THOMSON HORSTMANN & BRYANT INC
Legal name: THB ASSET MANAGEMENT
CRD #109139 SEC #801-54432 NORWALK, CT 203-653-7060
SEC Registered Private Funds
Total AUM
$606M
Discretionary
$606M
Employees
14
Clients
--
Accounts
63
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 25, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BENNETT, JOHN, GORDON | I | VICE PRESIDENT, CLIENT SERVICE | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BRYANT, WILLIAM, WHITSEL | I | CHAIRMAN, TREASURER, DIRECTOR | NA | Control |
| BURRELL, GLENN, DAVID | I | VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BURRELL, GLENN, DAVID | I | VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| BURRELL, GLENN, DAVID | I | VICE PRESIDENT, CHIEF MARKETING OFFICER | NA | Control |
| CHANDLER, DENNIS, PATRICK | I | DIRECTOR | NA | Control |
| CHANDLER, DENNIS, PATRICK | I | DIRECTOR | NA | Control |
| CHANDLER, DENNIS, PATRICK | I | DIRECTOR | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CEO, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| DICKINSON, KEITH, EDWARD | I | VICE PRESIDENT | NA | Control |
| HORSTMANN, RICHARD, ALAN | I | EXEC. V.P., SECRETARY | NA | Control |
| HORSTMANN, RICHARD, ALAN | I | EXEC. V.P., SECRETARY | NA | Control |
| HORSTMANN, RICHARD, ALAN | I | EXEC. V.P., SECRETARY, DIRECTOR | NA | Control |
| HORSTMANN, RICHARD, ALAN | I | EXEC. V.P., SECRETARY, DIRECTOR | NA | Control |
| HORSTMANN, RICHARD, ALAN | I | EXEC. V.P., SECRETARY | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | VICE PRESIDENT - COMPLIANCE | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Konstantinova, Victoria | I | VICE PRESIDENT | NA | |
| Konstantinova, Victoria | I | VICE PRESIDENT | NA | |
| Konstantinova, Victoria | I | VICE PRESIDENT | NA | |
| Konstantinova, Victoria | I | VICE PRESIDENT | NA | |
| Konstantinova, Victoria | I | VICE PRESIDENT | NA | |
| Konstantinova, Victoria | I | VICE PRESIDENT | NA | |
| Konstantinova, Victoria | I | VICE PRESIDENT | NA | |
| Konstantinova, Victoria | I | VICE PRESIDENT | NA | |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| MAHESHWARI, MANISH | I | VICE PRESIDENT | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| NELSON, CHAD, MICHAEL | I | VICE PRESIDENT, PORTFOLIO MANAGER | NA | Control |
| SAURBORN, MARC, DAVID | I | VICE PRSIDENT, PORTFOLIO MANAGER | NA | Control |
| SAURBORN, MARC, DAVID | I | VICE PRSIDENT, PORTFOLIO MANAGER | NA | Control |
| SAURBORN, MARC, DAVID | I | VICE PRSIDENT, PORTFOLIO MANAGER | NA | Control |
| THOMSON, ALEXANDER, JAMES | I | PRESIDENT, DIRECTOR | NA | Control |
| THOMSON, ALEXANDER, JAMES | I | PRESIDENT, DIRECTOR | NA | Control |
| THOMSON, ALEXANDER, JAMES | I | PRESIDENT, DIRECTOR | NA | Control |
| THOMSON, ALEXANDER, JAMES | I | PRESIDENT, DIRECTOR | NA | Control |
| THOMSON, ALEXANDER, JAMES | I | PRESIDENT, DIRECTOR | NA | Control |
| YOUNG, JOHN, BRERETON | I | VICE PRESIDENT, MARKETING | NA | Control |
| YOUNG, JOHN, BRERETON | I | VICE PRESIDENT, MARKETING | NA | Control |
| YOUNG, JOHN, BRERETON | I | VICE PRESIDENT, MARKETING | NA | Control |
| YOUNG, JOHN, BRERETON | I | VICE PRESIDENT, MARKETING | NA | Control |
| OLD MUTUAL (NETHERLANDS) B. V. | FE | 100% SHAREHOLDER OF OLD MUTUAL (SOUTH AFRICA) LTD. | E | |
| OLD MUTUAL (SOUTH AFRICA) LTD. | FE | 100% SHAREHOLDER OF OLD MUTUAL LIFE HOLDINGS (SA) LIMITED | E | |
| OLD MUTUAL (US) HOLDINGS INC. | DE | 100% SHAREHOLDER | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | 100% SHAREHOLDER | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | 100% SHAREHOLDER | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | 100% SHAREHOLDER | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | 100% SHAREHOLDER | E | Control |
| OLD MUTUAL (US) HOLDINGS INC. | DE | 100% SHAREHOLDER | E | Control |
| OLD MUTUAL LIFE HOLDINGS (SOUTH AFRICA) LIMITED | FE | 100% SHAREHOLDER OF OLD MUTUAL LIFE ASSURANCE CO (SA) LIMITED | E | |
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER | E | Control |
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OF OM GROUP (UK) LIMITED | E | |
| OM GROUP (UK) LIMITED | FE | 100% SHAREHOLDER OF OLD MUTUAL (NETHERLANDS) BV | E | |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| THOMSON HORSTMANN & BRYANT INC II. | DE | 100% SHAREHOLDER | E | Control |
| OLD MUTUAL LIFE ASSURANCE CO. (SOUTH AFRICA) LIMITED | FE | 8.71% SHAREHOLDER OF OLD MUTUAL PLC | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OF OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OF OM GROUP (UK) LIMITED | E | Control |
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OLD MUTUAL (US) HOLDINGS INC. | E | |
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OLD MUTUAL (US) HOLDINGS INC. | E | |
| OLD MUTUAL PLC | FE | 100% SHAREHOLDER OF OM GROUP (UK) LIMITED | E | Control |
| OM GROUP (UK) LIMITED | FE | 100% SHAREHOLDER OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | 100% SHAREHOLDER OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| OM GROUP (UK) LIMITED | FE | 100% SHAREHOLDER OLD MUTUAL (US) HOLDINGS INC. | E | Control |
| THOMSON HORSTMANN & BRYANT, INC. II | DE | CORPORATION | E | |
| BRYANT, WILLIAM | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| BRYANT, WILLIAM | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| BRYANT, WILLIAM | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| CUESTA, CHRISTOPHER, NICHOLAS | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| NELSON, CHAD, MICHAEL | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| NELSON, CHAD, MICHAEL | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| NELSON, CHAD, MICHAEL | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| NELSON, CHAD, MICHAEL | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| NELSON, CHAD, MICHAEL | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| NELSON, CHAD, MICHAEL | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| NELSON, CHAD, MICHAEL | I | THOMSON HORSTMANN & BRYANT II | C | Control |
| NELSON, CHAD, MICHAEL | I | THOMSON HORSTMANN & BRYANT II | C | Control |
Registrations
Federal
IA
Jun 25, 2020 REGISTERED
Notice Filings (7)
CT DE LA MA MO NJ TX
Address
501 MERRITT 7NORWALK, CT 06851
United States
Phone: 203-653-7060