UBS FUND ADVISOR, L.L.C.
CRD #109213 SEC #801-55537 NEW YORK, NY 212-994-7400
SEC Registered Private Funds Disclosures
Total AUM
$7B
Discretionary
$7B
Employees
6
Clients
0
Accounts
38
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 3, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUFENANGER, ROBERT, FRANCIS | I | AUTHORIZED PERSON | NA | |
| AUFENANGER, ROBERT, FRANCIS | I | AUTHORIZED PERSON | NA | |
| AUFENANGER, ROBERT, FRANCIS | I | AUTHORIZED PERSON | NA | |
| AUFENANGER, ROBERT, FRANCIS | I | AUTHORIZED PERSON | NA | |
| AUFENANGER, ROBERT, FRANCIS | I | AUTHORIZED PERSON | NA | |
| AUFENANGER, ROBERT, FRANCIS | I | AUTHORIZED PERSON | NA | |
| BROTMAN, ERIC, DAVID | I | AUTHORIZED AGENT | NA | |
| BROTMAN, ERIC, DAVID | I | AUTHORIZED AGENT | NA | |
| BROTMAN, ERIC, DAVID | I | AUTHORIZED AGENT | NA | |
| BROUSSEAU, GREGORY, PAUL | I | N/A | NA | Control |
| BROUSSEAU, GREGORY, PAUL | I | MANAGING DIRECTOR OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | NA | Control |
| BROUSSEAU, GREGORY, PAUL | I | N/A | NA | Control |
| BROUSSEAU, GREGORY, PAUL | I | N/A | NA | Control |
| CHIURAZZI, JOSEPH, THOMAS | I | VICE PRESIDENT | NA | |
| CHIURAZZI, JOSEPH, THOMAS | I | VICE PRESIDENT | NA | |
| CHIURAZZI, JOSEPH, THOMAS | I | VICE PRESIDENT | NA | |
| CHIURAZZI, JOSEPH, THOMAS | I | VICE PRESIDENT | NA | |
| COLON, LUZ, NEREIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| COLON, LUZ, NEREIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| COLON, LUZ, NEREIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| DEWBREY, DARYL, ROBERT | I | VICE PRESIDENT | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FRANKLIN, FRANCINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GINDES, ANNA | I | VICE PRESIDENT | NA | |
| GOOS, CRAIG, KEITH | I | AUTHORIZED AGENT | NA | |
| GOOS, CRAIG, KEITH | I | AUTHORIZED AGENT | NA | |
| GOOS, CRAIG, KEITH | I | AUTHORIZED AGENT | NA | |
| GUREVICH, ALEXANDER | I | VICE PRESIDENT AND PRINCIPAL ACCOUNTING OFFICER | NA | |
| GUREVICH, ALEXANDER | I | VICE PRESIDENT AND PRINCIPAL ACCOUNTING OFFICER | NA | |
| GUREVICH, ALEXANDER | I | VICE PRESIDENT AND PRINCIPAL ACCOUNTING OFFICER | NA | |
| GUREVICH, ALEXANDER | I | VICE PRESIDENT AND PRINCIPAL ACCOUNTING OFFICER | NA | |
| GUREVICH, ALEXANDER | I | VICE PRESIDENT AND PRINCIPAL ACCOUNTING OFFICER | NA | |
| GUREVICH, ALEXANDER | I | VICE PRESIDENT AND PRINCIPAL ACCOUNTING OFFICER | NA | |
| GUREVICH, ALEXANDER | I | VICE PRESIDENT AND PRINCIPAL ACCOUNTING OFFICER | NA | |
| GUREVICH, ALEXANDER | I | VICE PRESIDENT AND PRINCIPAL ACCOUNTING OFFICER | NA | |
| GUREVICH, ALEXANDER | I | VICE PRESIDENT AND PRINCIPAL ACCOUNTING OFFICER | NA | |
| KLEIST, LOUIS, EDWARD | I | VICE PRESIDENT | NA | |
| KLEIST, LOUIS, EDWARD | I | VICE PRESIDENT | NA | |
| KLEIST, LOUIS, EDWARD | I | VICE PRESIDENT | NA | |
| KLEIST, LOUIS, EDWARD | I | VICE PRESIDENT | NA | |
| KLEIST, LOUIS, EDWARD | I | VICE PRESIDENT | NA | |
| KLEIST, LOUIS, EDWARD | I | VICE PRESIDENT | NA | |
| KLEIST, LOUIS, EDWARD | I | VICE PRESIDENT | NA | |
| LINDGREN, DOUGLAS, ALAN | I | AUTHORIZED AGENT | NA | |
