HUFFORD FINANCIAL ADVISORS, LLC
CRD #109191 SEC #801-55531 INDIANAPOLIS, IN 317-848-4987
SEC Registered
Total AUM
$375.2M
Discretionary
$375.2M
Employees
--
Clients
101
Accounts
1,630
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 12, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEE, KIMBERLY, GRAHAM | I | PRESIDENT | NA | Control |
| MILLER, THADDEUS, JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| RAMSDEN, NAOMI, ROBINSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| RAMSDEN, NAOMI, ROBINSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| YOUNG, CRAIG, A. | I | COO | NA | Control |
| YOUNG, CRAIG, A. | I | COO | NA | Control |
| YOUNG, CRAIG, A. | I | COO | NA | Control |
| HUFFORD, BRIAN, C. | I | GENERAL MANAGER, MEMBER, CHIEF EXECUTIVE OFFICER | E | Control |
| HUFFORD, BRIAN, C. | I | GENERAL MANAGER, MEMBER, CCO | E | Control |
| HUFFORD, BRIAN, C. | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGER | E | Control |
| HUFFORD, BRIAN, C. | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGER | E | Control |
| HUFFORD, BRIAN, C. | I | GENERAL MANAGER, MEMBER | E | Control |
| HUFFORD, BRIAN, C. | I | GENERAL MANAGER | D | Control |
| HUFFORD, BRIAN, C. | I | GENERAL MANAGER, MEMBER | D | Control |
| PRIDE, JAMES, R. | I | OWNER | D | Control |
| PRIDE, JAMES, R. | I | MEMBER | D | Control |
Registrations
Federal
IA
Feb 12, 2007 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
8888 KEYSTONE CROSSINGSUITE 1111
INDIANAPOLIS, IN 46240
USA
Phone: 317-848-4987