RIA Intelligence

ABERNATHY GROUP, L.L.C.

CRD #109164 SEC #801-57676 NEW YORK, NY 212-293-3450
SEC Registered
Total AUM
$65M
Discretionary
$65M
Employees
5
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
COYLE, EDWARD, FRANCISICHIEF COMPLIANCE OFFICERNA Control
COYLE, EDWARD, FRANCISICHIEF COMPLIANCE OFFICERNA Control
COYLE, EDWARD, FRANCISICHIEF COMPLIANCE OFFICERNA Control
COYLE, EDWARD, FRANCISICHIEF COMPLIANCE OFFICERNA Control
COYLE, EDWARD, FRANCISICHIEF COMPLIANCE OFFICERNA Control
COYLE, EDWARD, FRANCISICHIEF COMPLIANCE OFFICERNA Control
COYLE, EDWARD, FRANCISICHIEF COMPLIANCE OFFICERNA Control
ABERNATHY FINANCIAL SERVICES, LLCDEPRINCIPALE Control
ABERNATHY FINANCIAL SERVICES, LLCDEPRINCIPALE Control
ABERNATHY FINANCIAL SERVICES, LLCDEPRINCIPALE Control
ABERNATHY FINANCIAL SERVICES, LLCDEMANAGING MEMBERE Control
ABERNATHY FINANCIAL SERVICES, LLCDEPRINCIPALE Control
ABERNATHY FINANCIAL SERVICES, LLCDEPRINCIPALE Control
ABERNATHY FINANCIAL SERVICES, LLCDEPRINCIPALE Control
ABERNATHY FINANCIAL SERVICES, LLCDEPRINCIPALE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ABERNATHY, STEVEN, HOLTIABERNATHY FINANCIAL SERVICES, LLCE Control
ABERNATHY, STEVEN, HOLTIABERNATHY FINANCIAL SERVICES, LLCE Control
ABERNATHY, STEVEN, HOLTIABERNATHY FINANCIAL SERVICES, LLCE Control
ABERNATHY, STEVEN, HOLTIABERNATHY FINANCIAL SERVICES, LLCE Control
ABERNATHY, STEVEN, HOLTIABERNATHY FINANCIAL SERVICES, LLCE Control
ABERNATHY, STEVEN, HOLTIABERNATHY FINANCIAL SERVICES, LLCE Control
ABERNATHY, STEVEN, HOLTIABERNATHY FINANCIAL SERVICES, LLCE Control
ABERNATHY, STEVEN, HOLTIABERNATHY FINANCIAL SERVICES, LLCE Control

Registrations

Federal

IA
Mar 30, 2007 REGISTERED

Notice Filings (2)

NY TX

Address

17 STATE STREET
SUITE 1650
NEW YORK, NY 10004
USA
Phone: 212-293-3450