| LINDGREN, DOUGLAS, ALAN | I | AUTHORIZED AGENT | NA | |
| LINDGREN, DOUGLAS, ALAN | I | AUTHORIZED AGENT | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MAGRO, JENNIFER | I | VICE PRESIDENT & PRINCIPAL ACCOUNTING OFFICER | NA | |
| MASCIS, MICHAEL | I | N/A | NA | |
| MASCIS, MICHAEL | I | AUTHORIZED AGENT | NA | |
| MASCIS, MICHAEL | I | N/A | NA | |
| MASCIS, MICHAEL | I | N/A | NA | |
| MCWALTERS, RICHARD, WILLIAM | I | V.P. OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| MUNIZ, GARY, STEVEN | I | VICE PRESIDENT | NA | |
| OPATOSKY, BRIAN, DAVID | I | VICE PRESIDENT | NA | |
| OPATOSKY, BRIAN, DAVID | I | VICE PRESIDENT | NA | |
| OPATOSKY, BRIAN, DAVID | I | VICE PRESIDENT | NA | |
| OPATOSKY, BRIAN, DAVID | I | VICE PRESIDENT | NA | |
| PAGLIO, KENNETH, JOHN | I | TREASURER | NA | |
| PAGLIO, KENNETH, JOHN | I | TREASURER | NA | |
| PAGLIO, KENNETH, JOHN | I | TREASURER | NA | |
| PAGLIO, KENNETH, JOHN | I | TREASURER | NA | |
| PAGLIO, KENNETH, JOHN | I | TREASURER | NA | |
| PAGLIO, KENNETH, JOHN | I | TREASURER | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PASCUCCI, JERRY | I | PRESIDENT | NA | |
| PERRY, MICHAEL | I | VICE PRESIDENT | NA | |
| PERRY, MICHAEL | I | AUTHORIZED AGENT | NA | |
| PERRY, MICHAEL | I | AUTHORIZED AGENT | NA | |
| PLUCHINO, FRANK, SAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUCHINO, FRANK, SAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUCHINO, FRANK, SAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUCHINO, FRANK, SAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUCHINO, FRANK, SAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUCHINO, FRANK, SAL | I | CHIEF COMPLIANCE OFFICER ALTERNATIVE INVESTMENT | NA | |
| PLUCHINO, FRANK, SAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| PLUCHINO, FRANK, SAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| RIOS, LAUREN, F | I | VICE PRESIDENT | NA | |
| RIOS, LAUREN, F | I | VICE PRESIDENT | NA | |
| RIOS, LAUREN, F | I | VICE PRESIDENT | NA | |
| RIOS, LAUREN, F | I | VICE PRESIDENT | NA | |
| RIOS, LAUREN, F | I | VICE PRESIDENT | NA | |
| RIOS, LAUREN, F | I | VICE PRESIDENT | NA | |
| RIOS, LAUREN, F | I | VICE PRESIDENT | NA | |
| RIOS, LAUREN, F | I | VICE PRESIDENT | NA | |
| RIOS, LAUREN, F | I | VICE PRESIDENT | NA | |
| RIOS, LAUREN, F | I | VICE PRESIDENT | NA | |
| RIOS, LAUREN, F | I | VICE PRESIDENT | NA | |
| RIOS, LAUREN, F | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROSETO, OTTAVIO | I | VICE PRESIDENT | NA | |
| ROUSSIN, STEPHEN, CRAIG | I | AUTHORIZED AGENT | NA | |
| ROUSSIN, STEPHEN, CRAIG | I | AUTHORIZED AGENT | NA | |
| ROUSSIN, STEPHEN, CRAIG | I | AUTHORIZED AGENT | NA | |
| ROUSSIN, STEPHEN, CRAIG | I | AUTHORIZED AGENT | NA | |
| ROUSSIN, STEPHEN, CRAIG | I | AUTHORIZED AGENT | NA | |
| ROUSSIN, STEPHEN, CRAIG | I | AUTHORIZED AGENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | AUTHORIZED AGENT | NA | |
| RUBIN, LINA | I | AUTHORIZED AGENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| RUBIN, LINA | I | VICE PRESIDENT | NA | |
| SAPORITO, JOSEPH | I | VICE PRESIDENT | NA | |
