING, MICHAEL, FRANCIS | I | TRINITAS VENTURES | D | Control |
| KING, MICHAEL, FRANCIS | I | TRINITAS VENTURES | D | Control |
| KING, MICHAEL, FRANCIS | I | TRINITAS VENTURES | D | Control |
| EDELSON, I., STEVEN | I | MERCANTILE CAPITAL GROUP, LLC | C | Control |
| EDELSON, I., STEVEN | I | MERCANTILE CAPITAL GROUP, LLC | C | Control |
| EDELSON, I., STEVEN | I | MERCANTILE CAPITAL GROUP, LLC | C | Control |
| JACKSON NATIONAL LIFE INS CO | DE | MERCANTILE CAPITAL PARTNERS I, LP | C | Control |
| JACKSON NATIONAL LIFE INS CO | DE | MERCANTILE CAPITAL PARTNERS I, LP | C | Control |
| JACKSON NATIONAL LIFE INS CO | DE | MERCANTILE CAPITAL PARTNERS I, LP | C | Control |
| LAUER, JOHN, GERARD | I | FINANCIAL ACTION, LLC | C | Control |
| LAUER, JOHN, GERARD | I | FINANCIAL ACTION, LLC | C | Control |
| LAUER, JOHN, GERARD | I | FINANCIAL ACTION, LLC | C | Control |
| MERCANTILE CAPITAL PARTNERS I, LP | DE | FINANCIAL ACTION HOLDING GROUP | C | Control |
| MERCANTILE CAPITAL PARTNERS I, LP | DE | FINANCIAL ACTION HOLDING GROUP | C | Control |
| MERCANTILE CAPITAL PARTNERS I, LP | DE | FINANCIAL ACTION HOLDING GROUP | C | Control |
| MORSE, MARVIN, BRENT | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| MORSE, MARVIN, BRENT | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| MORSE, MARVIN, BRENT | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| MORSE, MARVIN, BRENT | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| RIGGS, JAMES, ARTHUR | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
| ROGERS, LOUIS, JAY | I | COMPASS FINANCIAL HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Jul 10, 2025 REGISTERED
Notice Filings (16)
FL IA IL IN KY LA MI MN NC NH OH PA SC SD TX VA
Address
9933 DUPONT CIRCLE DRIVE WESTSUITE 100
FORT WAYNE, IN 46825
United States
Phone: 260-490-7878