RIA Intelligence

ACCOUNTANTS FINANCIAL ALLIANCE, INC.

CRD #109187 SEC #801-58145 CALABASAS, CA 818-708-0111
SEC Registered
Total AUM
$73.9M
Discretionary
$70.5M
Employees
10
Clients
10
Accounts
189

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 7, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FRIEDMAN, ELLEN, RONNIEICHIEF COMPLIANCE OFFICERNA
REIFF, MORRIE, WOLBRUMIC.O.O.D Control
REIFF, MORRIE, WOLBRUMIVICE PRESIDENTD Control
REIFF, MORRIE, WOLBRUMIVICE PRESIDENTD Control
REIFF, MORRIE, WOLBRUMIVICE PRESIDENTD Control
REIFF, MORRIE, WOLBRUMIC.O.O.D Control
REIFF, MORRIE, WOLBRUMIC.O.O.D Control
REIFF, MORRIE, WOLBRUMIC.O.O.D Control
REIFF, MORRIE, WOLBRUMIC.O.O.D Control
REIFF, MORRIE, WOLBRUMIC.O.O.D Control
REIFF, MORRIE, WOLBRUMIC.O.O.D Control
SHORR, ALAN, LEEIPRESIDENTD Control
SHORR, ALAN, LEEIPRESIDENT & CHIEF COMPLIANCE OFFICERD Control
SHORR, ALAN, LEEIPRESIDENT & CHIEF COMPLIANCE OFFICERD Control
SHORR, ALAN, LEEIPRESIDENT & CHIEF COMPLIANCE OFFICERD Control
SHORR, ALAN, LEEIPRESIDENTD Control
SHORR, ALAN, LEEIPRESIDENTD Control
SHORR, ALAN, LEEIPRESIDENTD Control
SHORR, ALAN, LEEIPRESIDENTD Control
SHORR, ALAN, LEEIPRESIDENTD Control
SHORR, ALAN, LEEIPRESIDENTD Control

Registrations

Federal

IA
Oct 7, 2005 REGISTERED

Notice Filings (1)

CA

Address

26637 W. AGOURA ROAD
CALABASAS, CA 91302
USA
Phone: 818-708-0111