TRICAPITAL ADVISORS INC
CRD #109224 SEC #801-55933 NORTH BETHESDA, MD 301-231-8181
SEC Registered
Total AUM
$173.3M
Discretionary
$167M
Employees
10
Clients
26
Accounts
888
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 9, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| CAMPBELL, JAN AMIE, SOLDINGER | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | NA | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SCHWARTZ, MARK, ELLIOT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| FREEDMAN, MARC, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| FREEDMAN, MARC, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| FREEDMAN, MARC, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| FREEDMAN, MARC, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | C | Control |
| FREEDMAN, MARC, ALLAN | I | PRESIDENT, MANAGING PARTNER | C | Control |
| FREEDMAN, MARC, ALLAN | I | PRESIDENT, MANAGING PARTNER | C | Control |
| FREEDMAN, MARC, ALLAN | I | PRESIDENT, MANAGING PARTNER | C | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | C | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | C | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | C | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | C | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | C | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | C | Control |
| SCHWARTZ, MARK, ELLIOT | I | VICE PRESIDENT | C | Control |
| LOPINTO, ROBERT | I | OWNER | B | Control |
| LOPINTO, ROBERT, NMI | I | OWNER | B | Control |
| LOPINTO, ROBERT, NMI | I | OWNER | B | Control |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A | |
| LOPINTO, ROBERT, NMI | I | OWNER | A |
Registrations
Federal
IA
Aug 9, 2016 REGISTERED
Notice Filings (11)
CA DC FL HI IA MD NC NJ NY PA VA
Address
11140 ROCKVILLE PIKESTE 600
NORTH BETHESDA, MD 20852
United States
Phone: 301-231-8181