RIA Intelligence

AMERICAN SKANDIA ADVISORY SERVICES, INC.

CRD #109211 SEC #801-58160 SHELTON, CT 203-926-1888
SEC Registered
Total AUM
$31.4M
Discretionary
$0
Employees
51
Clients
--
Accounts
237

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ABRAM, PATRICIA, JEANIEXECUTIVE V.P. & INVESTMENT COMMITTEENA Control
ABRAM, PATRICIA, JEANIEXECUTIVE V.P. & INVESTMENT COMMITTEENA Control
BIRCH, JOHNIINVESTMENT COMMITTEENA Control
BIRCH, JOHNIINVESTMENT COMMITTEENA Control
CAVALIERE, CARL, ALLENIVICE PRESIDENTNA Control
COLLINS, LINCOLN, REDMANIDIRECTORNA Control
COLLINS, LINCOLN, REDMANIDIRECTORNA Control
CRONIN, TIMOTHY, SEANIINVESTMENT COMMITTEENA Control
CRONIN, TIMOTHY, SEANIINVESTMENT COMMITTEENA Control
DOKKEN, WADE, ADRIANICHIEF EXECUTIVE OFFICERNA Control
DOKKEN, WADE, ADRIANICHIEF EXECUTIVE OFFICERNA Control
KUPERSTOCK, NATHAN, DAVIDIV.P.NA Control
KUPERSTOCK, NATHAN, DAVIDIV.P.NA Control
LEVIN, RICHARD, DANIELICOMPLIANCE OFFICER & INVESTMENT COMMITTEENA Control
LEVIN, RICHARD, DANIELICOMPLIANCE OFFICER & INVESTMENT COMMITTEENA Control
MACDONALD, EDWARD, PAULIINVESTMENT COMMITTEENA Control
MAZZAFERRO, THOMAS, MICHAELIDIRECTORNA Control
MAZZAFERRO, THOMAS, MICHAELIDIRECTORNA Control
MONROE, DAVID, ROBERTITREASURERNA Control
MURRAY, MICHAEL, ALFRED WALTONICHAIRMAN OF INVESTMENT COMMITTEENA Control
MURRAY, MICHAEL, ALFRED WALTONICHAIRMAN OF INVESTMENT COMMITTEENA Control
ROGERS, TIMOTHY, DAVIDIVICE PRESIDENTNA Control
TOUMPAS, MARYIV.P.NA Control
ULLMAN, DEBORAH, GORMANIDIRECTOR & PRESIDENTNA Control
ULNESS, JEFFREY, MARKIINVESTMENT COMMITTEENA Control
ULNESS, JEFFREY, MARKIINVESTMENT COMMITTEENA Control
WHITCHER, ROBERT, GEORGEIDIRECTORNA Control
AMERICAN SKANDIA, INC.DEDIRECT PARENT OF AMERICAN SKANDIA ADVISORY SERVICES, INC.E Control
AMERICAN SKANDIA, INC.DEDIRECT PARENT OF AMERICAN SKANDIA ADVISORY SERVICES, INC.E Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
SKANDIA AFS DEVELOPMENT HOLDING CORPORATIONDESKANDIA U.S. HOLDING CORPORATIONE Control
SKANDIA INSURANCE COMPANY LTD.FESKANDIA AFS DEVELOPMENT HOLDING CORPORATIONE Control
SKANDIA INSURANCE COMPANY LTD.FESKANDIA U.S. INC.E Control
SKANDIA U.S. HOLDING CORPORATIONDEAMERICAN SKANDIA, INC.E Control
SKANDIA U.S. INC.DEAMERICAN SKANDIA INC.E Control

Registrations

Federal

IA
Mar 27, 2002 REGISTERED

Notice Filings (16)

CA CT FL IL IN MA MI MO NE NH NJ OH PA TX VT WI

Address

ONE CORPORATE DRIVE
SHELTON, CT 6484
USA
Phone: 203-926-1888