RIA Intelligence

GARDNER & ROBERTSON, INC.

CRD #109212 SEC #801-64097 RICHMOND, VA 804-205-1261
SEC Registered
Total AUM
$52.9M
Discretionary
$52.9M
Employees
1
Clients
--
Accounts
136

Firm Details

Organization Type
Corporation
State of Formation
Virginia
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 26, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ROBERTSON, THOMAS, CLIFTONIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
GARDNER, CHARLES, HAROLDICHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICERD Control
GARDNER, CHARLES, HAROLDICHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICERD Control
GARDNER, CHARLES, HAROLDICHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICERD Control
GARDNER, CHARLES, HAROLDIRETIRED OWNERD Control
GARDNER, CHARLES, HAROLDIRETIRED OWNERD Control
GARDNER, CHARLES, HAROLDIRETIRED OWNERD Control
GARDNER, CHARLES, HAROLDIRETIRED OWNERD Control
GARDNER, CHARLES, HAROLDICHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICERD Control
ROBERTSON, THOMAS, CLIFTONIPRESIDENTD Control
ROBERTSON, THOMAS, CLIFTONIPRESIDENTD Control
ROBERTSON, THOMAS, CLIFTONIPRESIDENTD Control
ROBERTSON, THOMAS, CLIFTONIPRESIDENT AND CHIEF COMPLIANCE OFFICERD Control
ROBERTSON, THOMAS, CLIFTONIPRESIDENT AND CHIEF COMPLIANCE OFFICERD Control
ROBERTSON, THOMAS, CLIFTONIPRESIDENT AND CHIEF COMPLIANCE OFFICERD Control
ROBERTSON, THOMAS, CLIFTONIPRESIDENT AND CHIEF COMPLIANCE OFFICERD Control
ROBERTSON, THOMAS, CLIFTONIPRESIDENTD Control

Registrations

Federal

IA
Mar 26, 2012 REGISTERED

Notice Filings (2)

NC VA

Address

107 SOUTH 1ST STREET
RICHMOND, VA 23219
United States
Phone: 804-205-1261