MOTT & ASSOCIATES INC
CRD #109136 SEC #801-57825 DAVIDSON, NC 704-896-6841
SEC Registered
Total AUM
$50.5M
Discretionary
$39.2M
Employees
5
Clients
51
Accounts
245
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MOTT, JOSEPH, MONROE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MOTT, JOSEPH, MONROE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MOTT, JOSEPH, MONROE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MOTT, JOSEPH, MONROE | I | PRESIDENT | E | Control |
| MOTT, JOSEPH, MONROE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MOTT, JOSEPH, MONROE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MOTT, JOSEPH, MONROE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MOTT, JOSEPH, MONROE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MOTT, JOSEPH, MONROE | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 26, 2007 REGISTERED
Notice Filings (2)
NC SC
Address
560 DAVIDSON GATEWAY DRIVESUITE 200
DAVIDSON, NC 28036
USA
Phone: 704-896-6841