RIA Intelligence

HOOVER INVESTMENT MANAGEMENT CO., LLC

CRD #109209 SEC #801-55526 SAN FRANCISCO, CA 415-489-4000
SEC Registered
Total AUM
$1.8B
Discretionary
$1.7B
Employees
--
Clients
--
Accounts
72

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 11, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HOFFMAN, BEVERLY, SUSANIMEMBER, CFONA Control
HOOVER, IRENE, GORMANIMANAGING MEMBERE Control
HOOVER, IRENE, GORMANIMANAGING MEMBERE Control
HOOVER, IRENE, GORMANIMANAGING MEMBERE Control
HOOVER, IRENE, GORMANIMANAGING MEMBERE Control
HOOVER, IRENE, GORMANIMANAGING MEMBERE Control
HOOVER, IRENE, GORMANIMANAGING MEMBERE Control
FORWARD MANAGEMENT, LLCDEMEMBERB Control
CULLEN, STEPHEN, JAMESIMEMBER, PRINCIPALA Control
CULLEN, STEPHEN, JAMESIMEMBER, PRINCIPALA Control
CULLEN, STEPHEN, JAMESIMEMBER, PRINCIPALA Control
CULLEN, STEPHEN, JAMESIMEMBER, PRINCIPALA Control
CULLEN, STEPHEN, JAMESIMEMBER, PRINCIPALA Control
CULLEN, STEPHEN, JAMESIMEMBER, PRINCIPALA Control
HOFFMAN, BEVERLY, SUSANICHIEF COMPLIANCE OFFICER, CFO, MEMBERA Control
HOFFMAN, BEVERLY, SUSANIMEMBER, CFO AND CCOA Control
HOFFMAN, BEVERLY, SUSANICHIEF COMPLIANCE OFFICER, CFO, MEMBERA Control
HOFFMAN, BEVERLY, SUSANICHIEF COMPLIANCE OFFICER, CFO, MEMBERA Control
HOFFMAN, BEVERLY, SUSANICHIEF COMPLIANCE OFFICER, CFO, MEMBERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BRODERICK MANAGEMENT, LLCDEFORWARD MANAGEMENT, LLCE Control
GETTY, GORDON, PETERIBRODERICK MANAGEMENT, LLCE Control

Registrations

Federal

IA
Apr 11, 2007 REGISTERED

Notice Filings (2)

CA TX

Address

600 CALIFORNIA STREET
SUITE 550
SAN FRANCISCO, CA 94108
USA
Phone: 415-489-4000