AEA ADVISERS INC.
CRD #109153 SEC #801-10220 NEW YORK, NY 212-644-5900
SEC Registered
Total AUM
$1.9M
Discretionary
$1.9M
Employees
--
Clients
0
Accounts
83
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GARCIA, JOHN, LUIS | I | PRESIDENT & CEO | NA | Control |
| GARCIA, JOHN, LUIS | I | PRESIDENT & CEO | NA | Control |
| GARCIA, JOHN, LUIS | I | PRESIDENT | NA | Control |
| GARCIA, JOHN, LUIS | I | PRESIDENT & CEO | NA | Control |
| GARCIA, JOHN, LUIS | I | PRESIDENT | NA | Control |
| GARCIA, JOHN, LUIS | I | PRESIDENT & CEO | NA | Control |
| GARCIA, JOHN, LUIS | I | PRESIDENT & CEO | NA | Control |
| HANAUER, LINDA, HELEN | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, AND ASSISTANT SECRETARY | NA | Control |
| KARP, MURRAY, D | I | CHIEF FINANCIAL OFFICER, TREASURER & ASSISTANT SECRETARY | NA | Control |
| KARP, MURRAY, D | I | CHIEF FINANCIAL OFFICER, TREASURER & ASSISTANT SECRETARY | NA | Control |
| KARP, MURRAY, D | I | CHIEF FINANCIAL OFFICER, TREASURER & ASSISTANT SECRETARY | NA | Control |
| KRIEGER, SANFORD | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| KRIEGER, SANFORD | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| KRIEGER, SANFORD | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| KRIEGER, SANFORD | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| KRIEGER, SANFORD | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| MAHAN, CHRISTOPHER, PARKER | I | CHIEF FINANCIAL OFFICER, TREASURER & ASSISTANT SECRETARY | NA | Control |
| MAHAN, CHRISTOPHER, PARKER | I | CHIEF FINANCIAL OFFICER, TREASURER & ASSISTANT SECRETARY | NA | Control |
| MAHAN, CHRISTOPHER, PARKER | I | CHIEF FINANCIAL OFFICER, TREASURER & ASSISTANT SECRETARY | NA | Control |
| MAHAN, CHRISTOPHER, PARKER | I | CHIEF FINANCIAL OFFICER, TREASURER & ASSISTANT SECRETARY | NA | Control |
| MAHAN, CHRISTOPHER, PARKER | I | CHIEF FINANCIAL OFFICER, TREASURER & ASSISTANT SECRETARY | NA | Control |
| MAI, VINCENT, ALEXIS | I | CHAIRMAN | NA | Control |
| MAI, VINCENT, ALEXIS | I | CHAIRMAN | NA | Control |
| MAI, VINCENT, ALEXIS | I | CHAIRMAN AND CEO | NA | Control |
| MAI, VINCENT, ALEXIS | I | CHAIRMAN | NA | Control |
| MAI, VINCENT, ALEXIS | I | CHAIRMAN AND CEO | NA | Control |
| MAI, VINCENT, ALEXIS | I | CHAIRMAN | NA | Control |
| MAI, VINCENT, ALEXIS | I | CHAIRMAN | NA | Control |
| MAI, VINCENT, ALEXIS | I | CHAIRMAN | NA | Control |
| MAI, VINCENT, ALEXIS | I | CHAIRMAN | NA | Control |
| SALICE, THOMAS, PHILIP | I | DIRECTOR, PRESIDENT, AND CEO | NA | Control |
| SALICE, THOMAS, PHILIP | I | DIRECTOR, PRESIDENT, AND CEO | NA | Control |
| SMITH, CHRISTINE, JOANNE | I | CHIEF COMPLIANCE OFFICER, VICE CHAIRMAN, VICE PRESIDENT AND SECRETARY | NA | Control |
| SMITH, CHRISTINE, JOANNE | I | VICE CHAIRMAN, VICE PRESIDENT AND SECRETARY | NA | Control |
| SMITH, CHRISTINE, JOANNE | I | VICE PRESIDENT, SECRETARY, AND GENERAL COUNSEL | NA | Control |
| SMITH, CHRISTINE, JOANNE | I | VICE PRESIDENT, SECRETARY, AND GENERAL COUNSEL | NA | Control |
| AEA INVESTORS INC. | DE | STOCKHOLDER | E | Control |
| AEA INVESTORS INC. | DE | STOCKHOLDER | E | Control |
| AEA INVESTORS INC. | DE | STOCKHOLDER | E | Control |
| AEA INVESTORS INC. | DE | STOCKHOLDER | E | Control |
| AEA INVESTORS LQ LLC | DE | STOCKHOLDER | E | Control |
| AEA INVESTORS LQ LLC | DE | STOCKHOLDER | E | Control |
| AEA INVESTORS LQ LLC | DE | STOCKHOLDER | E | Control |
| AEA INVESTORS LQ LLC | DE | STOCKHOLDER | E | Control |
| AEA INVESTORS LQ LLC | DE | STOCKHOLDER | E | Control |
Registrations
Federal
IA
Apr 1, 2009 REGISTERED
Notice Filings (2)
CT NY
Address
55 EAST 52ND STREET35TH FLOOR
NEW YORK, NY 10055
United States
Phone: 212-644-5900