FUNDX INVESTMENT GROUP, LLC
CRD #109194 SEC #801-54793 SAN FRANCISCO, CA 415-986-7979
SEC Registered
Total AUM
$893.4M
Discretionary
$893.4M
Employees
14
Clients
11
Accounts
616
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | Control |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | Control |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | Control |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | Control |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | Control |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | Control |
| BROWNE, JASON, WILLIAM | I | PORTFOLIO MANAGER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BURKE, BERNARD, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, BERNARD, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, BERNARD, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, BERNARD, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, BERNARD, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, BERNARD, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, BERNARD, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, BERNARD, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, BERNARD, WALTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BURKE, BERNARD, WALTER | I | COMPLIANCE OFFICER | NA | Control |
| BURKE, BERNARD, WALTER | I | COMPLIANCE OFFICER | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | MEMBER | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | PRINCIPAL | NA | Control |
| BURKE, BERNARD, WALTER | I | MEMBER | NA | Control |
| BURKE, BERNARD, WALTER | I | MEMBER | NA | Control |
| BURKE, BERNARD, WALTER | I | MEMBER | NA | Control |
| BURKE, BERNARD, WALTER | I | MEMBER | NA | Control |
| BURKE, BERNARD, WALTER | I | MEMBER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUAN, BERNARDO, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN | I | PRINCIPAL | NA | Control |
| MCKEON, SEAN, JAMES | I | PORTFOLIO MANAGER | NA | Control |
| MCKEON, SEAN, JAMES | I | PORTFOLIO MANAGER | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| SMITH, JEFFREY, CHARLES | I | PUBLICATIONS DIRECTOR | NA | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | MEMBER/CHIEF EXECUTIVE OFFICER | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT, CFO, COO | C | Control |
| BROWN, JANET, MARIE | I | PRESIDENT | C | Control |
| BROWN, JANET, MARIE | I | MEMBER/CHIEF EXECUTIVE OFFICER | C | Control |
| BROWN, JANET, MARIE | I | MEMBER/CHIEF EXECUTIVE OFFICER | C | Control |
| BROWN, JANET, MARIE | I | MEMBER/CHIEF EXECUTIVE OFFICER | C | Control |
| BROWN, JANET, MARIE | I | MEMBER/CHIEF EXECUTIVE OFFICER | C | Control |
| BROWN, JANET, MARIE | I | MEMBER/CHIEF EXECUTIVE OFFICER | C | Control |
| BROWN, JANET, MARIE | I | MEMBER/CHIEF EXECUTIVE OFFICER | C | Control |
| BROWN, JANET, MARIE | I | MEMBER/CHIEF EXECUTIVE OFFICER | C | Control |
| BROWN, JANET, MARIE | I | MEMBER/CHIEF EXECUTIVE OFFICER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | PORTFOLIO MANAGER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | PORTFOLIO MANAGER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| JANET M. BROWN | DE | PRESIDENT, CFO, COO | C | Control |
| COYNE, KEVIN | I | SHAREHOLDER | B | |
| COYNE, KEVIN | I | SHAREHOLDER | B | |
| COYNE, KEVIN, KIERNAN | I | SHAREHOLDER | B | |
| COYNE, KEVIN, KIERNAN | I | SHAREHOLDER | B | |
| COYNE, KEVIN, KIERNAN | I | SHAREHOLDER | B | |
| COYNE, KEVIN, KIERNAN | I | SHAREHOLDER | B | |
| COYNE, KEVIN, KIERNAN | I | SHAREHOLDER | B | |
| COYNE, KEVIN, KIERNAN | I | SHAREHOLDER | B | |
| COYNE, KEVIN, KIERNAN | I | SHAREHOLDER | B | |
| COYNE, KEVIN, KIERNAN | I | SHAREHOLDER | B | |
| COYNE, KEVIN, KIERNAN | I | SHAREHOLDER | B | |
| COYNE, KEVIN, KIERNAN | I | SHAREHOLDER | B | |
| COYNE, THOMAS | I | SHAREHOLDER | B | |
| COYNE, THOMAS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | B | |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PORTFOLIO MANAGER | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PORTFOLIO MANAGER | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | MEMBER | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | PRINCIPAL | B | Control |
| DEVAULT, MARTIN, RICHARD | I | MEMBER | B | Control |
| DEVAULT, MARTIN, RICHARD | I | MEMBER | B | Control |
| DEVAULT, MARTIN, RICHARD | I | MEMBER | B | Control |
| DEVAULT, MARTIN, RICHARD | I | MEMBER | B | Control |
| DEVAULT, MARTIN, RICHARD | I | MEMBER | B | Control |
| DEVAULT, MARTIN, RICHARD | I | MEMBER | B | Control |
| DEVAULT, MARTIN, RICHARD | I | MEMBER | B | Control |
| DEVAULT, MARTIN, RICHARD | I | MEMBER | B | Control |
| ENSLOW, JENNIFER, DIANE | I | MEMBER | B | |
| ENSLOW, JENNIFER, DIANE | I | SHAREHOLDER | B | |
| ENSLOW, JENNIFER, DIANE | I | MEMBER | B | |
| ENSLOW, JENNIFER, DIANE | I | MEMBER | B | |
| ENSLOW, JENNIFER, DIANE | I | MEMBER | B | |
| ENSLOW, JENNIFER, DIANE | I | MEMBER | B | |