| SAPORITO, JOSEPH | I | VICE PRESIDENT | NA | |
| SAPORITO, JOSEPH | I | VICE PRESIDENT | NA | |
| SAPORITO, JOSEPH | I | VICE PRESIDENT | NA | |
| SAPORITO, JOSEPH | I | VICE PRESIDENT | NA | |
| SAPORITO, JOSEPH | I | VICE PRESIDENT | NA | |
| SAPORITO, JOSEPH | I | VICE PRESIDENT | NA | |
| SAPORITO, JOSEPH | I | VICE PRESIDENT | NA | |
| SAPORITO, JOSEPH | I | VICE PRESIDENT | NA | |
| SIENKO JR., NORMAN, E | I | AUTHORIZED AGENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMALL, NADIA, K | I | VICE PRESIDENT | NA | |
| SMITH, GEORGE, GERARD | I | VICE PRESIDENT | NA | |
| SMITH, GEORGE, GERARD | I | VICE PRESIDENT | NA | |
| SMITH, GEORGE, GERARD | I | VICE PRESIDENT | NA | |
| SMITH, GEORGE, GERARD | I | VICE PRESIDENT | NA | |
| SMITH, GEORGE, GERARD | I | VICE PRESIDENT | NA | |
| SMITH, GEORGE, GERARD | I | VICE PRESIDENT | NA | |
| SMITH, GEORGE, GERARD | I | VICE PRESIDENT | NA | |
| SMITH, GEORGE, GERARD | I | VICE PRESIDENT | NA | |
| SMITH, GEORGE, GERARD | I | VICE PRESIDENT | NA | |
| TANZMAN, MITCHELL, ALAN | I | N/A | NA | Control |
| TANZMAN, MITCHELL, ALAN | I | MANAGING DIRECTOR OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | NA | Control |
| TANZMAN, MITCHELL, ALAN | I | N/A | NA | Control |
| TANZMAN, MITCHELL, ALAN | I | N/A | NA | Control |
| TAZZA, CESARE, PHILIP | I | AUTHORIZED AGENT | NA | |
| THOME, CHRISTOPHER, WESLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, LEE, KENT | I | VICE PRESIDENT | NA | |
| THOMPSON, LEE, KENT | I | VICE PRESIDENT | NA | |
| TREACY, KEVIN, JOSEPH | I | V.P. OF PW ALTERNATIVE ASSET MANAGEMENT, INC. | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| WATTLEY, CLIFFORD, BRYANT | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| YATES, STACIE, LORRAINE | I | VICE PRESIDENT | NA | |
| INSTITUTIONAL CAPITAL NETWORK, INC. | DE | SOLE MEMBER | E | |
| PW ALTERNATIVE ASSET MANAGEMENT, INC. | DE | SOLE MEMBER | E | Control |
| PW ALTERNATIVE ASSET MANAGEMENT, INC. | DE | SOLE MEMBER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
| UBS AMERICAS INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROUSSEAU, GREGORY, PAUL | I | PW ALTERNATIVE ASSET MANAGEMENT, INC. | F | Control |
| MASCIS, MICHAEL | I | PW ALTERNATIVE ASSET MANAGEMENT, INC. | F | |
| TANZMAN, MITCHELL, ALAN | I | PW ALTERNATIVE ASSET MANAGEMENT, INC. | F | Control |
| ICAPITAL INC. | DE | INSTITUTIONAL CAPITAL NETWORK, INC. | E | Control |
| PAINEWEBBER CAPITAL INC. | DE | PW ALTERNATIVE ASSET MANAGEMENT, INC. | E | Control |
| PAINEWEBBER CAPITAL INC. | DE | PW ALTERNATIVE ASSET MANAGEMENT, INC. | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AG | FE | UBS AMERICAS INC | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS HOLDING LLC | DE | UBS AMERICAS INC. | E | Control |
| UBS AMERICAS INC. | DE | PAINEWEBBER CAPITAL INC. | E | Control |
| UBS AMERICAS INC. | DE | PAINEWEBBER CAPITAL INC. | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
| UBS GROUP AG | FE | UBS AG | E | Control |
Registrations
Federal
IA
Oct 3, 2022 REGISTERED
Address
60 EAST 42ND STREET26TH FLOOR
NEW YORK, NY 10165
United States
Phone: 212-994-7400