RETIREMENT ASSET ADVISORY INC
Legal name: RETIREMENT ASSET ADVISORY
CRD #109161 SEC #801-55311 ARLINGTON, TX 817-697-8506
SEC Registered
Total AUM
$173.6M
Discretionary
$12.2M
Employees
2
Clients
1
Accounts
88
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| COLE, JOHN, DAVID | I | VICE-PRESIDENT | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WORLEY, WILLIAM, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 26, 2019 REGISTERED
Notice Filings (1)
TX
Address
5840 INTERSTATE 20 WESTSUITE 233
ARLINGTON, TX 76017
United States
Phone: 817-697-8506