| ENSLOW, JENNIFER, DIANE | I | MEMBER | B | |
| ENSLOW, JENNIFER, DIANE | I | MEMBER | B | |
| ENSLOW, JENNIFER, DIANE | I | MEMBER | B | |
| ENSLOW, JENNIFER, DIANE | I | MEMBER | B | |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | B | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | B | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | B | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | B | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | B | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | B | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | B | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | B | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | B | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | B | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | B | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | B | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | B | Control |
| ENSLOW, ROBERT, HAVEN | I | SHAREHOLDER | B | Control |
| BAYLEY, CHRISTOPHER, T | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, T | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | MEMBER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | SHAREHOLDER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | MEMBER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | MEMBER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | MEMBER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | MEMBER | A | |
| BAYLEY, CHRISTOPHER, TAPPEN | I | MEMBER | A | |
| BROWNE, JASON, WILLIAM | I | MEMBER/CHIEF INVESTMENT OFFICER | A | Control |
| BROWNE, JASON, WILLIAM | I | CHIEF INVESTMENT OFFICER | A | Control |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | A | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | A | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | A | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | A | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | A | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | A | |
| COYNE, THOMAS, FRANCIS | I | MEMBER | A | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | A | |
| COYNE, THOMAS, FRANCIS | I | SHAREHOLDER | A | |
| COYNE, THOMAS, FRANCIS | I | MEMBER | A | |
| COYNE, THOMAS, FRANCIS | I | MEMBER | A | |
| COYNE, THOMAS, FRANCIS | I | MEMBER | A | |
| COYNE, THOMAS, FRANCIS | I | MEMBER | A | |
| COYNE, THOMAS, FRANCIS | I | MEMBER | A | |
| COYNE, THOMAS, FRANCIS | I | MEMBER | A | |
| COYNE, THOMAS, FRANCIS | I | MEMBER | A | |
| COYNE, THOMAS, FRANCIS | I | MEMBER | A | |
| MCKEON, SEAN | I | PRINCIPAL | A | Control |
| MCKEON, SEAN | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | A | Control |
| MCKEON, SEAN | I | PRINCIPAL | A | Control |
| MCKEON, SEAN | I | PRINCIPAL | A | Control |
| MCKEON, SEAN | I | PRINCIPAL | A | Control |
| MCKEON, SEAN | I | PRINCIPAL | A | Control |
| MCKEON, SEAN | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | A | Control |
| MCKEON, SEAN | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | A | Control |
| MCKEON, SEAN | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | A | Control |
| MCKEON, SEAN | I | MEMBER/CHIEF COMPLIANCE OFFICER | A | Control |
| MCKEON, SEAN | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | A | Control |
| MCKEON, SEAN | I | PRINCIPAL, CHIEF COMPLIANCE OFFICER | A | Control |
| MCKEON, SEAN | I | MEMBER/CHIEF COMPLIANCE OFFICER | A | Control |
| MCKEON, SEAN | I | MEMBER/CHIEF COMPLIANCE OFFICER | A | Control |
| MCKEON, SEAN | I | MEMBER/CHIEF COMPLIANCE OFFICER | A | Control |
| MCKEON, SEAN | I | MEMBER/CHIEF COMPLIANCE OFFICER | A | Control |
| MCKEON, SEAN | I | MEMBER/CHIEF COMPLIANCE OFFICER | A | Control |
| MCKEON, SEAN | I | MEMBER/CHIEF COMPLIANCE OFFICER | A | Control |
| MCKEON, SEAN | I | MEMBER/CHIEF COMPLIANCE OFFICER | A | Control |
| MCKEON, SEAN | I | MEMBER/CHIEF COMPLIANCE OFFICER | A | Control |
| SMITH, JEFFREY, CHARLES | I | MEMBER/CHIEF OPERATING OFFICER | A | Control |
| SMITH, JEFFREY, CHARLES | I | MANAGING PARTNER | A | Control |
| SMITH, JEFFREY, CHARLES | I | MEMBER/CHIEF OPERATING OFFICER | A | Control |
| SMITH, JEFFREY, CHARLES | I | MEMBER/CHIEF OPERATING OFFICER | A | Control |
| SMITH, JEFFREY, CHARLES | I | MEMBER/CHIEF OPERATING OFFICER | A | Control |
| SMITH, JEFFREY, CHARLES | I | MEMBER/CHIEF OPERATING OFFICER | A | Control |
| SMITH, JEFFREY, CHARLES | I | MEMBER/CHIEF OPERATING OFFICER | A | Control |
| SMITH, JEFFREY, CHARLES | I | MEMBER/CHIEF OPERATING OFFICER | A | Control |
| SMITH, JEFFREY, CHARLES | I | MEMBER/CHIEF OPERATING OFFICER | A | Control |
| SMITH, JEFFREY, CHARLES | I | MEMBER/CHIEF OPERATING OFFICER | A | Control |
Registrations
Federal
IA
Mar 29, 2021 REGISTERED
Notice Filings (24)
AK AZ CA FL GA HI IL IN LA MD MI MN MS NC NH NV NY OH OR PA TN TX VT WA
Address
101 MONTGOMERY STREET, STE 2400SAN FRANCISCO, CA 94104-4138
United States
Phone: 415-986-7979