RIA Intelligence

FR FUND MANAGEMENT LLC

CRD #109166 SEC #801-57487 LOS ANGELES, CA 310-208-4938
SEC Registered
Total AUM
$10M
Discretionary
$10M
Employees
5
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 27, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FROLEY, GEORGE, ARTHURICHAIRMANNA Control
HOULIHAN, ANN, LICHIEF COMPLIANCE OFFICERNA
HOULIHAN, ANN, LICHIEF COMPLIANCE OFFICERNA
HOULIHAN, ANN, LICHIEF COMPLIANCE OFFICERNA
JOHNSON, DAVIDICHIEF OPERATING OFFICERNA Control
OCONNELL, KARIN, ANDREAIPRESIDENTNA Control
OCONNELL, KARIN, ANDREAIPRESIDENTNA Control
OCONNELL, KARIN, ANDREAIPRESIDENTNA Control
OCONNELL, KARIN, ANDREAIPRESIDENTNA Control
REVY, MICHAEL, ERICHIMANAGING DIRECTORNA Control
REVY, MICHAEL, ERICHIMANAGING DIRECTORNA Control
REVY, MICHAEL, ERICHIMANAGING DIRECTORNA Control
FIRST REPUBLIC BANKDEPARENT COMPANYE Control
FIRST REPUBLIC BANKDEPARENT COMPANYE Control
FIRST REPUBLIC BANKDEPARENT COMPANYE Control
SOUTHWEST ASSET MANAGEMENT COMPANYDEPARENT COMPANYE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
OCONNELL, KARIN, ANDREAISOUTHWEST ASSET MANAGEMENT COMPANYC Control

Registrations

Federal

IA
Feb 27, 2007 REGISTERED

Notice Filings (1)

CA

Address

10900 WILSHIRE BLVD.
SUITE 900
LOS ANGELES, CA 90024
USA
Phone: 310-208-4938